AMERICAN BEACON ADVISORS, INC.
Adviser information for AMERICAN BEACON ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $57.4B |
| Non-Discretionary | 0 | $0 |
| Total | 61 | $57.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $19.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $661.2M |
| Pension and profit sharing plans | <5 | $13.6B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $110.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $23.6B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
220 EAST LAS COLINAS BLVD., SUITE 1200IRVING
TX
United States
Monday - Friday, 8:15 AM - 5:00 PM
Tel: 817-391-6100, Fax: 817-391-6131
Chief Compliance Officer
CHRISTINA E. SEARS
CHIEF COMPLIANCE OFFICER
220 EAST LAS COLINAS BLVD., SUITE 1200
IRVING
TX
United States
Tel:
817-391-6110
Fax:
817-391-6131
C************@***********M
(Full email address available in API data)
Regulatory Contact
ROSEMARY K. BEHAN
CHIEF LEGAL OFFICER
220 EAST LAS COLINAS BLVD., SUITE 1200
IRVING
TX
United States
Tel:
817-391-6170
Fax:
817-391-6131
R*************@***********M
(Full email address available in API data)
Industry Affiliates
| AMERICAN PRIVATE EQUITY MANAGEMENT, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NATIONAL INVESTMENT SERVICES OF AMERICA, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RESOLUTE INVESTMENT DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RSW INVESTMENTS | Other investment adviser, including financial planners |
| SHAPIRO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| SSI INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEHAN, ROSEMARY, KAVANAUGH | Individual | – | CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT AND SECRETARY | 01/2006 | < 5% |
| SEARS, CHRISTINA, ELAINE | Individual | – | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 09/2004 | < 5% |
| RINGDAHL, JEFFREY, KARL | Individual | – | PRESIDENT AND CEO, DIRECTOR | 02/2010 | < 5% |
| Heika, Melinda, Gay | Individual | – | CHIEF FINANCIAL OFFICER AND TREASURER | 01/2010 | < 5% |
| RESOLUTE INVESTMENT MANAGERS, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 04/2015 | > 75% |
| RESOLUTE ACQUISITION, INC. | Domestic Entity | RESOLUTE INVESTMENT MANAGERS, INC. | SHAREHOLDER | 04/2015 | > 75% |
| RESOLUTE TOPCO, INC. | Domestic Entity | RESOLUTE ACQUISITION, INC. | SHAREHOLDER | 04/2015 | > 75% |
| BARTELS, PATRICK, JOSEPH | Individual | – | DIRECTOR | 01/2024 | < 5% |
| GOLDMAN, RICHARD, MARK | Individual | – | DIRECTOR | 01/2024 | < 5% |
| DONATH, JAME, NMN | Individual | – | DIRECTOR | 01/2024 | < 5% |
| Hill, Kirstin, NILSSON | Individual | – | DIRECTOR | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2022 for period ending June 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALIBABA GROUP HOLDING | SPONSORED ADS | 230 | 2K | – |