Hedge Fund Database

FDX ADVISORS, INC.

Adviser information for FDX ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 48
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9,519 $2.3B
Non-Discretionary 0 $0
Total 9,519 $2.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $2.3B
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)ASSET ALLOCATION MODELING, INVESTMENT MANAGER RESEARCH PROFILES, INTERNET/SOFTWARE PORTAL
Compensation % of AUMHourly chargesFixed fees
Other Business Activities INVESTMENT RESEARCH/PORTFOLIO MANAGEMENT SOFTWARE

Identifiers

SEC RIA File Number 801-29775
SEC ERA File Number 801-29775
SEC CIK Numbers 1566601
SEC CRD Numbers 104601
Legal Entity Identifier None

Principal Office

ONE NORTH WACKER DRIVE
SUITE 1925
CHICAGO
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 312-827-2800, Fax: None

Websites

twitter.com/foliodx www.facebook.com/foliodynamix www.linkedin.com/company/163646/ www.facebook.com./envestnet/ www.instagram/envestnet/ www.twitter.com/envintel?lan=en www.youtube.com/channel/ucsksh09e27bkbsxuseg2jqw vimeo.com/envestnet

Chief Compliance Officer

BRADLEY LARSON
ONE NORTH WACKER DRIVE
SUITE 1925
CHICAGO
IL
United States
Tel: 312-601-2778
(Full email address available in API data)

Regulatory Contact

DEBRA DEVOE
ONE NORTH WACKER DRIVE
SUITE 1925
CHICAGO
IL
United States
Tel: 312-827-7950
(Full email address available in API data)

Industry Affiliates

ATEGENOS CAPITAL, LLC Other investment adviser, including financial planners
ENVESTNET EMBEDDED ADVISORY, INC. Other investment adviser, including financial planners
ENVESTNET PMC Other investment adviser, including financial planners
ENVESTNET PORTFOLIO SOLUTIONS, INC. Other investment adviser, including financial planners
ENVESTNET RETIREMENT SOLUTIONS, LLC Other investment adviser, including financial planners
ENVESTNET SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
FIDX MARKETS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
QRG CAPITAL MANAGEMENT, INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
M3FN, LLC Domestic Entity – SOLE SHAREHOLDER 07/2008 > 75%
FOLIO DYNAMICS, INC. Domestic Entity M3FN, LLC SOLE MEMBER 07/2008 > 75%
FOLIO DYNAMICS HOLDINGS, INC. Domestic Entity FOLIO DYNAMICS, INC. MEMBER 11/2014 > 75%
ENVESTNET, INC. Domestic Entity FOLIO DYNAMICS HOLDINGS, INC. SOLE SHAREHOLDER 01/2018 > 75%
THOMAS, BRANDON, ROCKWELL Individual – CO-CHIEF INVESTMENT OFFICER/MANAGING DIR 01/2018 < 5%
O'BRIEN, SHELLY, S Individual – CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY 01/2018 < 5%
LARSON, BRADLEY, THOMAS Individual – CHIEF COMPLIANCE OFFICER 10/2018 < 5%
D'AURIA, DANA, MARIE Individual – CO-CHIEF INVESTMENT OFFICER 09/2020 < 5%
SIPP, THOMAS, MICHAEL Individual – EVP, ENVESTNET BUSINESS LINES 12/2022 < 5%
WARREN, JOSHUA, B. Individual – CHIEF FINANCIAL OFFICER 01/2024 < 5%
FOX, JAMES, LAWRENCE Individual – INTERIM CHIEF EXECUTIVE OFFICER 04/2024 < 5%

No. Employees, Historic

80400201920202021202220232024202575 on 10/31/201964 on 4/14/202064 on 6/29/202064 on 8/28/202054 on 3/31/202154 on 4/27/202154 on 2/3/202251 on 3/31/202251 on 2/3/202351 on 2/22/202366 on 3/31/202366 on 9/27/202366 on 1/24/202448 on 3/28/2024

