CMS WEALTH MANAGEMENT
CAPITAL MANAGEMENT SERVICES INC Legal Name
Adviser information for CMS WEALTH MANAGEMENT last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 850 | $345.7M |
| Non-Discretionary | 12 | $12.5M |
| Total | 862 | $358.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 182 | $61.6M |
| HNW Individuals | 105 | $287.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $9.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 295 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 155.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CAPITAL MANAGEMENT SERVICES WRAP FEE PROGRAM | CAPITAL MANAGEMENT SERVICES INC |
Identifiers
| SEC RIA File Number | 801-30898 |
|---|---|
| SEC ERA File Number | 801-30898 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105903 |
| Legal Entity Identifier | None |
Principal Office
STRAFFORD BLDG FOUR, STE 300175 STRAFFORD AVENUE
WAYNE
PA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 610-254-0001, Fax: 610-254-0025
Websites
Chief Compliance Officer
MATTHEW J. PURTILL
175 STRAFFORD AVENUE #300
BUILDING 4
WAYNE
PA
United States
Tel:
610.254.0001
Fax:
610.254.0025
M*******@***************M
(Full email address available in API data)
Regulatory Contact
SHEETAL KHANNA
DIRECTOR OF FINANCIAL PLANNING
175 STRAFFORD AVENUE #300
BUILDING 4
WAYNE
PA
United States
Tel:
610-254-0001
Fax:
610-254-0025
S******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FELDMAN, MICHAEL, ELLIS | Individual | – | PRESIDENT | 09/1987 | > 75% |
| PURTILL, MATTHEW, J | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2015 | < 5% |