SOL CAPITAL MANAGEMENT CO

Adviser information for SOL CAPITAL MANAGEMENT CO last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 28
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,103 $2.7B
Non-Discretionary 0 $0
Total 1,103 $2.7B

Clients

Type Number RAUM
Individuals 114 $40.9M
HNW Individuals 156 $995.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $55.4M
Charitable organizations <5 $16.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 140 $1.6B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-29829
SEC ERA File Number 801-29829
SEC CIK Numbers 1339270
SEC CRD Numbers 110226
Legal Entity Identifier None

Principal Office

111 ROCKVILLE PIKE
SUITE 750
ROCKVILLE
MD
United States
Monday - Friday, 9:00 A.M. TO 5:30 PM
Tel: 301-881-3727, Fax: 301-770-5346

Chief Compliance Officer

SANDRA G. HORNE
VICE PRESIDENT
111 ROCKVILLE PIKE
SUITE 750
ROCKVILLE
MD
United States
Tel: 301-692-1225
(Full email address available in API data)

Regulatory Contact

SAMUEL SANDLER
PRESIDENT
111 ROCKVILLE PIKE
SUITE 750
ROCKVILLE
MD
United States
Tel: (301) 881-3727
Fax: (301) 770-5346
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ODINEC, RAJMIEL, N/A Individual CHAIRMAN; CEO; CHIEF INVESTMENT OFFICER 11/1989 25-50%
SANDLER, SAMUEL Individual PRESIDENT 09/2000 50-75%
ODINEC, FRANCES, JOYCE Individual DIRECTOR; SECRETARY 01/1987 25-50%
SCHULTZ, GUILLERMO Individual MANAGING DIRECTOR 11/1989 < 5%
HORNE, SANDRA, GATES Individual VP, CHIEF COMPLIANCE OFFICER 12/2004 < 5%
ODINEC, ERNEST, D Individual MANAGING DIRECTOR 06/2010 < 5%

No. Employees, Historic

3015020202021202220232024202528 on 3/31/202028 on 6/25/202028 on 1/27/202126 on 3/29/202126 on 11/12/202129 on 3/29/202229 on 9/9/202229 on 9/9/202229 on 11/4/202227 on 3/27/202328 on 3/25/2024

RAUM, Historic

3B2B02020202120222023202420252223398334 on 3/31/20202223398334 on 6/25/20202223398334 on 1/27/20212365331447 on 3/29/20212365331447 on 11/12/20212855884883 on 3/29/20222855884883 on 9/9/20222855884883 on 9/9/20222855884883 on 11/4/20222386671547 on 3/27/20232662612008 on 3/25/2024

No. Clients, Historic

5002500202020212022202320242025358 on 3/31/2020358 on 6/25/2020358 on 1/27/2021364 on 3/29/2021364 on 11/12/2021382 on 3/29/2022382 on 9/9/2022382 on 9/9/2022382 on 11/4/2022402 on 3/27/2023417 on 3/25/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMBEV S.A. COM 25 12K
AT&T, Inc. COM 485 25K
AbbVie Inc. COM 234 1K
Accenture Plc Cl A COM 288 950
Adobe Systems Inc. COM 207 373
Agilent Technologies Inc. COM 473 4K
Alibaba Group Holding Limited COM 1K 17K
Alphabet Inc Cl A COM 2K 14K
Alphabet Inc Cl C COM 3K 16K
Amazon.Com Inc. COM 6K 32K
American Express Company COM 3K 12K
American International Group N COM 2K 31K
Amgen Inc. COM 658 2K
Apollo Commercial Real Estate COM 186 19K
Apollo Global Management Inc. COM 9K 75K
Apple Inc. COM 22K 102K
Applied Materials Inc COM 2K 7K
Autodesk Inc COM 351 1K
Banco Santander, S.A. (ADR) COM 133 29K
Bank of America Corp. COM 5K 122K
Becton Dickinson & Co COM 723 3K
Berkshire Hathaway Cl B COM 3K 7K
Blackstone Group Inc. Cl A COM 11K 86K
Block, Inc. COM 269 4K
Boeing Company COM 2K 10K
Bristol-Myers Squibb Co. COM 524 13K
Brookfield Asset Management Cl COM 1K 28K
Brookfield Corporation COM 1K 30K
Byline Bancorp Inc. COM 1K 45K
CSX Corp. COM 381 11K
CVS Health Corp. COM 4K 62K
Carlyle Group COM 6K 144K
Caterpillar Inc. COM 2K 5K
Charles Schwab Corp. COM 4K 55K
Charter Communications Cl A COM 227 760
Chevron Corporation COM 706 5K
Cisco Systems Inc COM 2K 42K
Citigroup Inc. COM 700 11K
Coca-Cola Co. COM 270 4K
Comcast Corp New Cl A COM 3K 70K
ConocoPhillips COM 734 6K
Costco Wholesale Corp. New COM 4K 5K
Danaher Corporation COM 436 2K
Dell Inc COM 727 5K
DraftKings Inc Com Cl A COM 2K 40K
Eli Lilly & Co. COM 684 755
Exxon Mobil Corp. COM 1K 10K
FedEx Corp. COM 4K 13K
GE Aerospace COM 6K 35K
GE Healthcare Technologies Inc COM 376 5K
GE Vernova Inc. COM 1K 8K
Goldman Sachs Group Inc. COM 1K 3K
HP Inc. COM 1K 33K
Hewlett Packard Enterprise Com COM 617 29K
Home Depot Inc. COM 5K 14K
Honeywell International Inc. COM 2K 9K
Host Hotels & Resorts, Inc. COM 411 23K
Humana Inc. COM 2K 6K
Intel Corp. COM 3K 89K
International Bancshares Corp. COM 15K 257K
International Business Machine COM 890 5K
JPMorgan Chase & Co. COM 5K 25K
Johnson & Johnson COM 1K 8K
Johnson Controls Inc. COM 542 8K
KKR & Co. Inc. COM 14K 131K
Koninklijke Philips Electronic COM 775 31K
Lockheed Martin Corp. COM 917 2K
Lowe's Companies, Inc. COM 723 3K
Lumen Technologies, Inc. COM 124 113K
Marriott International, Inc. C COM 499 2K
Marsh & McLennan Companies, In COM 638 3K
McDonald's Corp. COM 2K 8K
McKesson Corp. COM 1K 2K
Merck & Co. Inc. New COM 552 4K
Meta Platforms Inc. COM 11K 22K
Microsoft Corp. COM 13K 28K
Morgan Stanley COM 391 4K
Motorola Solutions Inc. COM 391 1K
Netflix, Inc. COM 3K 4K
Nike Inc. Cl B COM 345 5K
Nvidia Corp. COM 237 2K
Oracle Corp. COM 5K 33K
PNC Financial Services Group, COM 535 3K
Paramount Global Class B COM 2K 161K
Paypal Holdings Inc. COM 1K 26K
Pepsico, Inc. COM 727 4K
Pfizer, Inc. COM 3K 120K
Philip Morris International In COM 559 6K
Procter & Gamble Co. COM 3K 16K
Public Service Enterprise Grou COM 221 3K
Qualcomm Inc. COM 2K 12K
Qurate Retail Group COM 28 45K
Raytheon Technologies Corp COM 398 4K
Roblox Corp Ordinary Shares Cl COM 3K 88K
SAP AG (ADR) COM 980 5K
SJW Group Com COM 325 6K
Schlumberger Ltd F COM 262 6K
Sempra Energy COM 287 4K
Senseonics Holdings COM 5 12K
Shell PLC COM 1K 18K
Sony Corp. (ADR) COM 1K 17K
Stellantis N.V. COM 583 29K
TE Connectivity Ltd. F COM 2K 10K
Tapestry Inc. COM 337 8K
Target Corp. COM 420 3K
Tesla Motors Inc. COM 2K 11K
Teva Pharmaceutical Industries COM 229 14K
The Walt Disney Co. COM 3K 29K
Thermo Fisher Scientific Inc. COM 1K 2K
Toyota Motor Corp. (ADR) COM 225 1K
UBS Group CHF0.10 COM 1K 37K
UnitedHealth Group, Inc. COM 8K 15K
Verizon Communications Inc. COM 324 8K
Visa, Inc. Cl A COM 690 3K
Vodafone Group (ADR) COM 126 14K
Wal-Mart Inc. COM 2K 31K
Warner Bros. Discovery Inc. Se COM 3K 421K
Waste Management Inc. COM 1K 6K
Wells Fargo & Co. New COM 3K 51K
Wynn Resorts LTD COM 209 2K
Yum China Holdings Inc. COM 330 11K
Yum! Brands, Inc. COM 1K 11K
eBay, Inc. COM 1K 19K
Amplify Mobile Payments ETF COM 1K 27K
Avantis Emerging Markets Equit COM 3K 50K
Avantis International Equity E COM 2K 39K
Avantis International Large Ca COM 532 10K
Avantis Real Estate ETF COM 2K 60K
Avantis U.S. Equity ETF COM 5K 53K
Avantis U.S. Large Cap Value E COM 6K 97K
Avantis US Small Cap ValueETF COM 2K 23K
BNY Mellon Concentrated Intern COM 270 5K
Capital Group Core Plus Income COM 2K 100K
Capital Group Dividend Value E COM 497 15K
Capital Group Growth ETF COM 5K 165K
Capital Group International Fo COM 24K 915K
Consumer Discret Sel Sect SPDR COM 201 1K
Dimensional Emerging Core Equi COM 9K 340K
Dimensional Emerging Mkts Core COM 640 24K
Dimensional Global Real Estate COM 1K 56K
Dimensional International Valu COM 1K 32K
Dimensional Intl Core Equity M COM 4K 138K
Dimensional US Core Equity Mar COM 807 22K
Dimensional US Equity ETF COM 302 5K
Dimensional US Large Cap Value COM 244 8K
Dimensional US Real Estate Tru COM 587 27K
Dimensional US Target Value ET COM 2K 47K
Direxion Daily Financial Bull COM 1K 12K
Direxion NASDAQ-100 Equal Weig COM 5K 58K
Energy Select Sector SPDR COM 8K 82K
Financial Select Sector SPDR COM 1K 34K
Franklin FTSE Asia ex-Japan ET COM 251 11K
Franklin LibertyQ U.S. Equity COM 381 7K
Global X MLP & Energy Infrastr COM 4K 85K
Global X Robotics & AI Themati COM 8K 270K
Goldman Sachs Innovative Equit COM 5K 86K
Harbor Dividend Growth Leaders COM 308 21K
Harbor Long Term Growers ETF COM 4K 165K
Health Care Sector Select SPDR COM 1K 8K
Industrial Select Sector SPDR COM 2K 13K
Invesco KBW Bank ETF COM 17K 310K
Invesco KBW Regional Banking COM 247 5K
Invesco NASDAQ 100 ETF COM 18K 89K
Invesco QQQ Trust Series 1 COM 21K 43K
Invesco S&P 500 Pure Growth ET COM 936 25K
Invesco S&P 500 Pure Value ETF COM 3K 42K
Invesco Water Resources COM 325 5K
JP Morgan International Growth COM 711 11K
KraneShares CSI China Internet COM 292 11K
Materials Select Sector SPDR E COM 884 10K
Pacer Developed Mkts Intl.Cash COM 298 10K
Pacer US Cash Cows 100 ETF COM 593 11K
Robo Global Healthcare Tech & COM 296 11K
Robo Global Robotics & Automat COM 1K 23K
Royce Value Trust Inc. COM 846 58K
SDPR Developed World ex-US ETF COM 4K 100K
SPDR DJ Euro Stoxx 50 ETF COM 240 5K
SPDR Dow Jones Global Real Est COM 629 15K
SPDR Dow Jones Industrial Aver COM 774 2K
SPDR Gold Trust ETF COM 747 3K
SPDR KBW Regional Banking ETF COM 923 19K
SPDR Portfolio S&P 500 ETF COM 29K 459K
SPDR S&P 400 Mid Cap ETF COM 2K 43K
SPDR S&P 400 Mid Cap Value ETF COM 571 8K
SPDR S&P 500 Index ETF COM 3K 6K
SPDR S&P 600 Small Cap ETF COM 778 19K
SPDR S&P Bank ETF COM 213 5K
SPDR S&P Global Natural Resour COM 3K 50K
SPDR S&P Homebuilders ETF COM 232 2K
SPDR S&P Kensho New Economies COM 2K 53K
SPDR S&P MidCap 400 ETF COM 1K 2K
SPDR S&P Oil & Gas Explor & Pr COM 219 2K
SPDR Series Trust Biotech COM 3K 32K
Schwab 1000 Index ETF COM 497 10K
Schwab Emerging Markets Equity COM 345 13K
Schwab Fundamental Intl Large COM 385 11K
Schwab Fundamental US Large Co COM 616 9K
Schwab International Equity ET COM 745 19K
Schwab International Small Cap COM 1K 32K
Schwab Strategic US Large Cap COM 556 6K
Schwab US Broad Market ETF COM 2K 25K
Schwab US Large Cap Value ETF COM 1K 14K
Schwab US Mid Cap ETF COM 729 9K
Schwab US Small Cap ETF COM 252 5K
Select Sector SPDR TR Communic COM 324 4K
Technology Select Sector SPDR COM 950 4K
