Hedge Fund Database

WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.

Adviser information for WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 391 $275.9M
Non-Discretionary 131 $14.4M
Total 522 $290.3M

Clients

Type Number RAUM
Individuals 101 $35.4M
HNW Individuals 67 $254.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $912,539
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 20
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-31084
SEC ERA File Number 801-31084
SEC CIK Numbers 2023493
SEC CRD Numbers 105959
Legal Entity Identifier None

Principal Office

6410 POPLAR AVE
SUITE 330
MEMPHIS
TN
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 901-761-5068, Fax: 901-761-2217

Websites

www.whcfa.com

Chief Compliance Officer

JIM CULLEN
475 TAUNTON AVENUE
TAUNTON
RI
United States
Tel: 401-466-6010
(Full email address available in API data)

Regulatory Contact

WILLIAM B. HOWARD, JR.
PRESIDENT
6410 POPLAR AVENUE
SUITE 330
MEMPHIS
TN
United States
Tel: 901-761-5068
Fax: 901-761-2217
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOWARD, WILLIAM, BARKER Individual – CEO/PRESIDENT 05/1987 > 75%
ELLZEY, RANDAL, EDMOND Individual – VICE PRESIDENT - SECRETARY/TREASURER 01/2004 < 5%
CULLEN, JAMES, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 05/2021 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 7/15/20196 on 4/9/20206 on 6/23/20206 on 3/31/20216 on 9/8/20216 on 3/16/20227 on 8/18/20227 on 3/13/20237 on 7/19/20237 on 3/4/2024

RAUM, Historic

300M150M02019202020212022202320242025198766093 on 7/15/2019215598120 on 4/9/2020215598120 on 6/23/2020236297635 on 3/31/2021236297635 on 9/8/2021273411061 on 3/16/2022273411061 on 8/18/2022221971720 on 3/13/2023221971720 on 7/19/2023290252431 on 3/4/2024

No. Clients, Historic

20010002019202020212022202320242025127 on 7/15/201987 on 4/9/202087 on 6/23/2020107 on 3/31/2021107 on 9/8/2021125 on 3/16/2022125 on 8/18/2022159 on 3/13/2023159 on 7/19/2023175 on 3/4/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 373 2K 0
AMERICAN CENTY ETF TR US LARGE CAP VLU 232 4K 0
AMPHENOL CORP NEW CL A 994 15K 0
APPLE INC COM 2K 9K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 215 529 0
COMMUNITY TR BANCORP INC COM 688 16K 0
CROWDSTRIKE HLDGS INC CL A 261 680 0
EA SERIES TRUST FREEDOM 100 EM 487 14K 0
INVESCO QQQ TR UNIT SER 1 744 2K 0
ISHARES INC CORE MSCI EMKT 918 17K 0
ISHARES TR 1 3 YR TREAS BD 2K 20K 0
ISHARES TR 3 7 YR TREAS BD 4K 32K 0
ISHARES TR 7-10 YR TRSY BD 16K 174K 0
ISHARES TR COHEN STEER REIT 9K 157K 0
ISHARES TR CORE MSCI EAFE 4K 51K 0
ISHARES TR CORE S&P MCP ETF 473 8K 0
ISHARES TR CORE S&P SCP ETF 348 3K 0
ISHARES TR CORE S&P TTL STK 372 3K 0
ISHARES TR CORE S&P US GWT 3K 23K 0
ISHARES TR CORE S&P US VLU 751 9K 0
ISHARES TR CORE S&P500 ETF 27K 49K 0
ISHARES TR CORE US AGGBD ET 1K 12K 0
ISHARES TR EAFE SML CP ETF 674 11K 0
ISHARES TR MICRO-CAP ETF 216 2K 0
ISHARES TR MSCI EAFE ETF 2K 31K 0
ISHARES TR PFD AND INCM SEC 849 27K 0
ISHARES TR RUS 1000 GRW ETF 732 2K 0
ISHARES TR RUS 1000 VAL ETF 653 4K 0
ISHARES TR RUS 2000 GRW ETF 479 2K 0
ISHARES TR RUSSELL 2000 ETF 10K 47K 0
ISHARES TR RUSSELL 3000 ETF 5K 17K 0
ISHARES TR TIPS BD ETF 2K 17K 0
MOODYS CORP COM 200 475 0
PITNEY BOWES INC COM 63 12K 0
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 255 7K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 209 2K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 201 3K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 229 4K 0
SCHWAB STRATEGIC TR US SML CAP ETF 270 6K 0
STRYKER CORPORATION COM 2K 5K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 4K 51K 0
VANGUARD BD INDEX FDS VANGUARD ULTRA 333 7K 0
VANGUARD INDEX FDS REAL ESTATE ETF 1K 13K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 450 897 0
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 967 24K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2K 31K 0
VIRIOS THERAPEUTICS INC COM 2 10K 0
VISA INC COM CL A 284 1K 0