DOWLING & YAHNKE, LLC
Adviser information for DOWLING & YAHNKE, LLC last updated from Form ADV on March 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 25 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,745 | $6.0B |
| Non-Discretionary | 89 | $124.0M |
| Total | 4,834 | $6.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 153 | $94.6M |
| HNW Individuals | 1,196 | $5.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $59.7M |
| Charitable organizations | 34 | $246.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $63.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
12265 EL CAMINO REALSUITE 300
SAN DIEGO
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 858-509-9500, Fax: 858-509-9520
Chief Compliance Officer
LARRY NAKAMURA
VP, HEAD OF US COMPLIANCE, CI FINANCIAL
2 BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
3057813040
L********@*****M
(Full email address available in API data)
Regulatory Contact
SCOTT AKINS
GENERAL COUNSEL
2 BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
2148937131
S*****@*****M
(Full email address available in API data)
Industry Affiliates
| CI PRIVATE WEALTH | Other investment adviser, including financial planners |
| PORTOLA PARTNERS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEAMER, WILLIAM, GILES | Individual | – | CHIEF INVESTMENT OFFICER | 10/2009 | < 5% |
| BEAMER, WILLIAM, GILES | Individual | – | PRESIDENT | 11/2013 | < 5% |
| YAHNKE, DALE, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2016 | < 5% |
| CI PRIVATE WEALTH, LLC | Domestic Entity | – | OWNER & MANAGING MEMBER | 06/2021 | > 75% |
| CI FINANCIAL CORP. | Foreign Entity | CI US HOLDINGS, INC. | OWNER | 12/2019 | > 75% |
| Zerbato, Emily, Rose | Individual | – | COMPLIANCE OFFICER | 02/2023 | < 5% |
| NAKAMURA, LARRY, TRISTON | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| CI US HOLDINGS, INC. | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 09/2021 | > 75% |
| CIPW HOLDINGS, LLC | Domestic Entity | CI PRIVATE WEALTH, LLC | OWNER | 01/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 2nd, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 3K | 29K | – |
| ABBOTT LABS | COM | 8K | 79K | – |
| ABBVIE INC | COM | 10K | 78K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 6K | 23K | – |
| ACTIVISION BLIZZARD INC | COM | 3K | 47K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 8K | 29K | – |
| ADVANCED MICRO DEVICES INC | COM | 739 | 12K | – |
| AFLAC INC | COM | 2K | 31K | – |
| AIR PRODS & CHEMS INC | COM | 262 | 1K | – |
| ALPHABET INC | CAP STK CL A | 18K | 191K | – |
| ALPHABET INC | CAP STK CL C | 10K | 100K | – |
| ALTRIA GROUP INC | COM | 228 | 6K | – |
| AMAZON COM INC | COM | 29K | 259K | – |
| AMER STATES WTR CO | COM | 2K | 23K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 364 | 8K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 1K | 30K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 4K | 74K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 564 | 9K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 732 | 11K | – |
| AMERICAN ELEC PWR CO INC | COM | 313 | 4K | – |
| AMERICAN EXPRESS CO | COM | 8K | 62K | – |
| AMERICAN INTL GROUP INC | COM NEW | 2K | 50K | – |
| AMERICAN TOWER CORP NEW | COM | 372 | 2K | – |
| AMGEN INC | COM | 8K | 33K | – |
| ANALOG DEVICES INC | COM | 946 | 7K | – |
| AON PLC | SHS CL A | 219 | 819 | – |