RAUM, Historic

7B4B020192020202120222023202420256743098068 on 10/31/20193417451951 on 4/14/20203417451951 on 6/29/20203417451951 on 8/28/20203873876999 on 3/31/20213873876999 on 4/27/20213873876999 on 2/3/20225084607498 on 3/31/20225084607498 on 2/3/20235084607498 on 2/22/20233621302408 on 3/31/20233621302408 on 9/27/20233621302408 on 1/24/20242266403429 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420259 on 10/31/20195 on 4/14/20205 on 6/29/20205 on 8/28/20203 on 3/31/20213 on 4/27/20213 on 2/3/20222 on 3/31/20222 on 2/3/20232 on 2/22/20232 on 3/31/20232 on 9/27/20232 on 1/24/20242 on 3/28/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM Common Stock 2K 11K –
AMERICAN ELEC PWR CO INC COM Common Stock 233 3K –
AMERICAN EXPRESS CO COM Common Stock 301 1K –
AMGEN INC COM Common Stock 417 1K –
ANALOG DEVICES INC COM Common Stock 274 1K –
ELEVANCE HEALTH INC COM Common Stock 277 511 –
APPLE INC COM Common Stock 2K 10K –
ASTRAZENECA PLC SPONSORED ADR ADR 980 13K –
ATLASSIAN CORPORATION CL A Common Stock 638 4K –
BANK NEW YORK MELLON CORP COM Common Stock 428 7K –
BOSTON SCIENTIFIC CORP COM Common Stock 576 7K –
BRISTOL MYERS SQUIBB CO COM Common Stock 222 5K –
THE CIGNA GROUP COM Common Stock 220 666 –
CADENCE DESIGN SYSTEM INC COM Common Stock 383 1K –
CANADIAN NAT RES LTD COM Common Stock 397 11K –
CHEVRON CORP NEW COM Common Stock 596 4K –
CITIGROUP INC COM NEW Common Stock 291 5K –
COCA COLA CO COM Common Stock 275 4K –
DBX ETF TR XTRACK USD HIGH ETF 437 12K –
DBX ETF TR XTRACK MSCI EAFE ETF 311 13K –
DANAHER CORPORATION COM Common Stock 211 846 –
FISERV INC COM Common Stock 231 2K –
GENERAL DYNAMICS CORP COM Common Stock 219 754 –
GENERAL MLS INC COM Common Stock 289 5K –
GILEAD SCIENCES INC COM Common Stock 360 5K –
HEICO CORP NEW COM Common Stock 378 2K –
HOME DEPOT INC COM Common Stock 434 1K –
HOWMET AEROSPACE INC COM Common Stock 231 3K –
HUNTINGTON BANCSHARES INC COM Common Stock 188 14K –
ISHARES GOLD TR ISHARES NEW ETF 5K 117K –
ISHARES INC MSCI EM ASIA ETF ETF 1K 18K –
ISHARES INC MSCI CDA ETF ETF 2K 57K –
ISHARES INC MSCI GBL MIN VOL ETF 4K 37K –
ISHARES TR CORE S P500 ETF ETF 5K 10K –
ISHARES TR CORE US AGGBD ET ETF 11K 110K –
ISHARES TR MSCI EMG MKT ETF ETF 247 6K –
ISHARES TR 20 YR TR BD ETF ETF 4K 40K –
ISHARES TR 7 10 YR TRSY BD ETF 716 8K –
ISHARES TR MSCI EAFE ETF ETF 1K 13K –
ISHARES TR RUS MDCP VAL ETF ETF 311 3K –
ISHARES TR RUS MD CP GR ETF ETF 538 5K –
ISHARES TR RUS MID CAP ETF ETF 5K 65K –
ISHARES TR RUS 1000 VAL ETF ETF 15K 89K –
ISHARES TR RUS 1000 GRW ETF ETF 17K 45K –
ISHARES TR RUSSELL 2000 ETF ETF 769 4K –
ISHARES TR CORE S P SCP ETF ETF 5K 46K –
ISHARES TR EAFE SML CP ETF ETF 1K 24K –
ISHARES TR JPMORGAN USD EMG ETF 925 10K –
ISHARES TR MBS ETF ETF 18K 197K –
ISHARES TR ISHS 5 10YR INVT ETF 4K 76K –
ISHARES TR ISHS 1 5YR INVS ETF 4K 76K –
ISHARES TR 10 YR INVST GRD ETF 920 18K –
JOHNSON JOHNSON COM Common Stock 448 3K –
KIMBERLY CLARK CORP COM Common Stock 441 3K –
ELI LILLY CO COM Common Stock 471 520 –
MARVELL TECHNOLOGY INC COM Common Stock 235 3K –
MICROSOFT CORP COM Common Stock 5K 11K –
MICRON TECHNOLOGY INC COM Common Stock 456 3K –
NATERA INC COM Common Stock 504 5K –
