SOL CAPITAL MANAGEMENT CO
Adviser information for SOL CAPITAL MANAGEMENT CO last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Maryland, United States |
Employees
Total Number of Employees | 28 |
---|---|
Investment Advisory/Research | 9 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 11 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,103 | $2.7B |
Non-Discretionary | 0 | $0 |
Total | 1,103 | $2.7B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 114 | $40.9M |
HNW Individuals | 156 | $995.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $55.4M |
Charitable organizations | <5 | $16.1M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 140 | $1.6B |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 50 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
111 ROCKVILLE PIKESUITE 750
ROCKVILLE
MD
United States
Monday - Friday, 9:00 A.M. TO 5:30 PM
Tel: 301-881-3727, Fax: 301-770-5346
Websites
Chief Compliance Officer
SANDRA G. HORNE
VICE PRESIDENT
111 ROCKVILLE PIKE
SUITE 750
ROCKVILLE
MD
United States
Tel:
301-692-1225
S*****@**************M
(Full email address available in API data)
Regulatory Contact
SAMUEL SANDLER
PRESIDENT
111 ROCKVILLE PIKE
SUITE 750
ROCKVILLE
MD
United States
Tel:
(301) 881-3727
Fax:
(301) 770-5346
S*******@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ODINEC, RAJMIEL, N/A | Individual | – | CHAIRMAN; CEO; CHIEF INVESTMENT OFFICER | 11/1989 | 25-50% |
SANDLER, SAMUEL | Individual | – | PRESIDENT | 09/2000 | 50-75% |
ODINEC, FRANCES, JOYCE | Individual | – | DIRECTOR; SECRETARY | 01/1987 | 25-50% |
SCHULTZ, GUILLERMO | Individual | – | MANAGING DIRECTOR | 11/1989 | < 5% |
HORNE, SANDRA, GATES | Individual | – | VP, CHIEF COMPLIANCE OFFICER | 12/2004 | < 5% |
ODINEC, ERNEST, D | Individual | – | MANAGING DIRECTOR | 06/2010 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMBEV S.A. | COM | 25 | 12K | – |
AT&T, Inc. | COM | 485 | 25K | – |
AbbVie Inc. | COM | 234 | 1K | – |
Accenture Plc Cl A | COM | 288 | 950 | – |
Adobe Systems Inc. | COM | 207 | 373 | – |
Agilent Technologies Inc. | COM | 473 | 4K | – |
Alibaba Group Holding Limited | COM | 1K | 17K | – |
Alphabet Inc Cl A | COM | 2K | 14K | – |
Alphabet Inc Cl C | COM | 3K | 16K | – |
Amazon.Com Inc. | COM | 6K | 32K | – |
American Express Company | COM | 3K | 12K | – |
American International Group N | COM | 2K | 31K | – |
Amgen Inc. | COM | 658 | 2K | – |
Apollo Commercial Real Estate | COM | 186 | 19K | – |
Apollo Global Management Inc. | COM | 9K | 75K | – |
Apple Inc. | COM | 22K | 102K | – |
Applied Materials Inc | COM | 2K | 7K | – |
Autodesk Inc | COM | 351 | 1K | – |
Banco Santander, S.A. (ADR) | COM | 133 | 29K | – |
Bank of America Corp. | COM | 5K | 122K | – |
Becton Dickinson & Co | COM | 723 | 3K | – |
Berkshire Hathaway Cl B | COM | 3K | 7K | – |
Blackstone Group Inc. Cl A | COM | 11K | 86K | – |
Block, Inc. | COM | 269 | 4K | – |
Boeing Company | COM | 2K | 10K | – |
Bristol-Myers Squibb Co. | COM | 524 | 13K | – |
Brookfield Asset Management Cl | COM | 1K | 28K | – |
Brookfield Corporation | COM | 1K | 30K | – |
Byline Bancorp Inc. | COM | 1K | 45K | – |
CSX Corp. | COM | 381 | 11K | – |
CVS Health Corp. | COM | 4K | 62K | – |
Carlyle Group | COM | 6K | 144K | – |
Caterpillar Inc. | COM | 2K | 5K | – |
Charles Schwab Corp. | COM | 4K | 55K | – |
Charter Communications Cl A | COM | 227 | 760 | – |
Chevron Corporation | COM | 706 | 5K | – |
Cisco Systems Inc | COM | 2K | 42K | – |
Citigroup Inc. | COM | 700 | 11K | – |
Coca-Cola Co. | COM | 270 | 4K | – |
Comcast Corp New Cl A | COM | 3K | 70K | – |
ConocoPhillips | COM | 734 | 6K | – |
Costco Wholesale Corp. New | COM | 4K | 5K | – |
Danaher Corporation | COM | 436 | 2K | – |
Dell Inc | COM | 727 | 5K | – |
DraftKings Inc Com Cl A | COM | 2K | 40K | – |
Eli Lilly & Co. | COM | 684 | 755 | – |
Exxon Mobil Corp. | COM | 1K | 10K | – |
FedEx Corp. | COM | 4K | 13K | – |
GE Aerospace | COM | 6K | 35K | – |
GE Healthcare Technologies Inc | COM | 376 | 5K | – |
GE Vernova Inc. | COM | 1K | 8K | – |
Goldman Sachs Group Inc. | COM | 1K | 3K | – |
HP Inc. | COM | 1K | 33K | – |
Hewlett Packard Enterprise Com | COM | 617 | 29K | – |
Home Depot Inc. | COM | 5K | 14K | – |
Honeywell International Inc. | COM | 2K | 9K | – |
Host Hotels & Resorts, Inc. | COM | 411 | 23K | – |
Humana Inc. | COM | 2K | 6K | – |
Intel Corp. | COM | 3K | 89K | – |
International Bancshares Corp. | COM | 15K | 257K | – |
International Business Machine | COM | 890 | 5K | – |
JPMorgan Chase & Co. | COM | 5K | 25K | – |
Johnson & Johnson | COM | 1K | 8K | – |
Johnson Controls Inc. | COM | 542 | 8K | – |
KKR & Co. Inc. | COM | 14K | 131K | – |
Koninklijke Philips Electronic | COM | 775 | 31K | – |
Lockheed Martin Corp. | COM | 917 | 2K | – |
Lowe's Companies, Inc. | COM | 723 | 3K | – |
Lumen Technologies, Inc. | COM | 124 | 113K | – |
Marriott International, Inc. C | COM | 499 | 2K | – |
Marsh & McLennan Companies, In | COM | 638 | 3K | – |
McDonald's Corp. | COM | 2K | 8K | – |
McKesson Corp. | COM | 1K | 2K | – |
Merck & Co. Inc. New | COM | 552 | 4K | – |
Meta Platforms Inc. | COM | 11K | 22K | – |
Microsoft Corp. | COM | 13K | 28K | – |
Morgan Stanley | COM | 391 | 4K | – |
Motorola Solutions Inc. | COM | 391 | 1K | – |
Netflix, Inc. | COM | 3K | 4K | – |
Nike Inc. Cl B | COM | 345 | 5K | – |
Nvidia Corp. | COM | 237 | 2K | – |
Oracle Corp. | COM | 5K | 33K | – |
PNC Financial Services Group, | COM | 535 | 3K | – |
Paramount Global Class B | COM | 2K | 161K | – |
Paypal Holdings Inc. | COM | 1K | 26K | – |
Pepsico, Inc. | COM | 727 | 4K | – |
Pfizer, Inc. | COM | 3K | 120K | – |
Philip Morris International In | COM | 559 | 6K | – |
Procter & Gamble Co. | COM | 3K | 16K | – |
Public Service Enterprise Grou | COM | 221 | 3K | – |
Qualcomm Inc. | COM | 2K | 12K | – |
Qurate Retail Group | COM | 28 | 45K | – |
Raytheon Technologies Corp | COM | 398 | 4K | – |
Roblox Corp Ordinary Shares Cl | COM | 3K | 88K | – |
SAP AG (ADR) | COM | 980 | 5K | – |
SJW Group Com | COM | 325 | 6K | – |
Schlumberger Ltd F | COM | 262 | 6K | – |
Sempra Energy | COM | 287 | 4K | – |
Senseonics Holdings | COM | 5 | 12K | – |
Shell PLC | COM | 1K | 18K | – |
Sony Corp. (ADR) | COM | 1K | 17K | – |
Stellantis N.V. | COM | 583 | 29K | – |
TE Connectivity Ltd. F | COM | 2K | 10K | – |
Tapestry Inc. | COM | 337 | 8K | – |
Target Corp. | COM | 420 | 3K | – |
Tesla Motors Inc. | COM | 2K | 11K | – |
Teva Pharmaceutical Industries | COM | 229 | 14K | – |
The Walt Disney Co. | COM | 3K | 29K | – |
Thermo Fisher Scientific Inc. | COM | 1K | 2K | – |
Toyota Motor Corp. (ADR) | COM | 225 | 1K | – |
UBS Group CHF0.10 | COM | 1K | 37K | – |
UnitedHealth Group, Inc. | COM | 8K | 15K | – |
Verizon Communications Inc. | COM | 324 | 8K | – |
Visa, Inc. Cl A | COM | 690 | 3K | – |
Vodafone Group (ADR) | COM | 126 | 14K | – |
Wal-Mart Inc. | COM | 2K | 31K | – |
Warner Bros. Discovery Inc. Se | COM | 3K | 421K | – |
Waste Management Inc. | COM | 1K | 6K | – |
Wells Fargo & Co. New | COM | 3K | 51K | – |
Wynn Resorts LTD | COM | 209 | 2K | – |
Yum China Holdings Inc. | COM | 330 | 11K | – |
Yum! Brands, Inc. | COM | 1K | 11K | – |
eBay, Inc. | COM | 1K | 19K | – |
Amplify Mobile Payments ETF | COM | 1K | 27K | – |
Avantis Emerging Markets Equit | COM | 3K | 50K | – |
Avantis International Equity E | COM | 2K | 39K | – |
Avantis International Large Ca | COM | 532 | 10K | – |
Avantis Real Estate ETF | COM | 2K | 60K | – |
Avantis U.S. Equity ETF | COM | 5K | 53K | – |
Avantis U.S. Large Cap Value E | COM | 6K | 97K | – |
Avantis US Small Cap ValueETF | COM | 2K | 23K | – |
BNY Mellon Concentrated Intern | COM | 270 | 5K | – |
Capital Group Core Plus Income | COM | 2K | 100K | – |
Capital Group Dividend Value E | COM | 497 | 15K | – |
Capital Group Growth ETF | COM | 5K | 165K | – |
Capital Group International Fo | COM | 24K | 915K | – |
Consumer Discret Sel Sect SPDR | COM | 201 | 1K | – |
Dimensional Emerging Core Equi | COM | 9K | 340K | – |
Dimensional Emerging Mkts Core | COM | 640 | 24K | – |
Dimensional Global Real Estate | COM | 1K | 56K | – |
Dimensional International Valu | COM | 1K | 32K | – |
Dimensional Intl Core Equity M | COM | 4K | 138K | – |
Dimensional US Core Equity Mar | COM | 807 | 22K | – |
Dimensional US Equity ETF | COM | 302 | 5K | – |
Dimensional US Large Cap Value | COM | 244 | 8K | – |
Dimensional US Real Estate Tru | COM | 587 | 27K | – |
Dimensional US Target Value ET | COM | 2K | 47K | – |
Direxion Daily Financial Bull | COM | 1K | 12K | – |
Direxion NASDAQ-100 Equal Weig | COM | 5K | 58K | – |
Energy Select Sector SPDR | COM | 8K | 82K | – |
Financial Select Sector SPDR | COM | 1K | 34K | – |
Franklin FTSE Asia ex-Japan ET | COM | 251 | 11K | – |
Franklin LibertyQ U.S. Equity | COM | 381 | 7K | – |
Global X MLP & Energy Infrastr | COM | 4K | 85K | – |
Global X Robotics & AI Themati | COM | 8K | 270K | – |
Goldman Sachs Innovative Equit | COM | 5K | 86K | – |
Harbor Dividend Growth Leaders | COM | 308 | 21K | – |
Harbor Long Term Growers ETF | COM | 4K | 165K | – |
Health Care Sector Select SPDR | COM | 1K | 8K | – |
Industrial Select Sector SPDR | COM | 2K | 13K | – |
Invesco KBW Bank ETF | COM | 17K | 310K | – |
Invesco KBW Regional Banking | COM | 247 | 5K | – |
Invesco NASDAQ 100 ETF | COM | 18K | 89K | – |
Invesco QQQ Trust Series 1 | COM | 21K | 43K | – |
Invesco S&P 500 Pure Growth ET | COM | 936 | 25K | – |
Invesco S&P 500 Pure Value ETF | COM | 3K | 42K | – |
Invesco Water Resources | COM | 325 | 5K | – |
JP Morgan International Growth | COM | 711 | 11K | – |
KraneShares CSI China Internet | COM | 292 | 11K | – |
Materials Select Sector SPDR E | COM | 884 | 10K | – |
Pacer Developed Mkts Intl.Cash | COM | 298 | 10K | – |
Pacer US Cash Cows 100 ETF | COM | 593 | 11K | – |
Robo Global Healthcare Tech & | COM | 296 | 11K | – |
Robo Global Robotics & Automat | COM | 1K | 23K | – |
Royce Value Trust Inc. | COM | 846 | 58K | – |
SDPR Developed World ex-US ETF | COM | 4K | 100K | – |
SPDR DJ Euro Stoxx 50 ETF | COM | 240 | 5K | – |
SPDR Dow Jones Global Real Est | COM | 629 | 15K | – |
SPDR Dow Jones Industrial Aver | COM | 774 | 2K | – |
SPDR Gold Trust ETF | COM | 747 | 3K | – |
SPDR KBW Regional Banking ETF | COM | 923 | 19K | – |
SPDR Portfolio S&P 500 ETF | COM | 29K | 459K | – |
SPDR S&P 400 Mid Cap ETF | COM | 2K | 43K | – |
SPDR S&P 400 Mid Cap Value ETF | COM | 571 | 8K | – |
SPDR S&P 500 Index ETF | COM | 3K | 6K | – |
SPDR S&P 600 Small Cap ETF | COM | 778 | 19K | – |
SPDR S&P Bank ETF | COM | 213 | 5K | – |
SPDR S&P Global Natural Resour | COM | 3K | 50K | – |
SPDR S&P Homebuilders ETF | COM | 232 | 2K | – |
SPDR S&P Kensho New Economies | COM | 2K | 53K | – |
SPDR S&P MidCap 400 ETF | COM | 1K | 2K | – |
SPDR S&P Oil & Gas Explor & Pr | COM | 219 | 2K | – |
SPDR Series Trust Biotech | COM | 3K | 32K | – |
Schwab 1000 Index ETF | COM | 497 | 10K | – |
Schwab Emerging Markets Equity | COM | 345 | 13K | – |
Schwab Fundamental Intl Large | COM | 385 | 11K | – |
Schwab Fundamental US Large Co | COM | 616 | 9K | – |
Schwab International Equity ET | COM | 745 | 19K | – |
Schwab International Small Cap | COM | 1K | 32K | – |
Schwab Strategic US Large Cap | COM | 556 | 6K | – |
Schwab US Broad Market ETF | COM | 2K | 25K | – |
Schwab US Large Cap Value ETF | COM | 1K | 14K | – |
Schwab US Mid Cap ETF | COM | 729 | 9K | – |
Schwab US Small Cap ETF | COM | 252 | 5K | – |
Select Sector SPDR TR Communic | COM | 324 | 4K | – |
Technology Select Sector SPDR | COM | 950 | 4K | – |
The Emerging Mkts Internet & E | COM | 2K | 57K | – |
Vaneck Vectors Gold Miners ETF | COM | 224 | 7K | – |
Vanguard Dividend Appreciation | COM | 836 | 5K | – |
Vanguard Emerging Markets ETF | COM | 3K | 61K | – |
Vanguard Energy ETF | COM | 753 | 6K | – |
Vanguard European ETF | COM | 2K | 23K | – |
Vanguard Extended Market Index | COM | 13K | 74K | – |
Vanguard FTSE All World Ex-US | COM | 4K | 73K | – |
Vanguard FTSE All-World Ex-US | COM | 2K | 16K | – |
Vanguard FTSE Developed Market | COM | 3K | 53K | – |
Vanguard Financials ETF | COM | 5K | 49K | – |
Vanguard Global ex-US Real Est | COM | 1K | 33K | – |
Vanguard Growth ETF | COM | 6K | 17K | – |
Vanguard Health Care ETF | COM | 2K | 7K | – |
Vanguard High Dividend Yield E | COM | 716 | 6K | – |
Vanguard Index Fund Small Cap | COM | 561 | 3K | – |
Vanguard Large Cap Index FDS E | COM | 250 | 1K | – |
Vanguard Mega Cap 300 Growth I | COM | 10K | 32K | – |
Vanguard Mega Cap 300 Index ET | COM | 635 | 3K | – |
Vanguard Mega Cap 300 Value In | COM | 11K | 90K | – |
Vanguard Mid Cap Growth ETF | COM | 2K | 10K | – |
Vanguard Mid-Cap ETF | COM | 22K | 90K | – |
Vanguard Mid-Cap Value ETF | COM | 5K | 32K | – |
Vanguard REIT ETF | COM | 729 | 9K | – |
Vanguard S&P 500 ETF | COM | 8K | 17K | – |
Vanguard Small Cap ETF | COM | 3K | 13K | – |
Vanguard Small Cap Growth ETF | COM | 391 | 2K | – |
Vanguard Total International S | COM | 5K | 84K | – |
Vanguard Total Stock Mkt ETF | COM | 3K | 11K | – |
Vanguard Value ETF | COM | 14K | 87K | – |
WisdomTree China Ex-State-Owne | COM | 2K | 79K | – |
