ASSET PLANNING SERVICES INC
Adviser information for ASSET PLANNING SERVICES INC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Louisiana, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 443 | $246.5M |
Non-Discretionary | 136 | $43.2M |
Total | 579 | $289.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 91 | $31.8M |
HNW Individuals | 63 | $236.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 6 | $17.5M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $3.8M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
509 W. 21ST AVENUECOVINGTON
LA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 985-867-8679, Fax: 985-867-8038
Chief Compliance Officer
CLAUDE PAUL DUET
PRESIDENT
509 W. 21ST AVENUE
COVINGTON
LA
United States
Tel:
985-867-8679
Fax:
985-867-8038
C****@************************T
(Full email address available in API data)
Regulatory Contact
JILLIAN NELSON
509 W. 21ST AVENUE
COVINGTON
LA
United States
Tel:
985-867-8679
Fax:
985-867-8038
J******@************************T
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DUET, CLAUDE, PAUL | Individual | – | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | 06/1979 | > 75% |
DUET, BRENDA, MARTINEZ | Individual | – | SECRETARY/DIRECTOR | 06/1987 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
Alphabet Inc. | COM | 7K | 40K | – |
Amazon Com Inc | COM | 9K | 45K | – |
Apple Inc | COM | 297 | 1K | – |
Bank of America Corporation | COM | 5K | 132K | – |
Berkshire Hathaway Cl B | COM | 844 | 2K | – |
Blackrock Inc | COM | 6K | 8K | – |
Business First Bancshare | COM | 218 | 10K | – |
Chevron Corp | COM | 7K | 43K | – |
Cisco Systems | COM | 5K | 101K | – |
Enterprise Products Partners L | COM | 4K | 137K | – |
Exxon Mobil Corporation | COM | 6K | 49K | – |
Home Depot Inc | COM | 6K | 19K | – |
Invesco QQQ Nasdaq 100 | COM | 409 | 853 | – |
Johnson & Johnson | COM | 5K | 35K | – |
JP Morgan Chase | COM | 9K | 43K | – |
L3Harris Technologies | COM | 5K | 23K | – |
Linde PLC | COM | 1K | 2K | – |
Lockheed Martin Corp | COM | 7K | 16K | – |
Microsoft | COM | 22K | 50K | – |
Navitas Semiconductor Co | COM | 433 | 110K | – |
Northrop Grumman Corp | COM | 5K | 12K | – |
Nvidia Corp | COM | 32K | 258K | – |
Pfizer, Inc. | COM | 3K | 119K | – |
Philip Morris Intl Inc | COM | 5K | 52K | – |
Procter & Gamble Company | COM | 1K | 6K | – |
Public Storage Inc | COM | 5K | 18K | – |
RTX Corporation | COM | 6K | 61K | – |
S P D R TRUST Unit SR | COM | 762 | 1K | – |
Schwab U.S. Large-Cap ETF | COM | 3K | 54K | – |
Schwab U.S. Mid-Cap ETF | COM | 450 | 6K | – |
Schwab U.S. Small-Cap ETF | COM | 685 | 14K | – |
Sector Spdr Tech Select | COM | 351 | 2K | – |
Texas Instruments Inc | COM | 6K | 32K | – |
UnitedHealth Group Inc | COM | 6K | 12K | – |
Wal Mart Stores Inc | COM | 7K | 99K | – |