PVG ASSET MANAGEMENT CORP

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Colorado, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	421	$301.4M
Non-Discretionary	1	$199.0M
Total	422	$500.4M

Clients

Type	Number	RAUM
Individuals	420	$104.9M
HNW Individuals	420	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	2	$395.4M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-30581
SEC ERA File Number	801-30581
SEC CIK Numbers	820434
SEC CRD Numbers	105541, 105541
Legal Entity Identifier	None

Principal Office

6898 S. UNIVERSITY BLVD., SUITE 10000
DENVER
CO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic