MOUNT LUCAS MANAGEMENT LP

Advisory Business

Type of Organization	Limited Partnership
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	14
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	15	$1.1B
Non-Discretionary	0	$0
Total	15	$1.1B

Clients

Type	Number	RAUM
Individuals	<5	$0
HNW Individuals	<5	$0
Banking or thrift institutions	<5	$0
Investment companies	3	$142.1M
Business development companies	0	$0
Pooled investment vehicles	5	$283.0M
Pension and profit sharing plans	<5	$0
Charitable organizations	<5	$0
State or municipal gov entities	<5	$685.9M
Other investment advisers	<5	$0
Insurance companies	<5	$0
Sovereign wealth funds and foreign official institutions	<5	$0
Corporations or other businesses	<5	$0
Other	<5	$33.6M

Type	Number
No. of Non-RAUM Clients	2
No. of Non-U.S. Clients	8

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	1.8M
Both for Same	0

Portfolio Manager to Program	Sponsor
PRIVATE ADVISOR NETWORK	WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
IMS	MORGAN STANLEY

Identifiers

SEC RIA File Number	801-28254
SEC ERA File Number	801-28254
SEC CIK Numbers	1185072
SEC CRD Numbers	108255
Legal Entity Identifier	549300KGSSFB18TBWK88

Principal Office

405 SOUTH STATE STREET
NEWTOWN
PA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic