Hedge Fund Database

WESCOTT FINANCIAL ADVISORY GROUP LLC

Adviser information for WESCOTT FINANCIAL ADVISORY GROUP LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 54
Investment Advisory/Research 30
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 26
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,102 $2.6B
Non-Discretionary 219 $762.3M
Total 3,321 $3.4B

Clients

Type Number RAUM
Individuals 197 $72.4M
HNW Individuals 565 $2.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 4 $819.8M
Charitable organizations 14 $97.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $502,065
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 782

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)ASSET ALLOCATION, FAMILY OFFICE SOLUTION SERVICES
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-29752
SEC ERA File Number 801-29752
SEC CIK Numbers 1864880
SEC CRD Numbers 105989
Legal Entity Identifier None

Principal Office

30 SOUTH 17TH STREET
PHILADELPHIA
PA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 215-979-1619, Fax: 215-979-1617

Websites

www.facebook.com/wescottfin/ www.linkedin.com/company/wescott-financial-advisory-group/ www.wescott.com

Chief Compliance Officer

CARRIE MICHELLE DELGOTT
COO
30 SOUTH 17TH STREET
PHILADELPHIA
PA
United States
Tel: 215-979-1600
Fax: 215-754-4879
(Full email address available in API data)

Regulatory Contact

GRANT RAWDIN
FOUNDER/CEO
30 SOUTH 17TH STREET
PHILADELPHIA
PA
United States
Tel: 215-979-1600
Fax: 215-979-1617
(Full email address available in API data)

Industry Affiliates

DUANE MORRIS LLP Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RAWDIN, GRANT Individual – CHAIRMAN, PRESIDENT, CEO, MEMBER, AND MANAGING BOARD MEMBER 02/1987 50-75%
SHECKELS, LYDIA, CARREIRO Individual – VICE PRESIDENT, MEMBER, AND MANAGING BOARD MEMBER 10/1992 < 5%
WESCOTT HOLDING COMPANY LLC Domestic Entity – MEMBER 12/2003 10-25%
DUANE MORRIS LLP Domestic Entity WESCOTT HOLDING COMPANY LLC MEMBER 12/2003 > 75%
O'DONNELL, CHARLES, JOSEPH Individual – MANAGING BOARD MEMBER 04/2013 < 5%
DELGOTT, CARRIE, MICHELLE Individual – CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER, MANAGING BOARD MEMBER 04/2020 < 5%
TAYLOR, MATTHEW, ANTHONY Individual – MANAGING BOARD MEMBER 01/2018 < 5%
ANTERIAN HOLDINGS LTD Domestic Entity – MEMBER 12/2021 10-25%

No. Employees, Historic

6030020202021202220232024202532 on 3/30/202032 on 4/20/202032 on 6/26/202032 on 3/24/202132 on 1/5/202251 on 2/1/202251 on 2/2/202251 on 2/16/202251 on 10/11/202251 on 3/31/202351 on 5/1/202351 on 6/12/202351 on 9/8/202354 on 3/22/2024

RAUM, Historic

4B2B02020202120222023202420252120521011 on 3/30/20202120521011 on 4/20/20202120521011 on 6/26/20202440467782 on 3/24/20212440467782 on 1/5/20223452848520 on 2/1/20223452848520 on 2/2/20223452848520 on 2/16/20223452848520 on 10/11/20223386326881 on 3/31/20233386326881 on 5/1/20233386326881 on 6/12/20233386326881 on 9/8/20233396705292 on 3/22/2024

No. Clients, Historic

8004000202020212022202320242025487 on 3/30/2020487 on 4/20/2020487 on 6/26/2020516 on 3/24/2021516 on 1/5/2022757 on 2/1/2022757 on 2/2/2022757 on 2/16/2022757 on 10/11/2022774 on 3/31/2023774 on 5/1/2023774 on 6/12/2023774 on 9/8/2023782 on 3/22/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 2M 16K –
ALPHABET INC CAP STK CL C 322K 2K –
ALPHABET INC CAP STK CL A 669K 4K –
AMAZON COM INC COM 424K 2K –
AMGEN INC COM 201K 644 –
ANNOVIS BIO INC COM 240K 42K –
APPLE INC COM 12M 57K –
AUTOMATIC DATA PROCESSING IN COM 390K 2K –
BANK AMERICA CORP COM 591K 15K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K –
CARLISLE COS INC COM 3M 6K –
CARRIER GLOBAL CORPORATION COM 239K 4K –
CATERPILLAR INC COM 269K 809 –
CENCORA INC COM 851K 4K –
CHEVRON CORP NEW COM 513K 3K –
COCA COLA CO COM 393K 6K –
COLGATE PALMOLIVE CO COM 329K 3K –
COSTCO WHSL CORP NEW COM 1M 1K –
CUMMINS INC COM 233K 840 –
CVS HEALTH CORP COM 353K 6K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 14M 400K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 60K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 8M 137K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 4M 91K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 1M 33K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 278K 10K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 311K 12K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 28M 1M –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 12M 447K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 11M 382K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 15M 598K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 35M 898K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 231K 10K –
DISNEY WALT CO COM 768K 8K –
ELI LILLY & CO COM 8M 9K –
EMPIRE ST RLTY OP L P UNIT LTD PRT 60 144K 16K –
EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 150K 16K –
EXXON MOBIL CORP COM 3M 24K –
FS KKR CAP CORP COM 405K 21K –
GE AEROSPACE COM NEW 622K 4K –
GILEAD SCIENCES INC COM 231K 3K –
GOLDMAN SACHS GROUP INC COM 1M 3K –
HERSHEY CO COM 2M 10K –
INTERNATIONAL BUSINESS MACHS COM 388K 2K –
INVESCO EXCHANGE TRADED FD T LARGE CAP VALUE 392K 7K –
INVESCO QQQ TR UNIT SER 1 67M 140K –
ISHARES GOLD TR ISHARES NEW 733K 17K –
ISHARES INC CORE MSCI EMKT 35M 648K –
ISHARES INC ESG AWR MSCI EM 2M 51K –
ISHARES TR ISHS 1-5YR INVS 2M 49K –
ISHARES TR ISHARES BIOTECH 415K 3K –
ISHARES TR NATIONAL MUN ETF 656K 6K –
ISHARES TR S&P 500 GRWT ETF 6M 70K –
ISHARES TR RUS 1000 ETF 29M 97K –
ISHARES TR RUS 1000 GRW ETF 2M 6K –
ISHARES TR CORE S&P TTL STK 2M 14K –
ISHARES TR CORE S&P MCP ETF 6M 110K –
ISHARES TR RUSSELL 2000 ETF 327K 2K –
ISHARES TR EAFE GRWTH ETF 710K 7K –
ISHARES TR US SML CAP EQT 564K 9K –
ISHARES TR 0-5YR INVT GR CP 1M 26K –
ISHARES TR MSCI ACWI ETF 4M 35K –
ISHARES TR MSCI USA QLT FCT 274K 2K –
ISHARES TR CORE MSCI TOTAL 3M 48K –
ISHARES TR CORE 1 5 YR USD 7M 141K –
ISHARES TR ISHS 5-10YR INVT 900K 18K –
ISHARES TR 1 3 YR TREAS BD 2M 28K –
ISHARES TR ESG AWR US AGRGT 981K 21K –
ISHARES TR ESG AWARE MSCI 2M 39K –
ISHARES TR S&P MC 400VL ETF 376K 3K –
ISHARES TR RUS MD CP GR ETF 6M 57K –
ISHARES TR CORE US AGGBD ET 6M 63K –
ISHARES TR EAFE SML CP ETF 1M 23K –
ISHARES TR USD INV GRDE ETF 425K 8K –
ISHARES TR CORE MSCI EAFE 38M 519K –
ISHARES TR INTL EQTY FACTOR 376K 13K –
ISHARES TR 0-3 MNTH TREASRY 459K 5K –
ISHARES TR RUS 1000 VAL ETF 579K 3K –
ISHARES TR CORE S&P SCP ETF 4M 37K –
ISHARES TR U S EQUITY FACTR 5M 89K –
ISHARES TR MSCI USA ESG SLC 1M 11K –
ISHARES TR RUS MDCP VAL ETF 33M 272K –
ISHARES TR CORE S&P US GWT 751K 6K –
ISHARES TR S&P 500 VAL ETF 5M 30K –
ISHARES TR MSCI USA MIN VOL 2M 20K –
ISHARES TR SHRT NAT MUN ETF 2M 17K –
ISHARES TR IBOXX INV CP ETF 2M 19K –
ISHARES TR ESG AWRE 1 5 YR 4M 177K –
ISHARES TR RUS 2000 GRW ETF 621K 2K –
ISHARES TR ESG AW MSCI EAFE 964K 12K –
ISHARES TR CORE S&P500 ETF 36M 66K –
ISHARES U S ETF TR BLACKROCK SH DUR 2M 34K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 222K 5K –
JOHNSON & JOHNSON COM 2M 17K –
JPMORGAN CHASE & CO. COM 517K 3K –
LAS VEGAS SANDS CORP COM 267K 6K –
LOCKHEED MARTIN CORP COM 1M 3K –
MARRIOTT INTL INC NEW CL A 1M 6K –
MCDONALDS CORP COM 313K 1K –
MERCK & CO INC COM 21M 167K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 3M 8K –
NORFOLK SOUTHN CORP COM 4M 19K –
NORTHROP GRUMMAN CORP COM 2M 5K –
NUSHARES ETF TR NUVEEN ESG INTL 465K 15K –
NUSHARES ETF TR NUVEEN ESG SMLCP 2M 40K –
NUSHARES ETF TR NUVEEN ESG LRGCP 811K 10K –
NUSHARES ETF TR NUVEEN ESG LRGVL 571K 15K –
NVIDIA CORPORATION COM 365K 3K –
ORGANON & CO COMMON STOCK 386K 19K –
PAYONEER GLOBAL INC COM 97K 17K –
PEPSICO INC COM 408K 2K –
PERELLA WEINBERG PARTNERS CLASS A COM 2M 93K –
PFIZER INC COM 224K 8K –
PGIM ETF TR PGIM ULTRA SH BD 312K 6K –
PNC FINL SVCS GROUP INC COM 662K 4K –
PROCTER AND GAMBLE CO COM 4M 23K –
QUALCOMM INC COM 449K 2K –
RTX CORPORATION COM 382K 4K –
SCHWAB STRATEGIC TR INTL EQTY ETF 474K 12K –
SCHWAB STRATEGIC TR US LCAP GR ETF 698K 7K –
SCHWAB STRATEGIC TR US BRD MKT ETF 245K 4K –
SCHWAB STRATEGIC TR US MID-CAP ETF 3M 44K –
SELECT SECTOR SPDR TR TECHNOLOGY 650K 3K –
SOLVENTUM CORP COM SHS 207K 4K –
SPDR GOLD TR GOLD SHS 276K 1K –
SPDR S&P 500 ETF TR TR UNIT 962K 2K –
SPDR SER TR S&P DIVID ETF 934K 7K –
SPDR SER TR PORTFOLIO SH TSR 10M 358K –
SPDR SER TR PORTFOLIO S&P500 3M 54K –
SPDR SER TR PORTFOLIO SHORT 2M 61K –
SYSCO CORP COM 261K 4K –
TESLA INC COM 396K 2K –
THE CIGNA GROUP COM 302K 913 –
TRANE TECHNOLOGIES PLC SHS 558K 2K –
UNILEVER PLC SPON ADR NEW 563K 10K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 1M 15K –
VANGUARD BD INDEX FDS INTERMED TERM 11M 144K –
VANGUARD BD INDEX FDS SHORT TRM BOND 4M 58K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS SMALL CP ETF 816K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 138M 276K –
VANGUARD INDEX FDS SML CP GRW ETF 201K 804 –
VANGUARD INDEX FDS MCAP VL IDXVIP 2M 12K –
VANGUARD INDEX FDS LARGE CAP ETF 858K 3K –
VANGUARD INDEX FDS VALUE ETF 5M 29K –
VANGUARD INDEX FDS GROWTH ETF 8M 20K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 7K –
VANGUARD INDEX FDS MID CAP ETF 7M 30K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 713K 12K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 528K 12K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 3M 48K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 371K 5K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 24M 307K –
VANGUARD STAR FDS VG TL INTL STK F 5M 91K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4M 83K –
VANGUARD WELLINGTON FD SHORT TRM TAX EX 58M 582K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 604K 5K –
VANGUARD WORLD FD MEGA GRWTH IND 774K 2K –
VANGUARD WORLD FD INF TECH ETF 366K 634 –
VANGUARD WORLD FD MEGA CAP INDEX 1M 6K –
WESBANCO INC COM 233K 8K –
WESTERN ALLIANCE BANCORP COM 628K 10K –
WISDOMTREE TR INTL SMCAP DIV 576K 9K –