iShares Core Dividend Growth | COM | 288 | 5K | – |
iShares Core EAFE | COM | 2K | 26K | – |
iShares Core High Dividend ETF | COM | 217 | 2K | – |
iShares Core MSCI Emerging Mkt | COM | 3K | 50K | – |
iShares Core S&P 500 ETF | COM | 9K | 16K | – |
iShares Core S&P Midcap ETF | COM | 6K | 99K | – |
iShares Core S&P Small Cap ETF | COM | 2K | 21K | – |
iShares Core S&P Total US Stoc | COM | 635 | 5K | – |
iShares Core S&P US Growth ETF | COM | 581 | 5K | – |
iShares DJ US Home Constructio | COM | 3K | 31K | – |
iShares Dow Jones Reg Banks In | COM | 207 | 5K | – |
iShares Edge MSCI Intl Quality | COM | 4K | 100K | – |
iShares Edge MSCI USA Quality | COM | 7K | 44K | – |
iShares FTSE/Xinhua China 25 I | COM | 312 | 12K | – |
iShares Global REIT ETF | COM | 4K | 155K | – |
iShares MSCI AC Asia Ex-Japan | COM | 3K | 44K | – |
iShares MSCI Brazil Index ETF | COM | 946 | 35K | – |
iShares MSCI EAFE Growth ETF | COM | 1K | 13K | – |
iShares MSCI EAFE Index ETF | COM | 439 | 6K | – |
iShares MSCI EAFE Value Index | COM | 3K | 56K | – |
iShares MSCI EMU Index Fund ET | COM | 977 | 20K | – |
iShares MSCI Emerging Markets | COM | 360 | 8K | – |
iShares MSCI Emerging Markets | COM | 6K | 105K | – |
iShares MSCI Japan Index ETF | COM | 687 | 10K | – |
iShares MSCI Mexico Investible | COM | 209 | 4K | – |
iShares Nasdaq Biotechnology | COM | 5K | 35K | – |
iShares Russell 1000 ETF | COM | 1K | 4K | – |
iShares Russell 1000 Growth In | COM | 3K | 9K | – |
iShares Russell 1000 Value Ind | COM | 4K | 25K | – |
iShares Russell 2000 Index ETF | COM | 637 | 3K | – |
iShares Russell 2000 Value Ind | COM | 841 | 6K | – |
iShares Russell 3000 Index Fun | COM | 373 | 1K | – |
iShares Russell Midcap Index F | COM | 420 | 5K | – |
iShares Russell Midcap Value I | COM | 1K | 9K | – |
iShares S&P 100 Index ETF | COM | 1K | 4K | – |
iShares S&P 500/Barra Growth E | COM | 1K | 13K | – |
iShares S&P 500/Barra Value ET | COM | 3K | 14K | – |
iShares S&P Global Healthcare | COM | 316 | 3K | – |
iShares S&P Global Technology | COM | 7K | 86K | – |
iShares S&P Midcap 400/Growth | COM | 700 | 8K | – |
iShares S&P Midcap 400/Value E | COM | 4K | 33K | – |
iShares S&P Small Cap 600 Valu | COM | 448 | 5K | – |
iShares Trust - iShares Core U | COM | 419 | 5K | – |
iShares Trust Core MSCI Total | COM | 642 | 10K | – |
AB Active Short Duration ETF | COM | 9K | 252K | – |
Capital Group Short Duration I | COM | 3K | 99K | – |
JP Morgan Ultra Short Income F | COM | 11K | 217K | – |
PCM Fund, Inc. | COM | 193 | 26K | – |
PIMCO 0-5 Yr. High Yield Corp. | COM | 832 | 9K | – |
PIMCO Access Income Fund | COM | 15K | 944K | – |
PIMCO Dynamic Income | COM | 17K | 895K | – |
PIMCO Dynamic Income Opportuni | COM | 16K | 1M | – |
PIMCO Short Maturity ETF | COM | 4K | 44K | – |
PIMCO Total Return ETF | COM | 409 | 4K | – |
Vanguard Short Term Bond ETF | COM | 4K | 51K | – |
Vanguard Short-Term Corporate | COM | 311 | 4K | – |
Vanguard Total Bond Market ETF | COM | 7K | 103K | – |
Vanguard Ultra Short Bond ETF | COM | 862 | 17K | – |
iShares California Muni Bond E | COM | 301 | 5K | – |
iShares National Muni Bond ETF | COM | 2K | 19K | – |
iShares Short Maturity Bond ET | COM | 442 | 9K | – |
iShares Short Treasury Bond ET | COM | 5K | 48K | – |
iShares US PFD ETF US PFD STK | COM | 3K | 92K | – |