| APPLE INC | COM | 71K | 513K | – |
| APPLIED MATLS INC | COM | 3K | 42K | – |
| APTIV PLC | SHS | 322 | 4K | – |
| ARCHER DANIELS MIDLAND CO | COM | 736 | 9K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 486 | 9K | – |
| AT&T INC | COM | 3K | 196K | – |
| AUTODESK INC | COM | 1K | 8K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 9K | 40K | – |
| AVIDITY BIOSCIENCES INC | COM | 175 | 11K | – |
| BANK NEW YORK MELLON CORP | COM | 1K | 36K | – |
| BAXTER INTL INC | COM | 764 | 14K | – |
| BECTON DICKINSON & CO | COM | 2K | 10K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 20K | 76K | – |
| BIOGEN INC | COM | 992 | 4K | – |
| BK OF AMERICA CORP | COM | 8K | 256K | – |
| BLACKROCK HEALTH SCIENCS TR | COM SHS | 149 | 10K | – |
| BLACKROCK INC | COM | 4K | 7K | – |
| BLACKSTONE INC | COM | 411 | 5K | – |
| BLADE AIR MOBILITY INC | CL A COM | 40 | 10K | – |
| BOEING CO | COM | 3K | 22K | – |
| BOOKING HOLDINGS INC | COM | 3K | 2K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 8K | 112K | – |
| BROADCOM INC | COM | 4K | 10K | – |
| BROADSTONE NET LEASE INC | COM | 205 | 13K | – |
| CACI INTL INC | CL A | 640 | 2K | – |
| CAPITAL ONE FINL CORP | COM | 1K | 11K | – |
| CARRIER GLOBAL CORPORATION | COM | 811 | 23K | – |
| CATERPILLAR INC | COM | 6K | 39K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 2K | 5K | – |
| CHEVRON CORP NEW | COM | 4K | 30K | – |
| CHIMERIX INC | COM | 124 | 64K | – |
| CHUBB LIMITED | COM | 2K | 10K | – |
| CIGNA CORP NEW | COM | 2K | 9K | – |
| CINTAS CORP | COM | 220 | 568 | – |
| CISCO SYS INC | COM | 7K | 187K | – |
| CITIGROUP INC | COM NEW | 3K | 80K | – |
| CLOROX CO DEL | COM | 362 | 3K | – |
| CME GROUP INC | COM | 2K | 10K | – |
| COCA COLA CO | COM | 44K | 785K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 2K | 29K | – |
| COLGATE PALMOLIVE CO | COM | 4K | 57K | – |
| COMCAST CORP NEW | CL A | 6K | 217K | – |
| CONOCOPHILLIPS | COM | 2K | 21K | – |
| CORNING INC | COM | 2K | 52K | – |
| COSTCO WHSL CORP NEW | COM | 19K | 41K | – |
| CSX CORP | COM | 2K | 70K | – |
| CUMMINS INC | COM | 256 | 1K | – |
| CVS HEALTH CORP | COM | 6K | 68K | – |
| DANAHER CORPORATION | COM | 9K | 36K | – |
| DEERE & CO | COM | 2K | 5K | – |
| DELL TECHNOLOGIES INC | CL C | 202 | 6K | – |
| DEXCOM INC | COM | 5K | 59K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 5K | 253K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 21K | 812K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 33K | 2M | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 9K | 488K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 6K | 334K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 50K | 2M | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 48K | 1M | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 3K | 161K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 36K | 1M | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 19K | 417K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 51K | 1M | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 4K | 216K | – |
| DISNEY WALT CO | COM | 9K | 96K | – |
| DOLLAR GEN CORP NEW | COM | 887 | 4K | – |
| DOMINION ENERGY INC | COM | 417 | 6K | – |
| DOVER CORP | COM | 372 | 3K | – |
| DUKE ENERGY CORP NEW | COM NEW | 224 | 2K | – |
| EATON CORP PLC | SHS | 547 | 4K | – |
| EBAY INC. | COM | 3K | 77K | – |
| EDWARDS LIFESCIENCES CORP | COM | 359 | 4K | – |
