CROWLEY WEALTH MANAGEMENT, INC.
Adviser information for CROWLEY WEALTH MANAGEMENT, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 997 | $350.4M |
| Non-Discretionary | 0 | $0 |
| Total | 997 | $350.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 190 | $101.6M |
| HNW Individuals | 99 | $248.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-29207 |
|---|---|
| SEC ERA File Number | 801-29207 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112368 |
| Legal Entity Identifier | None |
Principal Office
3201-B MILLCREEK ROADWILMINGTON
DE
United States
Monday - Friday, 9:00 A.M. - 4:30 P.M.
Tel: 302-994-4700, Fax: None
Chief Compliance Officer
ROBERT A. CROWLEY
3201-B MILLCREEK ROAD
WILMINGTON
DE
United States
Tel:
302-994-4700
Fax:
302-994-9495
R**@**************************M
(Full email address available in API data)
Regulatory Contact
FREDERICK J. CROWLEY, JR.
PRESIDENT
3201-B MILLCREEK ROAD
WILMINGTON
DE
United States
Tel:
302-994-4700
Fax:
302-994-9495
F**@**************************M
(Full email address available in API data)
Industry Affiliates
| LAW PRACTICE | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CROWLEY, FREDERICK, JOHN | Individual | – | PRESIDENT | 11/1986 | 50-75% |
| CROWLEY, ROBERT, ALFANSO | Individual | – | VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER | 11/1986 | 50-75% |