Hedge Fund Database

THRIVENT INVESTMENT MANAGEMENT INC.

Adviser information for THRIVENT INVESTMENT MANAGEMENT INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3596
Investment Advisory/Research 2509
Registered Broker-Dealer Representatives 3596
Registered State Investment Advisers 2605
Licensed Agents of an Insurance Company 2827
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 16,440 $5.5B
Non-Discretionary 25,999 $9.4B
Total 42,439 $14.8B

Clients

Type Number RAUM
Individuals 82,612 $7.6B
HNW Individuals 9,876 $6.9B
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.5M
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 756 $208.1M
Other 305 $83.3M
Type Number
No. of Non-RAUM Clients 56805
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 22000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees
Other Business Activities Broker-dealer

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 9.4B
Portfolio Manager 0
Both for Same 5.5B
Portfolio Manager to Program Sponsor
THRIVENT ADVISORFLEX MANAGED VARIABLE ANNUITY PROGRAM THRIVENT INVESTMENT MANAGEMENT INC.
THRIVENT ADVISOR THRIVENT INVESTMENT MANAGEMENT INC.
THRIVENT ADVISOR GUIDED THRIVENT INVESTMENT MANAGEMENT INC.
THRIVENT UNIFIED MANAGED ACCOUNT 2.0 THRIVENT INVESTMENT MANAGEMENT INC.

Identifiers

SEC RIA File Number 801-29618
SEC ERA File Number 801-29618
SEC CIK Numbers None
SEC CRD Numbers 18387
Legal Entity Identifier None

Principal Office

600 PORTLAND AVENUE SOUTH
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 800-847-4836, Fax: 612-844-4307

Websites

www.thrivent.com www.instagram.com/thrivent/ www.linkedin.com/company/thrivent/ www.facebook.com/thrivent twitter.com/thrivent

Chief Compliance Officer

ANDREA C. GOLIS
CHIEF COMPLIANCE OFFICER
600 PORTLAND AVENUE SOUTH
COMPLIANCE DEPARTMENT
MINNEAPOLIS
MN
United States
Tel: 612-844-7208
Fax: 612-844-8189
(Full email address available in API data)

Regulatory Contact

NICOLE JAMES GILCHRIST
VICE PRESIDENT, MANAGING COUNSEL
600 PORTLAND AVENUE SOUTH
GENERAL COUNSEL'S OFFICE
MINNEAPOLIS
MN
United States
Tel: 612-844-4089
Fax: 612-844-4307
(Full email address available in API data)

Industry Affiliates

NEWMAN FINANCIAL SERVICES LLC Insurance company or agency
THRIVENT ADVISOR NETWORK, LLC Other investment adviser, including financial planners
THRIVENT ASSET MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
THRIVENT DISTRIBUTORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
THRIVENT FINANCIAL FOR LUTHERANS Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorInsurance company or agencySponsor, GP, manager of pooled investment vehicles
THRIVENT INSURANCE AGENCY INC. Insurance company or agency
THRIVENT TRUST COMPANY Trust company
THRIVENT WHITE ROSE ENDURANCE GP II, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE ENDURANCE GP III, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE ENDURANCE GP, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP II, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP III, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP IV, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP IX, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP V, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP VI, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP VII, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP VIII, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP X, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP XI, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP XII, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP XIII, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP XIV, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP XV EQUITY DIRECT, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE GP XV FUND OF FUNDS, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE OPPORTUNITY FUND, GP, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE REAL ESTATE GP I, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE REAL ESTATE GP II, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE REAL ESTATE GP III, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE REAL ESTATE GP IV, LLC Sponsor, GP, manager of pooled investment vehicles
THRIVENT WHITE ROSE REAL ESTATE GP V, LLC Sponsor, GP, manager of pooled investment vehicles
TWIN BRIDGE CAPITAL PARTNERS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WHITE ROSE CFO 2023 HOLDINGS LLC Sponsor, GP, manager of pooled investment vehicles
WHITE ROSE GP I, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
THRIVENT FINANCIAL FOR LUTHERANS Domestic Entity THRIVENT FINANCIAL HOLDINGS, INC. SHAREHOLDER 08/1986 > 75%
THRIVENT FINANCIAL HOLDINGS, INC. Domestic Entity – OWNER 08/1986 > 75%
GOLIS, ANDREA CORIN Individual – CHIEF COMPLIANCE OFFICER 02/2008 < 5%
OSBORNE, CHRISTOPHER JOHN Individual – HEAD OF ENTERPRISE SUPERVISION 09/2014 < 5%
GILCHRIST, TONIA NICOLE JAMES Individual – CHIEF LEGAL OFFICER & SECRETARY 02/2020 < 5%
KLOSTER, DAVID JACOB Individual – DIRECTOR AND PRESIDENT 07/2020 < 5%
CECERE, NICHOLAS M Individual – DIRECTOR 10/2022 < 5%
KENNEDY, STEPHEN CHARLES Individual – DIRECTOR 01/2024 < 5%
JOHNSTON, PAUL ROBERTS Individual – DIRECTOR 01/2024 < 5%
NORGARD, ANDREW DYLAN Individual – TREASURER 02/2024 < 5%
BOUSU, CALEB ANTHONY Individual – DIRECTOR 02/2024 < 5%