| ELECTRONIC ARTS INC | COM | 2K | 17K | – |
| ELEVANCE HEALTH INC | COM | 5K | 12K | – |
| EMERSON ELEC CO | COM | 3K | 42K | – |
| EOG RES INC | COM | 322 | 3K | – |
| EXXON MOBIL CORP | COM | 5K | 58K | – |
| FATE THERAPEUTICS INC | COM | 687 | 31K | – |
| FEDEX CORP | COM | 2K | 14K | – |
| FISERV INC | COM | 2K | 23K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 217 | 6K | – |
| FLEXSHARES TR | MORNSTAR USMKT | 792 | 6K | – |
| FORD MTR CO DEL | COM | 2K | 205K | – |
| FORTIVE CORP | COM | 497 | 9K | – |
| FORTRESS BIOTECH INC | COM | 17 | 20K | – |
| FOX CORP | CL A COM | 412 | 13K | – |
| GENERAL DYNAMICS CORP | COM | 3K | 13K | – |
| GENERAL ELECTRIC CO | COM NEW | 2K | 29K | – |
| GENERAL MLS INC | COM | 1K | 15K | – |
| GENERAL MTRS CO | COM | 803 | 25K | – |
| GERON CORP | COM | 91 | 39K | – |
| GILEAD SCIENCES INC | COM | 3K | 49K | – |
| GLAUKOS CORP | COM | 878 | 16K | – |
| GLOBAL X FDS | S&P 500 CATHOLIC | 4K | 84K | – |
| GOLDMAN SACHS GROUP INC | COM | 7K | 23K | – |
| GOSSAMER BIO INC | COM | 181 | 15K | – |
| GRIFOLS S A | SP ADR REP B NVT | 67 | 11K | – |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 164 | 11K | – |
| HERSHEY CO | COM | 647 | 3K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 446 | 37K | – |
| HOME DEPOT INC | COM | 15K | 55K | – |
| HONEYWELL INTL INC | COM | 8K | 45K | – |
| HP INC | COM | 1K | 42K | – |
| ILLINOIS TOOL WKS INC | COM | 4K | 21K | – |
| ILLUMINA INC | COM | 3K | 17K | – |
| INTEL CORP | COM | 4K | 142K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 4K | 34K | – |
| INTUIT | COM | 6K | 16K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1K | 7K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 211 | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 598 | 5K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2K | 9K | – |
| IONIS PHARMACEUTICALS INC | COM | 13K | 303K | – |
| IRHYTHM TECHNOLOGIES INC | COM | 1K | 9K | – |
| IRON MTN INC DEL | COM | 366 | 8K | – |
| ISHARES GOLD TR | ISHARES NEW | 239 | 8K | – |
| ISHARES INC | MSCI GBL MIN VOL | 453 | 5K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 1K | 14K | – |
| ISHARES TR | CORE MSCI EAFE | 509 | 10K | – |
| ISHARES TR | CORE S&P MCP ETF | 2K | 9K | – |
| ISHARES TR | CORE S&P SCP ETF | 728 | 8K | – |
| ISHARES TR | CORE S&P500 ETF | 4K | 11K | – |
| ISHARES TR | CORE US AGGBD ET | 316 | 3K | – |
| ISHARES TR | EAFE GRWTH ETF | 931 | 13K | – |
| ISHARES TR | EAFE SML CP ETF | 1K | 28K | – |
| ISHARES TR | EAFE VALUE ETF | 2K | 40K | – |
| ISHARES TR | GLOBAL ENERG ETF | 503 | 15K | – |
| ISHARES TR | ISHARES BIOTECH | 7K | 57K | – |
| ISHARES TR | ISHARES SEMICDTR | 14K | 42K | – |
| ISHARES TR | JPMORGAN USD EMG | 5K | 63K | – |
| ISHARES TR | MICRO-CAP ETF | 5K | 46K | – |
| ISHARES TR | MSCI ACWI ETF | 587 | 8K | – |
| ISHARES TR | MSCI ACWI EX US | 2K | 44K | – |
| ISHARES TR | MSCI EAFE ETF | 2K | 41K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2K | 43K | – |
| ISHARES TR | MSCI UK ETF NEW | 393 | 15K | – |
| ISHARES TR | MSCI USA MIN VOL | 326 | 5K | – |
| ISHARES TR | MSCI USA MMENTM | 522 | 4K | – |
| ISHARES TR | RUS 1000 ETF | 653 | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3K | 14K | – |
| ISHARES TR | RUS 1000 VAL ETF | 206 | 2K | – |
| ISHARES TR | RUS 2000 GRW ETF | 5K | 23K | – |
| ISHARES TR | RUS 2000 VAL ETF | 319 | 2K | – |
| ISHARES TR | RUS MDCP VAL ETF | 397 | 4K | – |
