TANAKA CAPITAL MANAGEMENT INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	22	$41.2M
Non-Discretionary	0	$0
Total	22	$41.2M

Clients

Type	Number	RAUM
Individuals	11	$5.3M
HNW Individuals	5	$10.2M
Banking or thrift institutions	0	$0
Investment companies	1	$20.5M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$5.2M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-28990
SEC ERA File Number	801-28990
SEC CIK Numbers	816788
SEC CRD Numbers	109888
Legal Entity Identifier	None

Principal Office

60 EAST 42ND STREET
SUITE 4000
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic