HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
Adviser information for HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 276 |
|---|---|
| Investment Advisory/Research | 98 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 428 | $87.6B |
| Non-Discretionary | 0 | $0 |
| Total | 428 | $87.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 6 | $670,711 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 229 | $28.1B |
| Pension and profit sharing plans | 21 | $129.7M |
| Charitable organizations | 17 | $270.0M |
| State or municipal gov entities | 13 | $1.3B |
| Other investment advisers | 13 | $9.9B |
| Insurance companies | 129 | $47.9B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
HSBC MAIN BUILDING1 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 08:45 - 17:45
Tel: 852-2284-1111, Fax: None
Chief Compliance Officer
YEUNG, PAN LANG
HEAD OF COMPLIANCE ADVISORY, ASIA PACIFIC
HSBC MAIN BUILDING
1, QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
852 22841201
I************@**********K
(Full email address available in API data)
Regulatory Contact
FONG, WINNIE, W Y
SENIOR COMPLIANCE ADVISORY MANAGER
HSBC MAIN BUILDING
1 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
852-22841275
W**************@**********K
(Full email address available in API data)
Industry Affiliates
| HSBC ALTERNATIVE INVESTMENTS LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HSBC ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (FRANCE) | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (TAIWAN) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (USA) INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HSBC GLOBAL ASSET MANAGEMENT HOLDINGS (BAHAMAS) LIMITED | Trust company |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| HSBC INVESTMENT FUNDS (LUXEMBOURG) SA | Sponsor, GP, manager of pooled investment vehicles |
| HSBC JINTRUST FUND MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAM, STEPHEN, CHUN PONG | Individual | – | DIRECTOR | 07/2014 | < 5% |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED | Foreign Entity | – | IMMEDIATE HOLDING COMPANY | 09/2014 | > 75% |
| HSBC ASIA HOLDINGS LIMITED | Foreign Entity | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED | SHAREHOLDER | 11/2018 | > 75% |
| HSBC HOLDINGS PLC | Foreign Entity | HSBC ASIA HOLDINGS LIMITED | SHAREHOLDER | 11/2018 | > 75% |
| HO, WAI FUN | Individual | – | DIRECTOR/CHIEF EXECUTIVE OFFICER ASIA PACIFIC | 11/2021 | < 5% |
| YEUNG, PAN LANG | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| MOREAU, NICOLAS JEAN MARIE DENIS | Individual | – | DIRECTOR/CEO GLOBAL ASSET MANAGEMENT | 02/2022 | < 5% |
| TO, KOK WING | Individual | – | DIRECTOR | 02/2023 | < 5% |