SAWYER & CO INC
Adviser information for SAWYER & CO INC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 188 | $238.6M |
| Non-Discretionary | 3 | $7.8M |
| Total | 191 | $246.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $18.4M |
| HNW Individuals | 111 | $198.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $25.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
50 CONGRESS STREETBOSTON
MA
United States
Monday - Friday, 9:00 A.M.-4:30P.M.
Tel: 617-227-7033, Fax: 617-227-4754
Chief Compliance Officer
BENJAMIN P. WEBBER
50 CONGRESS STREET
BOSTON
MA
United States
Tel:
617-227-7033
Fax:
617-227-4754
C*****@*****************M
(Full email address available in API data)
Regulatory Contact
WILLIAM C. SAWYER, II
PRESIDENT
50 CONGRESS ST.
BOSTON
MA
United States
Tel:
617-227-7033
Fax:
617-227-4754
C*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAWYER, WILLIAM, COTTER | Individual | – | PRESIDENT | 02/1986 | 25-50% |
| WEBBER, BENJAMIN, PRICE | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 11/2013 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 335 | 4K | – |
| ISHARES GOLD TR | ISHARES NEW ETF | 6 | 135 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4K | 8K | – |
| VANGUARD INDEX FDS | TOTAL STOCK MKT | 756 | 3K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 78 | 972 | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 56 | 931 | – |
| ISHARES TR | S&P 500 GRWT ETF | 56 | 600 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 54 | 222 | – |
| VANGUARD SMALL CP ETF | SMALL CP ETF | 53 | 245 | – |
| ISHARES RUSSELL 2000 | RUSSELL 2000 ETF | 52 | 257 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 38 | 263 | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 28 | 848 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 20 | 259 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 19 | 281 | – |
| POWERSHARES QQQ TRUST SERIES 1 | UNIT SER 1 | 15 | 32 | – |
| FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 6 | 145 | – |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 VAL | 6 | 69 | – |
| ISHARES SEMICONDUCTOR | ISHARES SEMICDTR | 5 | 21 | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 2 | 7 | – |
| SELECT SECTOR SPDR TRUST SHS B | ENERGY | 0 | 3 | – |
| ISHARES INC | MSCI STH KOR ETF | 0 | 4 | – |
| VANGUARD WORLD FDS | INF TECH ETF | 33 | 58 | – |
| VANGUARD INDEX FDS | VALUE ETF | 16 | 100 | – |
| ISHARES TR | 1 3 YR TREAS BD | 5 | 65 | – |
| APPLE INC | COM | 12K | 57K | – |
| MICROSOFT CORP | COM | 11K | 26K | – |
| ALPHABET INC A | CAP STK CL A | 11K | 59K | – |
| ORACLE CORP | COM | 10K | 73K | – |
| NVIDIA CORPORATION | COM | 10K | 77K | – |
| TJX COMPANIES INC NEW | COM | 8K | 68K | – |
| ELI LILLY & CO | COM | 6K | 6K | – |
| VISA INC A | COM CL A | 6K | 22K | – |
| PAYCHEX INC | COM | 5K | 43K | – |
| AUTOMATIC DATA PROCESSING INC | COM | 5K | 21K | – |
| AMGEN INC | COM | 5K | 16K | – |
| SYSCO CORP | COM | 5K | 68K | – |
| SALESFORCE.COM INC | COM | 5K | 19K | – |
| CDW CORP | COM | 5K | 21K | – |
| META PLATFORMS INC | CLASS A | 5K | 9K | – |
