PRINCETON INVESTMENT MANAGEMENT COMPANY
PRIMM & CO INC Legal Name
Adviser information for PRINCETON INVESTMENT MANAGEMENT COMPANY last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $26.4M |
| Non-Discretionary | 4 | $82.7M |
| Total | 21 | $109.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $566,572 |
| HNW Individuals | 17 | $108.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-29455 |
|---|---|
| SEC ERA File Number | 801-29455 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105891 |
| Legal Entity Identifier | None |
Principal Office
90 ARNEYTOWN-HORNERSTOWN RDCREAM RIDGE
NJ
United States
NONE WHEN OTHER OFFICES OCCUPIED, 9-4
Tel: 609-758-6502, Fax: None
Chief Compliance Officer
PRIMM,WILLIAM
PRESIDENT&CCO
90 ARNEYTOWN-HORNERSTOWN RD
CREAM RIDGE
NJ
United States
Tel:
609-758-6502
C******@******M
(Full email address available in API data)
Regulatory Contact
PRIMM, MURIEL
VICE PRESIDENT
90 ARNEYTOWN-HORNERSTOWN RD
CREAM RIDGE
NJ
United States
Tel:
609-758-6502
M**********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRIMM, WILLIAM, FRANCIS | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 05/1981 | > 75% |
| PRIMM, MURIEL | Individual | – | VICE PRESIDENT | 05/1988 | < 5% |