No. Employees, Historic

4,0002,000020192020202120222023202420253614 on 5/31/20193614 on 7/24/20193614 on 9/12/20193614 on 10/31/20193494 on 3/27/20203494 on 5/22/20203494 on 6/12/20203494 on 6/30/20203494 on 8/10/20203494 on 8/10/20203494 on 8/12/20203494 on 8/24/20203494 on 8/24/20203494 on 9/18/20203494 on 10/19/20203494 on 12/4/20203494 on 1/2/20213494 on 1/25/20213610 on 3/31/20213610 on 5/14/20213610 on 6/10/20213610 on 7/7/20213610 on 8/31/20213610 on 10/8/20213610 on 12/3/20213610 on 1/14/20223507 on 3/31/20223507 on 4/26/20223507 on 8/25/20223507 on 10/4/20223507 on 11/4/20223507 on 11/11/20223507 on 12/9/20223507 on 1/20/20233507 on 2/1/20233507 on 2/27/20233548 on 3/31/20233548 on 4/13/20233548 on 5/2/20233548 on 7/3/20233548 on 1/3/20243548 on 1/26/20243548 on 2/22/20243596 on 3/28/20243596 on 3/28/2024

RAUM, Historic

20B10B0201920202021202220232024202511429462443 on 5/31/201911429462443 on 7/24/201911429462443 on 9/12/201911429462443 on 10/31/201911272695425 on 3/27/202011272695425 on 5/22/202011272695425 on 6/12/202011272695425 on 6/30/202011272695425 on 8/10/202011272695425 on 8/10/202011272695425 on 8/12/202011272695425 on 8/24/202011272695425 on 8/24/202011272695425 on 9/18/202011272695425 on 10/19/202011272695425 on 12/4/202011272695425 on 1/2/202111272695425 on 1/25/202110688804761 on 3/31/202110688804761 on 5/14/202110688804761 on 6/10/202110688804761 on 7/7/202110688804761 on 8/31/202110688804761 on 10/8/202110688804761 on 12/3/202110688804761 on 1/14/202213498118219 on 3/31/202213498118219 on 4/26/202213498118219 on 8/25/202213498118219 on 10/4/202213498118219 on 11/4/202213498118219 on 11/11/202213498118219 on 12/9/202213498118219 on 1/20/202313498118219 on 2/1/202313498118219 on 2/27/202312490022666 on 3/31/202312490022666 on 4/13/202312490022666 on 5/2/202312490022666 on 7/3/202312490022666 on 1/3/202412490022666 on 1/26/202412490022666 on 2/22/202414813761600 on 3/28/202414813761600 on 3/28/2024

No. Clients, Historic

100,00050,0000201920202021202220232024202545779 on 5/31/201945779 on 7/24/201945779 on 9/12/201945779 on 10/31/201938005 on 3/27/202038005 on 5/22/202038005 on 6/12/202038005 on 6/30/202038005 on 8/10/202038005 on 8/10/202038005 on 8/12/202038005 on 8/24/202038005 on 8/24/202038005 on 9/18/202038005 on 10/19/202038005 on 12/4/202038005 on 1/2/202138005 on 1/25/202134886 on 3/31/202134886 on 5/14/202134886 on 6/10/202134886 on 7/7/202134886 on 8/31/202134886 on 10/8/202134886 on 12/3/202134886 on 1/14/202245547 on 3/31/202245547 on 4/26/202245547 on 8/25/202245547 on 10/4/202245547 on 11/4/202245547 on 11/11/202245547 on 12/9/202245547 on 1/20/202345547 on 2/1/202345547 on 2/27/202355212 on 3/31/202355212 on 4/13/202355212 on 5/2/202355212 on 7/3/202355212 on 1/3/202455212 on 1/26/202455212 on 2/22/202493549 on 3/28/202493549 on 3/28/2024