BASE MANAGEMENT CO
Adviser information for BASE MANAGEMENT CO last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 27 | $52.5M |
| Non-Discretionary | 13 | $27.1M |
| Total | 40 | $79.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $9.9M |
| HNW Individuals | 25 | $64.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $130,089 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-28328 |
|---|---|
| SEC ERA File Number | 801-28328 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104600 |
| Legal Entity Identifier | None |
Principal Office
600 BALTIMORE AVENUEADAMS BLDG, SUITE 306
TOWSON
MD
United States
Monday - Friday, 9:30AM TO 4PM BY APPOINTMENT
Tel: 410-583-4828, Fax: 410-583-4829
Websites
Chief Compliance Officer
HOGLE, III FRANCIS MILAND
PRESIDENT
600 BALTIMORE AVENUE
SUITE 306
TOWSON
MD
United States
Tel:
(410)-583-4828
Fax:
(410)-583-4829
F*******@**********T
(Full email address available in API data)
Regulatory Contact
HOGLE, III FRANCIS MILAND
PRESIDENT
600 BALTIMORE AVENUE
SUITE 306
TOWSON
MD
United States
Tel:
(410)-583-4828
Fax:
(410)-583-4829
F*******@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOGLE, FRANCIS, MIDLAND | Individual | – | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, D SHAREHOLDER | 07/1986 | 50-75% |
| FRENKIL, CAROLYN, MCGUIRE | Individual | – | C SHAREHOLDER | 12/2004 | 25-50% |