FISCHER INVESTMENT GROUP, INC.
Adviser information for FISCHER INVESTMENT GROUP, INC. last updated from Form ADV on October 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 149 | $126.5M |
| Non-Discretionary | 46 | $237.7M |
| Total | 195 | $364.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 195 | $364.2M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPROVISION OF TRADING SIGNALS |
|---|---|
| Compensation | % of AUMSubscription feesNEGOTIATED FLAT ADVISORY FEE |
Identifiers
| SEC RIA File Number | 801-30304 |
|---|---|
| SEC ERA File Number | 801-30304 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110966 |
| Legal Entity Identifier | None |
Principal Office
1175 PITTSFORD-VICTOR RDSUITE 240
PITTSFORD
NY
United States
Monday - Friday, 9:00AM-4:00PM
Tel: 585-586-2460, Fax: 585-586-9583
Websites
Chief Compliance Officer
ROBERT J. FISCHER
SECRETARY
1175 PITTSFORD VICTOR RD
SUITE 240
PITTSFORD
NY
United States
Tel:
585 586-2460
Fax:
585 586-9583
R*******@************M
(Full email address available in API data)
Regulatory Contact
JOANNA S. BURDETT
VICE PRESIDENT
1175 PITTSFORD-VICTOR RD
SUITE 240
PITTSFORD
NY
United States
Tel:
585-586-2460
Fax:
585-586-9583
J*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FISCHER, ROBERT, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER AND PRESIDENT | 02/2003 | > 75% |
| Clement, Jared | Individual | – | EXECUTIVE VICE PRESIDENT | 06/2017 | < 5% |