CLEAN YIELD ASSET MANAGEMENT
CLEAN YIELD GROUP INC Legal Name
Adviser information for CLEAN YIELD ASSET MANAGEMENT last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Vermont, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 690 | $510.7M |
| Non-Discretionary | 0 | $0 |
| Total | 690 | $510.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 89 | $42.3M |
| HNW Individuals | 159 | $455.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $12.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesCONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-28225 |
|---|---|
| SEC ERA File Number | 801-28225 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104826 |
| Legal Entity Identifier | None |
Principal Office
16 BEAVER MEADOW RD.NORWICH
VT
United States
Monday - Friday, 8:30 A.M - 4:30 P.M.
Tel: 802-526-2525, Fax: 802-526-2528
Chief Compliance Officer
HOFMANN, DORIGEN
PARTNER, CCO
6800 BREEZEWOOD TERRACE
ROCKVILLE
MD
United States
Tel:
802-526-2525
Fax:
802-526-2528
D******@*************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH GLENSHAW
MANAGING PARTNER
16 BEAVER MEADOW RD.
PO BOX 874
NORWICH
VT
United States
Tel:
802-526-2525
Fax:
802-526-2528
E********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOFMANN, DORIGEN, RYAN | Individual | – | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 10/2012 | 25-50% |
| GLENSHAW, ELIZABETH, DOYLE | Individual | – | PRESIDENT & TREASURER | 10/2014 | 25-50% |
| BECKER, ERIC, MICHAEL | Individual | – | SECRETARY | 10/2012 | 25-50% |