The Emerging Mkts Internet & E COM 2K 57K
Vaneck Vectors Gold Miners ETF COM 224 7K
Vanguard Dividend Appreciation COM 836 5K
Vanguard Emerging Markets ETF COM 3K 61K
Vanguard Energy ETF COM 753 6K
Vanguard European ETF COM 2K 23K
Vanguard Extended Market Index COM 13K 74K
Vanguard FTSE All World Ex-US COM 4K 73K
Vanguard FTSE All-World Ex-US COM 2K 16K
Vanguard FTSE Developed Market COM 3K 53K
Vanguard Financials ETF COM 5K 49K
Vanguard Global ex-US Real Est COM 1K 33K
Vanguard Growth ETF COM 6K 17K
Vanguard Health Care ETF COM 2K 7K
Vanguard High Dividend Yield E COM 716 6K
Vanguard Index Fund Small Cap COM 561 3K
Vanguard Large Cap Index FDS E COM 250 1K
Vanguard Mega Cap 300 Growth I COM 10K 32K
Vanguard Mega Cap 300 Index ET COM 635 3K
Vanguard Mega Cap 300 Value In COM 11K 90K
Vanguard Mid Cap Growth ETF COM 2K 10K
Vanguard Mid-Cap ETF COM 22K 90K
Vanguard Mid-Cap Value ETF COM 5K 32K
Vanguard REIT ETF COM 729 9K
Vanguard S&P 500 ETF COM 8K 17K
Vanguard Small Cap ETF COM 3K 13K
Vanguard Small Cap Growth ETF COM 391 2K
Vanguard Total International S COM 5K 84K
Vanguard Total Stock Mkt ETF COM 3K 11K
Vanguard Value ETF COM 14K 87K
WisdomTree China Ex-State-Owne COM 2K 79K
iShares Core Dividend Growth COM 288 5K
iShares Core EAFE COM 2K 26K
iShares Core High Dividend ETF COM 217 2K
iShares Core MSCI Emerging Mkt COM 3K 50K
iShares Core S&P 500 ETF COM 9K 16K
iShares Core S&P Midcap ETF COM 6K 99K
iShares Core S&P Small Cap ETF COM 2K 21K
iShares Core S&P Total US Stoc COM 635 5K
iShares Core S&P US Growth ETF COM 581 5K
iShares DJ US Home Constructio COM 3K 31K
iShares Dow Jones Reg Banks In COM 207 5K
iShares Edge MSCI Intl Quality COM 4K 100K
iShares Edge MSCI USA Quality COM 7K 44K
iShares FTSE/Xinhua China 25 I COM 312 12K
iShares Global REIT ETF COM 4K 155K
iShares MSCI AC Asia Ex-Japan COM 3K 44K
iShares MSCI Brazil Index ETF COM 946 35K
iShares MSCI EAFE Growth ETF COM 1K 13K
iShares MSCI EAFE Index ETF COM 439 6K
iShares MSCI EAFE Value Index COM 3K 56K
iShares MSCI EMU Index Fund ET COM 977 20K
iShares MSCI Emerging Markets COM 360 8K
iShares MSCI Emerging Markets COM 6K 105K
iShares MSCI Japan Index ETF COM 687 10K
iShares MSCI Mexico Investible COM 209 4K
iShares Nasdaq Biotechnology COM 5K 35K
iShares Russell 1000 ETF COM 1K 4K
iShares Russell 1000 Growth In COM 3K 9K
iShares Russell 1000 Value Ind COM 4K 25K
iShares Russell 2000 Index ETF COM 637 3K
iShares Russell 2000 Value Ind COM 841 6K
iShares Russell 3000 Index Fun COM 373 1K
iShares Russell Midcap Index F COM 420 5K
iShares Russell Midcap Value I COM 1K 9K
iShares S&P 100 Index ETF COM 1K 4K
iShares S&P 500/Barra Growth E COM 1K 13K
iShares S&P 500/Barra Value ET COM 3K 14K
iShares S&P Global Healthcare COM 316 3K
iShares S&P Global Technology COM 7K 86K
iShares S&P Midcap 400/Growth COM 700 8K
iShares S&P Midcap 400/Value E COM 4K 33K
iShares S&P Small Cap 600 Valu COM 448 5K
iShares Trust - iShares Core U COM 419 5K
iShares Trust Core MSCI Total COM 642 10K
AB Active Short Duration ETF COM 9K 252K
Capital Group Short Duration I COM 3K 99K
JP Morgan Ultra Short Income F COM 11K 217K
PCM Fund, Inc. COM 193 26K
PIMCO 0-5 Yr. High Yield Corp. COM 832 9K
PIMCO Access Income Fund COM 15K 944K
PIMCO Dynamic Income COM 17K 895K
PIMCO Dynamic Income Opportuni COM 16K 1M
PIMCO Short Maturity ETF COM 4K 44K
PIMCO Total Return ETF COM 409 4K
Vanguard Short Term Bond ETF COM 4K 51K
Vanguard Short-Term Corporate COM 311 4K
Vanguard Total Bond Market ETF COM 7K 103K
Vanguard Ultra Short Bond ETF COM 862 17K
iShares California Muni Bond E COM 301 5K
iShares National Muni Bond ETF COM 2K 19K
iShares Short Maturity Bond ET COM 442 9K
iShares Short Treasury Bond ET COM 5K 48K
iShares US PFD ETF US PFD STK COM 3K 92K