NATIONAL GRID PLC SPONSORED ADR NE Sponsored ADR 225 4K –
NOVO NORDISK A S ADR ADR 2K 11K –
PNC FINL SVCS GROUP INC COM Common Stock 279 2K –
PFIZER INC COM Common Stock 250 9K –
PHILIP MORRIS INTL INC COM Common Stock 498 5K –
PULTE GROUP INC COM Common Stock 308 3K –
PUTNAM MASTER INTER INCOME T SH BEN INT ETF 77 24K –
QUALCOMM INC COM Common Stock 222 1K –
REINSURANCE GRP OF AMERICA I COM NEW Common Stock 284 1K –
SCHWAB STRATEGIC TR 1 5YR CORP BD ETF 286 6K –
SCHWAB STRATEGIC TR INTL EQTY ETF ETF 1K 34K –
SCHWAB STRATEGIC TR US AGGREGATE B ETF 512 11K –
SCHWAB STRATEGIC TR US TIPS ETF ETF 16K 313K –
SOUTHERN CO COM Common Stock 347 4K –
SYSCO CORP COM Common Stock 392 5K –
TJX COS INC NEW COM Common Stock 298 3K –
T MOBILE US INC COM Common Stock 213 1K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS Sponsored ADS 1K 8K –
TAPESTRY INC COM Common Stock 247 6K –
THOMSON REUTERS CORP COM Common Stock 417 2K –
TRANSDIGM GROUP INC COM Common Stock 337 264 –
US BANCORP DEL COM NEW Common Stock 284 7K –
UNITED PARCEL SERVICE INC CL B Common Stock 301 2K –
VANGUARD WORLD FD MEGA CAP INDEX ETF 1K 7K –
VANGUARD BD INDEX FDS LONG TERM BOND Long Term Bond 2K 32K –
VANGUARD BD INDEX FDS SHORT TRM BOND ETF 590 8K –
VANGUARD BD INDEX FDS TOTAL BND MRKT ETF 21K 297K –
VANGUARD MALVERN FDS STRM INFPROIDX ETF 1K 29K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 4K 34K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF ETF 264 6K –
VANGUARD MUN BD FDS TAX EXEMPT BD ETF 3K 51K –
VANGUARD INDEX FDS S P 500 ETF SHS ETF 7K 14K –
VANGUARD INDEX FDS MCAP VL IDXVIP ETF 1K 7K –
VANGUARD INDEX FDS MCAP GR IDXVIP ETF 840 4K –
VANGUARD INDEX FDS REAL ESTATE ETF ETF 2K 26K –
VANGUARD INDEX FDS SM CP VAL ETF ETF 4K 22K –
VANGUARD INDEX FDS MID CAP ETF ETF 3K 10K –
VANGUARD INDEX FDS GROWTH ETF ETF 7K 20K –
VANGUARD INDEX FDS VALUE ETF ETF 3K 19K –
VANGUARD INDEX FDS SMALL CP ETF ETF 2K 9K –
WALMART INC COM Common Stock 275 4K –
WELLS FARGO CO NEW COM Common Stock 233 4K –
WILLIAMS COS INC COM Common Stock 275 6K –
TOTALENERGIES SE SPONSORED ADS ADR 349 5K –
AT T INC COM Common Stock 426 22K –
ABBVIE INC COM Common Stock 493 3K –
ADOBE INC COM Common Stock 429 772 –
ALPHABET INC CAP STK CL C Common Stock 862 5K –
ALPHABET INC CAP STK CL A Common Stock 1K 6K –
APPLOVIN CORP COM CL A Common Stock 333 4K –
BCE INC COM NEW Common Stock 267 8K –
BROADCOM INC COM Common Stock 1K 712 –
CANADIAN PACIFIC KANSAS CITY COM Common Stock 869 11K –
CISCO SYS INC COM Common Stock 389 8K –
COMCAST CORP NEW CL A Common Stock 285 7K –
COUPANG INC CL A Common Stock 488 23K –
CROWDSTRIKE HLDGS INC CL A Common Stock 298 778 –
DELL TECHNOLOGIES INC CL C Common Stock 284 2K –
DUKE ENERGY CORP NEW COM NEW Common Stock 378 4K –
ETF SER SOLUTIONS DISTILLATE US ETF 4K 81K –
ENBRIDGE INC COM Common Stock 364 10K –
EPAM SYS INC COM Common Stock 222 1K –
EXXON MOBIL CORP COM Common Stock 504 4K –
META PLATFORMS INC CL A Common Stock 2K 3K –
FLEXSHARES TR MORNSTAR UPSTR ETF 3K 71K –
GFL ENVIRONMENTAL INC SUB VTG SHS Common Stock 252 6K –
ICICI BANK LIMITED ADR ADR 646 22K –
INTUITIVE SURGICAL INC COM NEW Common Stock 263 592 –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 ETF 3K 79K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM ETF 3K 49K –
