TRUSTMONT ADVISORY GROUP, INC.
Adviser information for TRUSTMONT ADVISORY GROUP, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 64 |
|---|---|
| Investment Advisory/Research | 60 |
| Registered Broker-Dealer Representatives | 58 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 51 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,109 | $919.4M |
| Non-Discretionary | 0 | $0 |
| Total | 5,109 | $919.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,362 | $688.3M |
| HNW Individuals | 107 | $231.2M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 29 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-30694 |
|---|---|
| SEC ERA File Number | 801-30694 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106015 |
| Legal Entity Identifier | None |
Principal Office
SCENIC DRIVE PROFESSIONAL CENTER200 BRUSH RUN ROAD, SUITE A
GREENSBURG
PA
United States
Monday - Friday, 8:30 AM TO 4:30 PM
Tel: 724-468-5665, Fax: 724-468-5675
Chief Compliance Officer
MARYLYNNE HIXENBAUGH
SCENIC DRIVE PROFESSIONAL CENTER
200 BRUSH RUN ROAD, SUITE A
GREENSBURG
PA
United States
Tel:
724-468-5665
Fax:
724-468-5675
M**@*****************M
(Full email address available in API data)
Regulatory Contact
ANTHONY C. HLADEK
PRESIDENT
SCENIC DRIVE PROFESSIONAL CENTER
200 BRUSH RUN ROAD, SUITE A
GREENSBURG
PA
United States
Tel:
724-468-5665 X 121
Fax:
724-468-5675
A**@*****************M
(Full email address available in API data)
Industry Affiliates
| TRUSTMONT FINANCIAL GROUP, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOCHINEZ, PETER, DANIEL | Individual | – | OWNER | 12/1997 | > 75% |
| ABBOTT DECAROLIS, LAURA, JEAN | Individual | – | OWNER/REGISTERED REPRESENTATIVE | 01/2001 | 5-10% |
| HEBERT, GEORGE, PHILLIP | Individual | – | OWNER | 01/2001 | 5-10% |
| HLADEK, ANTHONY, CHARLES | Individual | – | PRESIDENT | 04/2007 | 10-25% |
| HIXENBAUGH, MARY, LYNNE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| AULT, JAMES, DANIEL | Individual | – | OWNER/REGISTERED REPRESENTATIVE | 12/2019 | < 5% |
| BARZAK, DONALD, JOHN | Individual | – | OWNER/REGISTERED REPRESENTATIVE | 12/2019 | < 5% |
| DOCHINEZ, LACEY, M | Individual | – | DIRECTOR | 12/2022 | < 5% |