PONDER INVESTMENT CO
PONDER INVESTMENT CO. Legal Name
Adviser information for PONDER INVESTMENT CO last updated from Form ADV on February 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 41 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 41 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 27 | $1.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-30773 |
|---|---|
| SEC ERA File Number | 801-30773 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110917 |
| Legal Entity Identifier | 254900RI40J12KTA4691 |
Principal Office
10 CADILLAC DRIVESUITE 120
BRENTWOOD
TN
United States
Monday - Friday, 8:00-4:00
Tel: 615-690-5541, Fax: 615-613-0217
Websites
Chief Compliance Officer
BRITT CESARONE
PRESIDENT & CEO
10 CADILLAC DRIVE
SUITE 120
BRENTWOOD
TN
United States
Tel:
615-690-5541
Fax:
615-613-0217
B********@***********M
(Full email address available in API data)
Industry Affiliates
| PONDER & CO. | Registered municipal advisor |
| PONDER & CO. | Registered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIMMERMANN, JOHN, ARTHUR | Individual | – | SHAREHOLDER | 01/1996 | 5-10% |
| HEAD, JULIAN, R | Individual | – | SHAREHOLDER | 12/2009 | 5-10% |
| PAYNE, CHRISTOPHER, THOMAS | Individual | – | SHAREHOLDER | 02/1996 | 25-50% |
| SHIREY, TERRENCE, BRUCE | Individual | – | SHAREHOLDER | 01/1996 | 10-25% |
| ATCHISON, DAVID, LYLE | Individual | – | SHAREHOLDER | 06/2015 | 10-25% |
| CESARONE, BRITT, ADELBERT | Individual | – | CHIEF COMPLIANCE OFFICER, PRESIDENT AND CEO | 06/2015 | 10-25% |
| HITESHEW, DAVID, ANDERS | Individual | – | MANAGING DIRECTOR | 01/2007 | 5-10% |