IQVIA HLDGS INC COM Common Stock 212 1K –
IRON MTN INC DEL COM Common Stock 214 2K –
ISHARES TR MSCI USA MIN VOL ETP 6K 69K –
ISHARES TR 0 5 YR TIPS ETF ETF 276 3K –
ISHARES U S ETF TR BLOOMBERG ROLL ETF 5K 95K –
ISHARES TR MSCI USA QLT FCT ETF 5K 32K –
ISHARES TR CORE MSCI EAFE ETF 7K 93K –
ISHARES INC CORE MSCI EMKT ETP 14K 263K –
ISHARES TR 0 5YR HI YL CP ETP 2K 42K –
ISHARES TR MSCI INTL QUALTY ETF 1K 35K –
ISHARES TR CORE MSCI PAC ETF 4K 62K –
ISHARES TR CORE MSCI INTL ETF 18K 273K –
ISHARES TR BROAD USD HIGH ETF 263 7K –
JPMORGAN CHASE CO COM Common Stock 691 3K –
J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN ETF 2K 40K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM ETF 299 5K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR ETF 5K 98K –
JANUS DETROIT STR TR HENDERSON MTG Common Stock 2K 42K –
KENVUE INC COM Common Stock 268 15K –
MCKESSON CORP COM Common Stock 251 429 –
MERCADOLIBRE INC COM Common Stock 976 594 –
MERCK CO INC COM Common Stock 359 3K –
NETFLIX INC COM Common Stock 455 674 –
NEXTERA ENERGY INC COM Common Stock 318 4K –
NVIDIA CORPORATION COM Common Stock 4K 29K –
PACER FDS TR DEVELOPED MRKT ETF 1K 40K –
PACER FDS TR US CASH COWS 100 ETF 4K 82K –
PINTEREST INC CL A Common Stock 309 7K –
S P GLOBAL INC COM Common Stock 381 855 –
SPDR INDEX SHS FDS DJ GLB RL ES ETF ETP 272 7K –
SPDR INDEX SHS FDS S P INTL ETF ETP 1K 33K –
SPDR SER TR ICE PFD SEC ETF ETF 951 28K –
SPDR SER TR PORTFOLIO INTRMD ETF 7K 210K –
SPDR SER TR PORTFOLIO LN TSR ETP 3K 98K –
SPDR SER TR S P DIVID ETF ETP 4K 29K –
SALESFORCE INC COM Common Stock 361 1K –
SANOFI SPONSORED ADR ADR 260 5K –
SERVICENOW INC COM Common Stock 564 717 –
SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA ETF 867 41K –
TRUIST FINL CORP COM Common Stock 249 6K –
UBER TECHNOLOGIES INC COM Common Stock 222 3K –
UNITEDHEALTH GROUP INC COM Common Stock 492 967 –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD ETP 779 10K –
VERIZON COMMUNICATIONS INC COM Common Stock 321 8K –
VERTIV HOLDINGS CO COM CL A Common Stock 232 3K –
VISA INC COM CL A Common Stock 990 4K –
WASTE CONNECTIONS INC COM Common Stock 559 3K –
WORKDAY INC CL A Common Stock 260 1K –
ZOETIS INC CL A Common Stock 226 1K –
AMCOR PLC ORD Common Stock 114 12K –
AON PLC SHS CL A Common Stock 498 2K –
ARCH CAP GROUP LTD ORD Common Stock 683 7K –
ACCENTURE PLC IRELAND SHS CLASS A Common Stock 321 1K –
FERGUSON PLC NEW SHS Common Stock 647 3K –
ICON PLC SHS Common Stock 1K 3K –
JOHNSON CTLS INTL PLC SHS Common Stock 308 5K –
LINDE PLC SHS Common Stock 793 2K –
MEDTRONIC PLC SHS Common Stock 208 3K –
NU HLDGS LTD ORD SHS CL A Common Stock 541 42K –
NVENT ELECTRIC PLC SHS Common Stock 206 3K –
STERIS PLC SHS USD Common Stock 541 2K –
CHUBB LIMITED COM Common Stock 280 1K –
UBS GROUP AG SHS Common Stock 457 15K –
TE CONNECTIVITY LTD SHS Common Stock 244 2K –
SPOTIFY TECHNOLOGY S A SHS Common Stock 569 2K –
MONDAY COM LTD SHS Common Stock 482 2K –
ASML HOLDING N V N Y REGISTRY SHS NY Reg Shrs 815 797 –
FERRARI N V COM Common Stock 982 2K –
LYONDELLBASELL INDUSTRIES N SHS A Common Stock 265 3K –