CCM INVESTMENT ADVISERS, LLC
Adviser information for CCM INVESTMENT ADVISERS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 906 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 906 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 721 | $229.9M |
| HNW Individuals | 129 | $445.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 22 | $53.7M |
| Charitable organizations | 33 | $313.9M |
| State or municipal gov entities | <5 | $50.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 108.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DIVERSIFIED MANAGED ALLOCATIONS PROGRAM | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| PRIVATE WEALTH MANAGEMENT PROGRAMS | ENVESTNET PMC |
| MASTERS INVESTMENT CONSULTING SERVICES PROGRAM | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
Identifiers
| SEC RIA File Number | 801-29159 |
|---|---|
| SEC ERA File Number | 801-29159 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105743 |
| Legal Entity Identifier | None |
Principal Office
1201 MAIN STREET SUITE 1910COLUMBIA
SC
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 803-254-9500, Fax: 803-252-9530
Websites
Chief Compliance Officer
AUSTIN S. FULMER
CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR OF TRADING
1201 MAIN ST STE 1910
COLUMBIA
SC
United States
Tel:
803-254-9500
Fax:
803-252-9530
A*****@*********M
(Full email address available in API data)
Regulatory Contact
ROBERT F. KEY
PRESIDENT
1201 MAIN STREET SUITE 1910
COLUMBIA
SC
United States
Tel:
803-254-9500
Fax:
803-252-9530
R*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANTLEY, CHRISTOPHER, WILSON | Individual | – | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | 03/2019 | < 5% |
| KEY, ROBERT, FRAZER | Individual | – | PRESIDENT, CHIEF FIXED INCOME STRATEGIST, DIRECTOR | 03/2019 | < 5% |
| BURKETT, MICHAEL, ANTHONY | Individual | – | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | 03/2021 | < 5% |
| BULLOCK, DIXIE, SMITH | Individual | – | VICE PRESIDENT | 09/1986 | < 5% |
| FULMER, AUSTIN, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 03/2021 | < 5% |
| FOWLER CARY FAMILY TRUST | Domestic Entity | – | OWNER, MEMBER | 08/2020 | 25-50% |
| Antonovich, Amanda, Cary | Individual | – | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | 02/2019 | < 5% |
| Cary, Carlynn, Elizabeth | Individual | – | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | 02/2019 | < 5% |
| Kirkland, Stephen, Dele | Individual | – | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | 02/2019 | < 5% |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | Domestic Entity | – | OWNER,MEMBER | 12/2012 | 50-75% |
| CARIMI, ANTHONY, FRANKLIN | Individual | – | VICE PRESIDENT | 04/2022 | < 5% |
| LEVEQUE, CHRISTIAN, JOHN | Individual | – | VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST | 03/2023 | < 5% |