| TRAVELLERS COMPANIES INC | COM | 4K | 22K | – |
| HONEYWELL INTL INC | COM | 4K | 20K | – |
| FAIR ISAAC CORP | COM | 4K | 3K | – |
| EXXON MOBIL CORP | COM | 4K | 37K | – |
| DISNEY WALT CO | COM | 4K | 41K | – |
| ARISTA NETWORKS INC | COM | 4K | 11K | – |
| JOHNSON & JOHNSON | COM | 4K | 25K | – |
| JPMORGAN CHASE & CO | COM | 4K | 18K | – |
| ECOLAB INC | COM | 4K | 15K | – |
| AMAZON COM INC | COM | 3K | 17K | – |
| NIKE INC | CL B | 3K | 44K | – |
| CONOCOPHILLIPS | COM | 3K | 28K | – |
| UNITED PARCEL SERVICE INC | COM | 3K | 23K | – |
| MASTERCARD INC A | CL A | 3K | 7K | – |
| CENCORA INC | COM | 3K | 13K | – |
| ALLSTATE CORP | COM | 3K | 18K | – |
| ABBVIE INC | COM | 3K | 17K | – |
| AMERICAN EXPRESS CO | COM | 3K | 12K | – |
| HOME DEPOT INC | COM | 3K | 8K | – |
| QUALCOMM INC | COM | 3K | 14K | – |
| ABBOTT LABS | COM | 3K | 25K | – |
| EMERSON ELEC CO | COM | 2K | 22K | – |
| MERCK & CO INC | COM | 2K | 19K | – |
| STARBUCKS CORP | COM | 2K | 30K | – |
| CISCO SYS INC | COM | 2K | 48K | – |
| MICRON TECHNOLOGY | COM | 2K | 17K | – |
| CROWN CASTLE INC | COM | 2K | 21K | – |
| EASTMAN CHEMICAL CO | COM | 2K | 19K | – |
| CHEVRON CORP NEW | COM | 2K | 12K | – |
| FISERV INC | COM | 2K | 12K | – |
| ALPHABET INC C | CAP STK CL C | 2K | 10K | – |
| PUBLIC STORAGE | COM | 2K | 6K | – |
| AFLAC INC | COM | 2K | 19K | – |
| MEDTRONIC PLC | SHS | 2K | 21K | – |
| REPUBLIC SVCS INC | COM | 2K | 8K | – |
| FEDEX CORP | COM | 1K | 5K | – |
| GENUINE PARTS CO | COM | 1K | 9K | – |
| COLGATE PALMOLIVE CO | COM | 1K | 13K | – |
| CVS CAREMARK CORP | COM | 1K | 21K | – |
| GENPACT LIMITED | SHS | 1K | 36K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1K | 11K | – |
| QUEST DIAGNOSTICS INC | COM | 1K | 8K | – |
| WELLS FARGO CO NEW | COM | 1K | 18K | – |
| LOWES COS INC | COM | 1K | 5K | – |
| LABCORP HOLDINGS INC. | COM NEW | 1K | 5K | – |
| COMCAST CORP NEW | CL A | 997 | 25K | – |
| KIMBERLY CLARK CORP | COM | 894 | 6K | – |
| CIGNA CORP NEW | COM | 824 | 2K | – |
| DOW INC | COM | 822 | 15K | – |
| CAMDEN PPTY TR | SH BEN INT | 800 | 7K | – |
| COSTCO WHSL CORP NEW | COM | 714 | 840 | – |
| FASTENAL CO | COM | 702 | 11K | – |
| GRAINGER W W INC | COM | 648 | 718 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 633 | 4K | – |
| WASTE MGMT INC DEL | COM | 591 | 3K | – |
| BROWN FORMAN CORP | CL B | 575 | 13K | – |
| PFIZER INC | COM | 555 | 20K | – |
| INTL PAPER CO | COM | 532 | 12K | – |
| INTERNATIONAL FLAVORS&FRAGRANC | COM | 494 | 5K | – |
| BANK AMER CORP | COM | 476 | 12K | – |
| DUPONT DE NEMOURS INC | COM | 466 | 6K | – |
| MCKESSON CORP | COM | 448 | 767 | – |
| 3M CO | COM | 431 | 4K | – |
| CHUBB LIMITED | COM | 428 | 2K | – |
| WALMART INC | COM | 372 | 5K | – |
| W P CAREY INC | COM | 369 | 7K | – |
| OCCIDENTAL PETE CORP | COM | 322 | 5K | – |
| STRYKER CORP | COM | 274 | 805 | – |
| TESLA MOTORS INC | COM | 250 | 1K | – |
| SOUTHERN CO | COM | 250 | 3K | – |
| NEXTERA ENERGY INC | COM | 204 | 3K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 202 | 3K | – |
| PEPSICO INC | COM | 202 | 1K | – |
