WINGATE WEALTH ADVISORS, INC.
Adviser information for WINGATE WEALTH ADVISORS, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,208 | $907.6M |
| Non-Discretionary | 602 | $306.4M |
| Total | 2,810 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 293 | $117.5M |
| HNW Individuals | 317 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.6M |
| Charitable organizations | 7 | $23.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-28664 |
|---|---|
| SEC ERA File Number | 801-28664 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105012 |
| Legal Entity Identifier | None |
Principal Office
450 BEDFORD STREETLEXINGTON
MA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 781-862-7100, Fax: 781-861-9707
Chief Compliance Officer
JEFFREY H. WHITE
CCO
WINGATE WEALTH ADVISORS, INC.
450 BEDFORD STREET
LEXINGTON
MA
United States
Tel:
781-862-7100
Fax:
781-861-9707
J*********@************************M
(Full email address available in API data)
Regulatory Contact
CAROL R. NEWMAN
COMPLIANCE OFFICER
WINGATE WEALTH ADVISORS, INC.
450 BEDFORD STREET
LEXINGTON
MA
United States
Tel:
781-862-7100
Fax:
781-861-9707
C***********@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SLUPSKI, JOHN, CASIMIR | Individual | – | SHAREHOLDER | 03/2018 | 25-50% |
| WHITE, JEFFREY, HAYDEN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2011 | 25-50% |
| LASKER, MATTHEW, ALLAN | Individual | – | SHAREHOLDER | 03/2018 | 25-50% |
| POMERANTZ, GARY, DOUGLAS | Individual | – | SHAREHOLDER | 03/2018 | 25-50% |
| BYRON, RICHARD, CARL | Individual | – | CHIEF OPERATING OFFICER | 03/2021 | < 5% |