| ISHARES TR | RUS MID CAP ETF | 2K | 33K | – |
| ISHARES TR | RUSEL 2500 ETF | 554 | 11K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1K | 8K | – |
| ISHARES TR | S&P 100 ETF | 2K | 10K | – |
| ISHARES TR | S&P 500 GRWT ETF | 947 | 16K | – |
| ISHARES TR | S&P 500 VAL ETF | 232 | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 206 | 3K | – |
| ISHARES TR | S&P SML 600 GWT | 10K | 95K | – |
| ISHARES TR | SELECT DIVID ETF | 629 | 6K | – |
| ISHARES TR | SP SMCP600VL ETF | 310 | 4K | – |
| ISHARES TR | TIPS BD ETF | 530 | 5K | – |
| ISHARES TR | U.S. BAS MTL ETF | 1K | 11K | – |
| ISHARES TR | U.S. ENERGY ETF | 531 | 14K | – |
| ISHARES TR | U.S. TECH ETF | 782 | 11K | – |
| ISHARES TR | U.S. UTILITS ETF | 2K | 24K | – |
| ISHARES TR | US CONSUM DISCRE | 253 | 4K | – |
| ISHARES TR | US HLTHCARE ETF | 247 | 975 | – |
| ISHARES TR | US OIL EQ&SV ETF | 144 | 10K | – |
| ISHARES TR | US TELECOM ETF | 734 | 35K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 359 | 7K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 36K | 708K | – |
| JOHNSON & JOHNSON | COM | 15K | 95K | – |
| JOHNSON CTLS INTL PLC | SHS | 708 | 14K | – |
| JPMORGAN CHASE & CO | COM | 10K | 91K | – |
| KELLOGG CO | COM | 1K | 18K | – |
| KIMBERLY-CLARK CORP | COM | 2K | 22K | – |
| KINDER MORGAN INC DEL | COM | 195 | 12K | – |
| KRAFT HEINZ CO | COM | 1K | 35K | – |
| KROGER CO | COM | 979 | 22K | – |
| LANCASTER COLONY CORP | COM | 7K | 45K | – |
| LAUDER ESTEE COS INC | CL A | 2K | 10K | – |
| LEIDOS HOLDINGS INC | COM | 433 | 5K | – |
| LILLY ELI & CO | COM | 18K | 56K | – |
| LINCOLN ELEC HLDGS INC | COM | 215 | 2K | – |
| LINDE PLC | SHS | 355 | 1K | – |
| LINEAGE CELL THERAPEUTICS IN | COM | 36 | 32K | – |
| LOCKHEED MARTIN CORP | COM | 6K | 16K | – |
| LOWES COS INC | COM | 9K | 48K | – |
| LUMEN TECHNOLOGIES INC | COM | 172 | 24K | – |
| MARATHON PETE CORP | COM | 862 | 9K | – |
| MARRIOTT INTL INC NEW | CL A | 2K | 14K | – |
| MARSH & MCLENNAN COS INC | COM | 909 | 6K | – |
| MASTERCARD INCORPORATED | CL A | 12K | 42K | – |
| MCDONALDS CORP | COM | 10K | 44K | – |
| MCKESSON CORP | COM | 555 | 2K | – |
| MEDTRONIC PLC | SHS | 3K | 34K | – |
| MERCK & CO INC | COM | 9K | 106K | – |
| META PLATFORMS INC | CL A | 7K | 51K | – |
| METLIFE INC | COM | 3K | 41K | – |
| MICRON TECHNOLOGY INC | COM | 2K | 37K | – |
| MICROSOFT CORP | COM | 40K | 172K | – |
| MICROSTRATEGY INC | CL A NEW | 368 | 2K | – |
| MIRATI THERAPEUTICS INC | COM | 552 | 8K | – |
| MONDELEZ INTL INC | CL A | 5K | 92K | – |
| MONSTER BEVERAGE CORP NEW | COM | 486 | 6K | – |
| MOODYS CORP | COM | 322 | 1K | – |
| MORGAN STANLEY | COM NEW | 8K | 96K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 396 | 2K | – |
| NETFLIX INC | COM | 2K | 9K | – |
| NEXTERA ENERGY INC | COM | 580 | 7K | – |
| NIKE INC | CL B | 5K | 58K | – |
| NORDSON CORP | COM | 243 | 1K | – |
| NORFOLK SOUTHN CORP | COM | 795 | 4K | – |
| NORTHROP GRUMMAN CORP | COM | 2K | 3K | – |
| NVIDIA CORPORATION | COM | 6K | 48K | – |
| ONCTERNAL THERAPEUTICS INC | COM | 134 | 150K | – |
| ORACLE CORP | COM | 8K | 135K | – |
| OREILLY AUTOMOTIVE INC | COM | 736 | 1K | – |
| OTIS WORLDWIDE CORP | COM | 853 | 13K | – |
| OUSTER INC | COM | 106 | 110K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 307 | 16K | – |
| PAYCHEX INC | COM | 1K | 10K | – |
| PAYPAL HLDGS INC | COM | 6K | 74K | – |
| PEPSICO INC | COM | 8K | 51K | – |
