EMPIRIC ADVISORS, INC.
Adviser information for EMPIRIC ADVISORS, INC. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 37 | $60.5M |
| Non-Discretionary | 3 | $577,811 |
| Total | 40 | $61.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 15 | $35.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $25.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-31075 |
|---|---|
| SEC ERA File Number | 801-31075 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108425 |
| Legal Entity Identifier | None |
Principal Office
500 N CAPITAL OF TEXAS HWYBUILDING 8, SUITE 150
AUSTIN
TX
United States
Monday - Friday, 8:30 - 5:30
Tel: 512-328-9321, Fax: 512-328-9809
Chief Compliance Officer
GABRIEL RODRIGUEZ
MANAGING DIRECTOR
500 N CAPITAL OF TEXAS HWY
BUILDING 8, SUITE 150
AUSITN
TX
United States
Tel:
512-328-9321 X 3
Fax:
512-328-9809
G***@******************M
(Full email address available in API data)
Industry Affiliates
| EMPIRIC DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EMPIRIC INSTITUTIONAL | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COFFELT, MARK, ALLEN | Individual | – | PRESIDENT | 10/1987 | < 5% |
| LONG CHAMP LIMITED PARTNERSHIP | Domestic Entity | – | SHAREHOLDER | 09/1997 | > 75% |
| COFFELT, MARK, ALLEN | Individual | LONG CHAMP LIMITED PARTNERS | PARTNER | 09/1997 | |
| COFFELT, LOREN, MARK | Individual | LONG CHAMP LIMITED PARTNERS | PARTNER | 09/1997 | 25-50% |
| COFFELT, NICHOLAS, JAMES | Individual | LONG CHAMP LIMITED PARTNERS | PARTNER | 09/1997 | 25-50% |
| RODRIGUEZ, GABRIEL, JASON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |