KEYSTONE FINANCIAL PLANNING, INC
Adviser information for KEYSTONE FINANCIAL PLANNING, INC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 434 | $351.2M |
Non-Discretionary | 0 | $0 |
Total | 434 | $351.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 48 | $19.9M |
HNW Individuals | 73 | $331.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 2 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMFixed fees |
Other Business Activities | Accountant or accounting firm |
Principal Office
7261 ENGLE ROAD #308MIDDLEBURG HEIGHTS
OH
United States
Monday - Friday, 9AM TO 5PM
Tel: 440-234-6323, Fax: 440-234-6844
Websites
Chief Compliance Officer
BRIGITTE PALUMBO
PRESIDENT, SECRETARY
7261 ENGLE ROAD
#308
MIDDLEBURG HEIGHTS
OH
United States
Tel:
440-234-6323
Fax:
440-234-6844
B*******@**************M
(Full email address available in API data)
Regulatory Contact
KEITH SECHLER
CHIEF EXECUTIVE OFFICER, TREASURER
7261 ENGLE RD. #308
MIDDLEBURG HEIGHTS
OH
United States
Tel:
440-234-6323
Fax:
440-234-6844
K*******@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SECHLER, KEITH, L. | Individual | – | CEO, TREASURER | 08/1986 | 50-75% |
PALUMBO, BRIGITTE | Individual | – | CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY | 08/2014 | < 5% |
BOROWIAK, LINDA, A. | Individual | – | SHAREHOLDER | 08/1986 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ACCENTURE PLC IRELAND | SHS CLASS A | 329K | 1K | – |
ALTRIA GROUP INC | COM | 5M | 110K | – |
AT&T INC | COM | 5M | 276K | – |
BANK NOVA SCOTIA HALIFAX | COM | 6M | 128K | – |
BANK AMERICA CORP | COM | 234K | 6K | – |
BRISTOL-MYERS SQUIBB CO | COM | 6M | 136K | – |
BRITISH AMERN TOB PLC | SPONSORED ADR | 5M | 173K | – |
CHEVRON CORP NEW | COM | 4M | 25K | – |
CISCO SYS INC | COM | 2M | 52K | – |
CME GROUP INC | COM | 7M | 35K | – |
COCA COLA CO | COM | 2M | 37K | – |
COLGATE PALMOLIVE CO | COM | 861K | 9K | – |
CVS HEALTH CORP | COM | 267K | 5K | – |
EMERSON ELEC CO | COM | 566K | 5K | – |
EXXON MOBIL CORP | COM | 6M | 50K | – |
FRANKLIN RESOURCES INC | COM | 2M | 108K | – |
GENUINE PARTS CO | COM | 3M | 22K | – |
HALEON PLC | SPON ADS | 2M | 231K | – |
INTERNATIONAL BUSINESS MACHS | COM | 2M | 11K | – |
ISHARES TR | CORE HIGH DV ETF | 3M | 32K | – |
JOHNSON & JOHNSON | COM | 1M | 10K | – |
JPMORGAN CHASE & CO. | COM | 276K | 1K | – |
KELLANOVA | COM | 507K | 9K | – |
LOCKHEED MARTIN CORP | COM | 905K | 2K | – |
MCDONALDS CORP | COM | 2M | 9K | – |
MICROSOFT CORP | COM | 12M | 28K | – |
NOVO-NORDISK A S | ADR | 203K | 1K | – |
PFIZER INC | COM | 7M | 257K | – |
PHILIP MORRIS INTL INC | COM | 8M | 84K | – |
PINNACLE WEST CAP CORP | COM | 6M | 84K | – |
PRICE T ROWE GROUP INC | COM | 7M | 65K | – |
PROCTER AND GAMBLE CO | COM | 1M | 9K | – |
PUBLIC SVC ENTERPRISE GRP IN | COM | 500K | 7K | – |
QUALCOMM INC | COM | 5M | 27K | – |
SANOFI | SPONSORED ADR | 1M | 23K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 137M | 2M | – |
SOLVENTUM CORP | COM SHS | 911K | 17K | – |
SOUTHERN CO | COM | 427K | 6K | – |
SPDR SER TR | PRTFLO S&P500 HI | 8M | 191K | – |
TJX COS INC NEW | COM | 457K | 4K | – |
TORONTO DOMINION BK ONT | COM NEW | 6M | 112K | – |
UNITED PARCEL SERVICE INC | CL B | 6M | 47K | – |
US BANCORP DEL | COM NEW | 2M | 56K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 3M | 25K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 414K | 5K | – |
VERIZON COMMUNICATIONS INC | COM | 10M | 243K | – |
VIATRIS INC | COM | 279K | 26K | – |
WARNER BROS DISCOVERY INC | COM SER A | 499K | 67K | – |
WEC ENERGY GROUP INC | COM | 7M | 87K | – |