LARIMER CAPITAL CORPORATION
LARIMER CAPITAL CORP Legal Name
Adviser information for LARIMER CAPITAL CORPORATION last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 462 | $150.7M |
| Non-Discretionary | 0 | $0 |
| Total | 462 | $150.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $20.9M |
| HNW Individuals | 54 | $129.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-29070 |
|---|---|
| SEC ERA File Number | 801-29070 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 18189 |
| Legal Entity Identifier | None |
Principal Office
1720 SOUTH BELLAIRE STREETSUITE 1110
DENVER
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: 303-573-5511, Fax: 303-573-5544
Chief Compliance Officer
ADAM M. CARMEL
PRESIDENT
1720 SOUTH BELLAIRE STREET
SUITE 1110
DENVER
CO
United States
Tel:
303-573-5511
Fax:
303-573-5544
A***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARMEL, ADAM MORMAN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/1989 | > 75% |
| CARMEL, KATHLEEN HAWKINS | Individual | – | SECRETARY | 01/1989 | < 5% |