Hedge Fund Database

ALDEBARAN FINANCIAL INC

Adviser information for ALDEBARAN FINANCIAL INC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 590 $172.6M
Non-Discretionary 0 $0
Total 590 $172.6M

Clients

Type Number RAUM
Individuals 547 $74.9M
HNW Individuals 33 $83.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 10 $14.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Lawyer or law firm

Identifiers

SEC RIA File Number 801-31093
SEC ERA File Number 801-31093
SEC CIK Numbers 1353110
SEC CRD Numbers 105741
Legal Entity Identifier None

Principal Office

200 COLONIAL HEIGHTS ROAD
KINGSPORT
TN
United States
Monday - Friday, 8:30 A.M.-5:00 P.M.
Tel: 423-239-7535, Fax: 423-389-9281

Websites

www.aldebaranfinancial.com www.facebook.com/aldebaran.financial www.instagram.com/aldebaran_financial_insights/ www.linkedin.com/company/11408621 twitter.com/aldebaranfin www.afiadvisors.com/ www.youtube.com/channel/uczyo4xeouf4d2ehrua6bvlg

Chief Compliance Officer

ROBERT INGRAM
CCO
200 COLONIAL HEIGHTS ROAD
KINGSPORT
TN
United States
Tel: (423)239-7535
Fax: 423-389-9281
(Full email address available in API data)

Regulatory Contact

PETER W RABER
PRESIDENT
200 COLONIAL HEIGHTS ROAD
KINGSPORT
TN
United States
Tel: (423)239-7535
Fax: (423)389-9281
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RABER, PETER, WILLIAM Individual – PRESIDENT; CHIEF EXECUTIVE OFFICER; DIRECTOR; TREASURER; CHIEF COMPLIANCE OFFICER 10/2019 > 75%
RABER, KATHERINE, ARCHER Individual – SECRETARY; DIRECTOR 10/2019 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 11/13/20198 on 4/6/20208 on 6/29/20209 on 3/25/20218 on 3/31/20228 on 11/11/20227 on 3/31/20238 on 3/31/2024

RAUM, Historic

400M200M02019202020212022202320242025329923322 on 11/13/2019294630142 on 4/6/2020294630142 on 6/29/2020252817944 on 3/25/2021281311346 on 3/31/2022281311346 on 11/11/2022222386561 on 3/31/2023172555901 on 3/31/2024

No. Clients, Historic

80040002019202020212022202320242025500 on 11/13/2019494 on 4/6/2020494 on 6/29/2020472 on 3/25/2021485 on 3/31/2022485 on 11/11/2022750 on 3/31/2023590 on 3/31/2024

Holdings

From latest 13F, filed August 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 273K 2K –
ALPHABET INC CAP STK CL C 2M 10K –
AMERICAN WELL CORP CL A 4M 21K –
APPLE INC COM 6M 30K –
APPLIED MATLS INC COM 307K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 16K –
CATERPILLAR INC COM 219K 657 –
CENTENE CORP DEL COM 347K 5K –
CHENIERE ENERGY INC COM NEW 720K 4K –
COHERENT CORP COM 555K 8K –
COSTCO WHSL CORP NEW COM 212K 250 –
CROWDSTRIKE HLDGS INC CL A 1M 3K –
DIGITAL RLTY TR INC COM 476K 3K –
DOLLAR GEN CORP NEW COM 343K 3K –
DUKE ENERGY CORP NEW COM NEW 373K 4K –
EASTMAN CHEM CO COM 745K 8K –
ECOLAB INC COM 437K 2K –
ELEVANCE HEALTH INC COM 370K 682 –
ELI LILLY & CO COM 655K 723 –
ENERGY TRANSFER L P COM UT LTD PTN 328K 20K –
EXXON MOBIL CORP COM 667K 6K –
FEDEX CORP COM 309K 1K –
FIRST HORIZON CORPORATION COM 576K 37K –
FORTINET INC COM 5M 78K –
HOME DEPOT INC COM 731K 2K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
ISHARES TR RUS 1000 GRW ETF 253K 694 –
JPMORGAN CHASE & CO. COM 2M 11K –
JOHNSON & JOHNSON COM 1M 9K –
LOWES COS INC COM 852K 4K –
MARATHON PETE CORP COM 543K 3K –
MCDONALDS CORP COM 642K 3K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 3M 7K –
NORFOLK SOUTHN CORP COM 933K 4K –
NORTHROP GRUMMAN CORP COM 338K 775 –
NVIDIA CORPORATION COM 3M 21K –
PEPSICO INC COM 200K 1K –
PHILLIPS 66 COM 200K 1K –
PROCTER AND GAMBLE CO COM 2M 13K –
PULTE GROUP INC COM 297K 3K –
REGIONS FINANCIAL CORP NEW COM 273K 14K –
SALESFORCE INC COM 1M 5K –
SOFI TECHNOLOGIES INC COM 262K 40K –
SOUTHERN CO COM 268K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 302K 772 –
SPDR SER TR PORTFOLI S&P1500 4M 66K –
SPDR SER TR PORTFOLIO S&P400 709K 14K –
SPDR SER TR PORTFOLIO S&P500 2M 33K –
SPDR SER TR PORTFOLIO S&P600 765K 18K –
SPDR S&P 500 ETF TR TR UNIT 4M 8K –
STARBUCKS CORP COM 361K 5K –
SELECT SECTOR SPDR TR TECHNOLOGY 312K 1K –
TESLA INC COM 231K 1K –
COCA COLA CO COM 614K 10K –
TJX COS INC NEW COM 242K 2K –
TRUIST FINL CORP COM 284K 7K –
UNION PAC CORP COM 611K 3K –
UNITEDHEALTH GROUP INC COM 498K 978 –
VANGUARD INDEX FDS TOTAL STK MKT 792K 3K –
VERIZON COMMUNICATIONS INC COM 596K 14K –
WALMART INC COM 1M 20K –
DISNEY WALT CO COM 1M 12K –
WASTE MGMT INC DEL COM 2M 11K –