| PERKINELMER INC | COM | 16K | 136K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 271 | 22K | – |
| PFIZER INC | COM | 9K | 204K | – |
| PHILIP MORRIS INTL INC | COM | 311 | 4K | – |
| PHILLIPS 66 | COM | 1K | 15K | – |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 228 | 17K | – |
| PINNACLE FINL PARTNERS INC | COM | 840 | 10K | – |
| PNC FINL SVCS GROUP INC | COM | 4K | 25K | – |
| PROCTER AND GAMBLE CO | COM | 8K | 67K | – |
| PROMETHEUS BIOSCIENCES INC | COM | 2K | 30K | – |
| PRUDENTIAL FINL INC | COM | 649 | 8K | – |
| QUALCOMM INC | COM | 16K | 143K | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 6K | 70K | – |
| REALTY INCOME CORP | COM | 2K | 30K | – |
| RELIANCE STEEL & ALUMINUM CO | COM | 66K | 378K | – |
| RESMED INC | COM | 515 | 2K | – |
| ROPER TECHNOLOGIES INC | COM | 330 | 917 | – |
| ROSS STORES INC | COM | 444 | 5K | – |
| S&P GLOBAL INC | COM | 221 | 723 | – |
| SALESFORCE INC | COM | 4K | 29K | – |
| SCHLUMBERGER LTD | COM STK | 708 | 20K | – |
| SCHRODINGER INC | COM | 221 | 9K | – |
| SCHWAB CHARLES CORP | COM | 4K | 55K | – |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 295 | 6K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 300 | 7K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 283 | 4K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 419 | 8K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 234 | 4K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 214 | 6K | – |
| SCIENCE 37 HOLDINGS INC | COM | 68 | 42K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 3K | 57K | – |
| SELECT SECTOR SPDR TR | ENERGY | 11K | 159K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 2K | 65K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 2K | 62K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 706 | 5K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 324 | 5K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 553 | 5K | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 1K | 17K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 4K | 68K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 8K | 111K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 3K | 24K | – |
| SELECTQUOTE INC | COM | 40 | 55K | – |
| SEMPRA | COM | 5K | 33K | – |
| SERVICENOW INC | COM | 1K | 3K | – |
| SIRIUS XM HOLDINGS INC | COM | 60 | 11K | – |
| SNAP INC | CL A | 480 | 49K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 589 | 2K | – |
| SPDR GOLD TR | GOLD SHS | 562 | 4K | – |
| SPDR INDEX SHS FDS | DJ INTL RL ETF | 591 | 25K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 11K | 29K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 1K | 3K | – |
| SPDR SER TR | S&P DIVID ETF | 1K | 9K | – |
| STARBUCKS CORP | COM | 9K | 104K | – |
| STATE STR CORP | COM | 388 | 6K | – |
| STATERA BIOPHARMA INC | COM | 4 | 29K | – |
| STRYKER CORPORATION | COM | 3K | 14K | – |
| SYSCO CORP | COM | 1K | 16K | – |
| TARGET CORP | COM | 5K | 37K | – |
| TE CONNECTIVITY LTD | SHS | 913 | 8K | – |
| TESLA INC | COM | 12K | 45K | – |
| TEXAS INSTRS INC | COM | 9K | 59K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 7K | 14K | – |
| TJX COS INC NEW | COM | 3K | 53K | – |
| T-MOBILE US INC | COM | 3K | 20K | – |
| TRACON PHARMACEUTICALS INC | COM NEW | 79 | 47K | – |
| TRAVELERS COMPANIES INC | COM | 3K | 21K | – |
| TRUIST FINL CORP | COM | 499 | 11K | – |
