MILLER HOWARD INVESTMENTS INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	34
Investment Advisory/Research	12
Registered Broker-Dealer Representatives	8
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,214	$2.9B
Non-Discretionary	39	$301.8M
Total	2,253	$3.2B

Clients

Type	Number	RAUM
Individuals	1,937	$500.0M
HNW Individuals	106	$239.0M
Banking or thrift institutions	0	$0
Investment companies	3	$442.4M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	40	$14.1M
Charitable organizations	0	$0
State or municipal gov entities	5	$7.5M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	101	$181.3M
Other	61	$1.9B

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	2.3B
Both for Same	0

Portfolio Manager to Program	Sponsor
THIRD PARTY MODELS PROGRAM(UMA),SMA,ENVESTNET MANAGEMENT ACCOUNTS/SUSTAINABILITY PLATFORM	ENVESTNET
DUAL CONTRACT, HORIZON	STIFEL, NICHOLAS
WILSHIRE VESTMARK ADVISORY SOLUTIONS	WILSHIRE-VESTMARK
ADHESION WEALTH UMA	ADHESION WEALTH
DUAL CONTRACT	CUSO FINANCIAL
UMA	SMARTX
UMA MODEL OVERLAY	SMARTLEAF
MANAGED ACCOUNT UTILITIES, PORTFOLIO ADVISORS, ELITE CHOICE PROGRAM(UMA)	LOCKWOOD
MAPS, FLEXNET, CONSULTING SOLUTIONS(MMS),TOTAL PORTFOLIO UMA(PLACEMARK)	RBC DAIN RAUSCHER
OUTSIDE MANAGERS LIAISON	RAYMOND JAMES FINANCIAL
CES, MANAGER SELECT PROGRAM(MSP),DAP-UMA,MANAGE ACCOUNT UTLITY PLATFORM	CITI PRIVATE BANK(LOCKWOOD)
STAR PROGRAM, UMA	OPPENHEIMER
PAS, PRIVATE LABEL	PERSHING
SEPARATE ACCOUNT EXCHANGE,UMA	TD AMERITRADE
SELECT SEPARATE ACCOUNT PROGRAM, VISTA,UMA	AMERIPRISE ADVISOR SERVICES
FS, MANAGER SELECT PROGRAM(MSP),DAP-UMA	CITI PRIVATE BANK
UMA MODEL	FOLIODX
VESTMARK UMA	JANNEY MONTGOMERY SCOTT
MMS(UMA),PRIVATE ADVISOR NETWORK,MASTERS,DMA	WELLS FARGO ADVISORS
CES, IMS,UMA	MORGAN STANLEY
SWP(UMA), MAC, ACCESS,PACE(MUTUAL FUND)	UBS
SEPARATE ACCOUNT MANAGERS,UMA,MANAGED ACCOUNT SOLUTIONS	FIDELITY INVESTMENTS
MANAGER SELECT	LPL FINANCIAL SERVICES
DUAL CONTRACT	DA DAVIDSON

Identifiers

SEC RIA File Number	801-28170
SEC ERA File Number	801-28170
SEC CIK Numbers	903947
SEC CRD Numbers	105800
Legal Entity Identifier	None

Principal Office

45 PINE GROVE AVE
SUITE 301
KINGSTON
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic