FREEDOM FUNDS MANAGEMENT CO
Adviser information for FREEDOM FUNDS MANAGEMENT CO last updated from Form ADV on November 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-28640 |
|---|---|
| SEC ERA File Number | 801-28640 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110785 |
| Legal Entity Identifier | None |
Principal Office
1200 17TH STSTE 850
DENVER
CO
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 303-572-6990, Fax: 303-572-6995
Websites
Chief Compliance Officer
FRED R. KELLY
1200 17TH ST STE 850
DENVER
CO
United States
Tel:
303 572-6990
K****@*********************M
(Full email address available in API data)
Regulatory Contact
KRISTEN PINE
MUNICIPAL RESEARCH/TRADING
1200 17TH STREET
SUITE 850
DENVER
CO
United States
Tel:
3035726990
Fax:
3035726995
K****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLY, FRED, ROSS | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 12/1990 | < 5% |
| KELLY, FRED, ROSS | Individual | CARBON COUNTY HOLDING COMPANY | SHAREHOLDER | 11/1994 | 50-75% |