| TWITTER INC | COM | 236 | 5K | – |
| UBER TECHNOLOGIES INC | COM | 374 | 14K | – |
| ULTA BEAUTY INC | COM | 210 | 523 | – |
| UNION PAC CORP | COM | 8K | 43K | – |
| UNITED PARCEL SERVICE INC | CL B | 7K | 41K | – |
| UNITEDHEALTH GROUP INC | COM | 22K | 43K | – |
| US BANCORP DEL | COM NEW | 5K | 114K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 108K | 1M | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 58K | 807K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 3K | 54K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 4K | 30K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2K | 11K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 5K | 30K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 346 | 3K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 10K | 51K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 7K | 82K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 48K | 148K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 2K | 15K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 6K | 36K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 8K | 41K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 7K | 37K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3K | 24K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 22K | 488K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 3K | 93K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 283 | 3K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 12K | 321K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 2K | 28K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 25K | 510K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 83K | 2M | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 47K | 628K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 366 | 3K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 55K | 1M | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 4K | 108K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 35K | 614K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 856 | 20K | – |
| VANGUARD WORLD FDS | COMM SRVC ETF | 5K | 66K | – |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 4K | 15K | – |
| VANGUARD WORLD FDS | CONSUM STP ETF | 2K | 10K | – |
| VANGUARD WORLD FDS | ENERGY ETF | 16K | 155K | – |
| VANGUARD WORLD FDS | FINANCIALS ETF | 6K | 83K | – |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 5K | 21K | – |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 2K | 13K | – |
| VANGUARD WORLD FDS | INF TECH ETF | 9K | 31K | – |
| VANGUARD WORLD FDS | MATERIALS ETF | 13K | 89K | – |
| VANGUARD WORLD FDS | UTILITIES ETF | 19K | 133K | – |
| VERACYTE INC | COM | 996 | 60K | – |
| VERIZON COMMUNICATIONS INC | COM | 2K | 50K | – |
| VIATRIS INC | COM | 102 | 12K | – |
| VISA INC | COM CL A | 14K | 78K | – |
| VMWARE INC | CL A COM | 294 | 3K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 1K | 46K | – |
| WALMART INC | COM | 9K | 67K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 288 | 25K | – |
| WASTE MGMT INC DEL | COM | 868 | 5K | – |
| WD 40 CO | COM | 729 | 4K | – |
| WEC ENERGY GROUP INC | COM | 268 | 3K | – |
| WELLS FARGO CO NEW | COM | 7K | 162K | – |
| WESTERN ALLIANCE BANCORP | COM | 2K | 29K | – |
| WISDOMTREE TR | INTL SMCAP DIV | 231 | 4K | – |
| YUM BRANDS INC | COM | 2K | 23K | – |
| YUM CHINA HLDGS INC | COM | 597 | 13K | – |
| ZOETIS INC | CL A | 1K | 8K | – |