Hedge Fund Database

MONTGOMERY INVESTMENT MANAGEMENT INC

Adviser information for MONTGOMERY INVESTMENT MANAGEMENT INC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 100 $271.7M
Non-Discretionary 18 $92.5M
Total 118 $364.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 115 $361.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $2.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $866,662
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-30150
SEC ERA File Number 801-30150
SEC CIK Numbers 1272544
SEC CRD Numbers 105417
Legal Entity Identifier None

Principal Office

6229 EXECUTIVE BLVD
ROCKVILLE
MD
United States
Monday - Friday, 9:30 - 5:30
Tel: 301-897-9700, Fax: None

Websites

www.miminvest.com

Chief Compliance Officer

FRANKLIN S. KOONCE
PRESIDENT
138 VIERA DRIVE
PALM BEACH GARDENS
FL
United States
Tel: 301-897-9700
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KOONCE, CALVIN, SCOTT Individual – CHAIRMAN/MANAGING DIR. 04/1987 > 75%
KOONCE, FRANKLIN, SCOTT Individual – PRESIDENT/CFO/TREAS./CCO/MANAGING DIR. 01/1998 5-10%
KOONCE, JANET, BELL Individual – VP/DIRECTOR 04/1987 < 5%
MURPHY, LAURA, CATHERINE Individual – DIRECTOR 04/1987 < 5%
OPPENHEIMER, MARTIN, FOOTE Individual – OWNER 04/1987 10-25%
CRAIG, VIRGINIA, KOONCE Individual – DIRECTOR 11/1987 < 5%
GOODIER, KATHLEEN, KOONCE Individual – DIRECTOR 01/2010 < 5%

No. Employees, Historic

10502020202120222023202420254 on 2/12/20204 on 6/28/20204 on 10/21/20204 on 12/9/20204 on 12/23/20204 on 12/23/20204 on 3/29/20214 on 3/23/20224 on 10/11/20224 on 1/31/20233 on 8/16/20233 on 8/16/20233 on 8/16/20233 on 8/18/20233 on 1/31/20243 on 2/20/2024

RAUM, Historic

400M200M0202020212022202320242025276098604 on 2/12/2020276098604 on 6/28/2020276098604 on 10/21/2020276098604 on 12/9/2020276098604 on 12/23/2020276098604 on 12/23/2020253519748 on 3/29/2021335071768 on 3/23/2022335071768 on 10/11/2022318018452 on 1/31/2023340480228 on 8/16/2023340480228 on 8/16/2023340480228 on 8/16/2023340480228 on 8/18/2023364207038 on 1/31/2024364207038 on 2/20/2024

No. Clients, Historic

2001000202020212022202320242025133 on 2/12/2020133 on 6/28/2020133 on 10/21/2020133 on 12/9/2020133 on 12/23/2020133 on 12/23/2020129 on 3/29/2021123 on 3/23/2022123 on 10/11/2022119 on 1/31/2023117 on 8/16/2023117 on 8/16/2023117 on 8/16/2023117 on 8/18/2023118 on 1/31/2024118 on 2/20/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 2M 16K 0
ABBVIE INC COM 2M 13K 0
AGILENT TECHNOLOGIES INC COM 538K 4K 0
ALPHABET INC CAP STK CL A 237K 1K 0
ALPHABET INC CAP STK CL C 220K 1K 0
AMAZON COM INC COM 406K 2K 0
AMERICAN EXPRESS CO COM 272K 1K 0
APPLE INC COM 11M 53K 0
ARISTA NETWORKS INC COM 491K 1K 0
BAKER HUGHES COMPANY CL A 496K 14K 0
BANK AMERICA CORP COM 5M 132K 0
BAYTEX ENERGY CORP COM 519K 149K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 282K 694 0
BHP GROUP LTD SPONSORED ADS 1M 20K 0
BLACKROCK MUNIVEST FD INC COM 88K 12K 0
BROADCOM INC COM 222K 138 0
BURKE HERBERT FINL SVCS CORP COM 299K 6K 0
CAMECO CORP COM 610K 12K 0
CATERPILLAR INC COM 5M 15K 0
CENOVUS ENERGY INC COM 1M 56K 0
CF INDS HLDGS INC COM 4M 59K 0
CHEVRON CORP NEW COM 7M 46K 0
COMCAST CORP NEW CL A 231K 6K 0
CONOCOPHILLIPS COM 11M 95K 0
COSTCO WHSL CORP NEW COM 1M 1K 0
CSX CORP COM 201K 6K 0
DARDEN RESTAURANTS INC COM 454K 3K 0
DEERE & CO COM 10M 27K 0
DELL TECHNOLOGIES INC CL C 327K 2K 0
DELTA AIR LINES INC DEL COM NEW 701K 15K 0
DIAMONDBACK ENERGY INC COM 9M 44K 0
ELI LILLY & CO COM 588K 650 0
ENBRIDGE INC COM 341K 10K 0
FEDERAL RLTY INVT TR NEW SH BEN INT NEW 266K 3K 0
FEDEX CORP COM 526K 2K 0
FREEPORT-MCMORAN INC CL B 6M 122K 0
GE AEROSPACE COM NEW 352K 2K 0
GENERAL MLS INC COM 7M 116K 0
GLOBE LIFE INC COM 498K 6K 0
HEWLETT PACKARD ENTERPRISE C COM 513K 24K 0
HONEYWELL INTL INC COM 726K 3K 0
HP INC COM 2M 62K 0
INTERNATIONAL BUSINESS MACHS COM 7M 38K 0
ISHARES TR CORE S&P500 ETF 2M 4K 0
ISHARES TR RUSSELL 2000 ETF 812K 4K 0
ISHARES TR 0-3 MNTH TREASRY 2M 16K 0
JOHNSON & JOHNSON COM 3M 19K 0
KEYSIGHT TECHNOLOGIES INC COM 253K 2K 0
KNIFE RIVER CORP COMMON STOCK 923K 13K 0
LABCORP HOLDINGS INC COM SHS 1M 6K 0
LENNAR CORP CL A 10M 69K 0
LENNAR CORP CL B 9M 63K 0
LGI HOMES INC COM 5M 53K 0
LOWES COS INC COM 971K 4K 0
MCDONALDS CORP COM 2M 6K 0
MDU RES GROUP INC COM 1M 47K 0
MERCADOLIBRE INC COM 329K 200 0
MERCK & CO INC COM 6M 46K 0
MICROSOFT CORP COM 6M 13K 0
NEXTERA ENERGY INC COM 2M 33K 0
NOV INC COM 200K 11K 0
NVIDIA CORPORATION COM 593K 5K 0
NVR INC COM 12M 2K 0
OLD DOMINION FREIGHT LINE IN COM 879K 5K 0
OVINTIV INC COM 332K 7K 0
PFIZER INC COM 540K 19K 0
PHILLIPS 66 COM 6M 41K 0
PNC FINL SVCS GROUP INC COM 2M 14K 0
QUEST DIAGNOSTICS INC COM 579K 4K 0
RAYONIER INC COM 580K 20K 0
REGIONS FINANCIAL CORP NEW COM 218K 11K 0
RTX CORPORATION COM 1M 12K 0
SCHLUMBERGER LTD COM STK 232K 5K 0
SERVICENOW INC COM 4M 5K 0
SHOPIFY INC CL A 317K 5K 0
SILVERBOW RES INC COM 301K 8K 0
SOUTHWESTERN ENERGY CO COM 135K 20K 0
SUNCOR ENERGY INC NEW COM 2M 57K 0
SYNOVUS FINL CORP COM NEW 2M 42K 0
SYSCO CORP COM 446K 6K 0
THE TRADE DESK INC COM CL A 391K 4K 0
TOLL BROTHERS INC COM 207K 2K 0
TRUIST FINL CORP COM 13M 334K 0
UNION PAC CORP COM 317K 1K 0
UNITED RENTALS INC COM 23M 35K 0
VALERO ENERGY CORP COM 5M 30K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 271K 6K 0
VSE CORP COM 20M 223K 0
WALMART INC COM 773K 11K 0
WESCO INTL INC COM 358K 2K 0
WEYERHAEUSER CO MTN BE COM NEW 792K 28K 0