SPECTRUM CAPITAL MANAGEMENT
Adviser information for SPECTRUM CAPITAL MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 39 | $44.8M |
| Non-Discretionary | 5 | $62.9M |
| Total | 44 | $107.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $61.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $42.3M |
| Charitable organizations | 1 | $4.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-29349 |
|---|---|
| SEC ERA File Number | 801-29349 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105830 |
| Legal Entity Identifier | None |
Principal Office
13620 LINCOLN WAYSUITE 290
AUBURN
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 530-888-9000, Fax: None
Websites
Chief Compliance Officer
JEFFREY Y. FULMER
13620 LINCOLN WAY - 290
AUBURN
CA
United States
Tel:
530 888 9000
I***@**********T
(Full email address available in API data)
Regulatory Contact
FULMER, JEFFREY Y
GEN PTNR
13620 LINCOLN WAY - 290
AUBURN
CA
United States
Tel:
(530) 888-9000
Fax:
(530) 888-7487
I***@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FULMER, JEFFREY | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2005 | 25-50% |