| ENTERPRISE PRODUCTS PARTNERS L | COM | 171 | 6K | – |
| PROCTER & GAMBLE CO | COM | 170 | 1K | – |
| SOUTHERN COPPER CORPORATION | COM | 162 | 2K | – |
| MSC INDL DIRECT INC | CL A | 117 | 1K | – |
| BERKSHIRE HATHAWAY INC | CL B | 114 | 281 | – |
| BROOKFIELD INFRASTRUCTURE PART | LP INT UNIT | 103 | 4K | – |
| LOCKHEED MARTIN CORP | COM | 103 | 220 | – |
| ONEOK INC | COM | 98 | 1K | – |
| CONSOLIDATED EDISON INC | COM | 97 | 1K | – |
| DOMINION ENERGY INC | COM | 95 | 2K | – |
| BOEING CO | COM | 78 | 427 | – |
| EBAY INC | COM | 76 | 1K | – |
| ARCHER DANIELS MIDLAND CO | COM | 70 | 1K | – |
| IRON MTN INC NEW | COM | 69 | 775 | – |
| PRICE T ROWE GROUP INC | COM | 58 | 500 | – |
| ALTRIA GROUP INC | COM | 50 | 1K | – |
| J B HUNT TRANSPORT SERVICES IN | COM | 48 | 300 | – |
| COCA COLA CO | COM | 48 | 749 | – |
| PAYPAL HOLDINGS INC | COM | 47 | 815 | – |
| NETFLIX INC | COM | 40 | 59 | – |
| GENERAL MLS INC | COM | 38 | 600 | – |
| HP INC | COM | 35 | 1K | – |
| AVALONBAY CMNTYS INC | COM | 33 | 158 | – |
| PHILIP MORRIS INTL INC | COM | 30 | 300 | – |
| RAYTHEON TECH CORP COM | COM | 30 | 300 | – |
| EVERSOURCE ENERGY | COM | 28 | 500 | – |
| ENERGY TRANSFER LP | COM UT LTD PTN | 24 | 2K | – |
| AGNICO EAGLE MINES LTD | COM | 21 | 325 | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 21 | 1K | – |
| PAN AMERICAN SILVER CORP | COM | 20 | 1K | – |
| METLIFE INC | COM | 17 | 249 | – |
| FIRST MAJESTIC SILVER CORP | COM | 16 | 3K | – |
| GETTY RLTY CORP NEW | COM | 13 | 506 | – |
| GENERAC HLDGS INC | COM | 9 | 70 | – |
| TYSON FOODS INC | CL A | 7 | 125 | – |
| CROWDSTRIKE HOLDINGS INC | CL A | 7 | 18 | – |
| GENERAL MTRS CO | COM | 5 | 106 | – |
| UNITED AIRLS HLDGS INC | COM | 5 | 100 | – |
| COINBASE GLOBAL INC | COM CL A | 4 | 20 | – |
| SOUTHWEST AIRLS CO | COM | 4 | 140 | – |
| CARRIER GLOBAL CORPORATION COM | COM | 4 | 61 | – |
| ALBEMARLE CORP | COM | 4 | 40 | – |
| INSPIRE MED SYS INC | COM | 3 | 24 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 3 | 100 | – |
| JETBLUE AWYS CORP | COM | 2 | 400 | – |
| QUANTUMSCAPE CORP | COM CL A | 1 | 265 | – |
| SEMTECH CORP | COM | 1 | 20 | – |
| GENERAL DYNAMICS CORP | COM | 1 | 2 | – |
| BWX TECHNOLOGIES INC | COM | 1 | 6 | – |
| UPSTART HLDGS INC | COM | 0 | 17 | – |
| DRAFTKINGS INC | COM CL A | 0 | 7 | – |
| LUMENTUM HLDGS INC | COM | 0 | 5 | – |
| EMERGENT BIOSOLUTIONS INC | COM | 0 | 15 | – |
| CANOPY GROWTH CORP | COM NEW | 0 | 3 | – |
| WTS OCCIDENTAL PETROLEUM CORPO | *W EXP 08/03/202 | 61 | 1K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 4K | 15K | – |
| EATON CORP PLC | SHS | 4K | 13K | – |
| TOTAL ENERGIES SE | SPONSORED ADS | 428 | 6K | – |
| SCHLUMBERGER LTD | COM | 405 | 9K | – |
| SUNCOR ENERGY INC NEW | COM | 274 | 7K | – |
| SHELL PLC | ADR SPONSORED | 246 | 3K | – |
| MONDELEZ INTL INC | CL A | 175 | 3K | – |
| IMPERIAL OIL LTD | COM | 123 | 2K | – |
| BHP GROUP LTD | SPONSORED ADR | 83 | 1K | – |
| BP PLC | SPONSORED ADR | 47 | 1K | – |
| MANULIFE FINL CORP | COM | 32 | 1K | – |
| RIO TINTO PLC | SPONSORED ADR | 2 | 25 | – |