Hedge Fund Database

SANDLER CAPITAL MANAGEMENT

Adviser information for SANDLER CAPITAL MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Partnership
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 28
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 14 $1.4B
Non-Discretionary 0 $0
Total 14 $1.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 14 $1.4B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-31177
SEC ERA File Number 801-31177
SEC CIK Numbers 1000742
SEC CRD Numbers 109856
Legal Entity Identifier 549300UE6CR469L2OB75

Principal Office

711 FIFTH AVENUE
SUITE 500
NEW YORK
NY
United States
Monday - Friday, 9 TO 5
Tel: 212-754-8100, Fax: 212-826-0280

Websites

www.sandlercap.com

Chief Compliance Officer

STACEY SEEWALD
CHIEF COMPLIANCE OFFICER
C/O SANDLER CAPITAL MANAGEMENT
711 FIFTH AVENUE, SUITE 500
NEW YORK
NY
United States
Tel: 212-754-8121
Fax: 212-754-8121
(Full email address available in API data)

Industry Affiliates

AMS SA LLC Sponsor, GP, manager of pooled investment vehicles
DES SA LLC Sponsor, GP, manager of pooled investment vehicles
SANDLER ASSOCIATES GP, LLC Sponsor, GP, manager of pooled investment vehicles
SANDLER INVESTMENT PARTNERS, LP Sponsor, GP, manager of pooled investment vehicles
SANDLER PLUS GP, LLC Sponsor, GP, manager of pooled investment vehicles
SANDLER TROF GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AMUNDI ALTERNATIVE FUNDS PLC ACTING IN RESPECT OF THE AMUNDI SANDLER US EQUITY FUND Hedge Fund $689.1M $0.0M 90
IMAP CAYMAN SCM LP Hedge Fund $162.6M $0.0M 1
MANAGED FUND/SANDLER PLUS OFFSHORE FUND LIMITED Hedge Fund $42.1M $0.1M 6
SANDLER ASSOCIATES Hedge Fund $45.1M $1.0M 19
SANDLER CAPITAL PARTNERS V FTE, L.P. Private Equity Fund $5.3M $10.0M 30
SANDLER CAPITAL PARTNERS V GERMANY, L.P. Private Equity Fund $0.6M $10.0M 1
SANDLER CAPITAL PARTNERS V, L.P. Private Equity Fund $11.6M $10.0M 82
SANDLER MASTER FUND, LTD. Hedge Fund $65.8M $1.0M 20
SANDLER OFFSHORE FUND, INC. Hedge Fund $11.1M $2.0M 1
SANDLER PLUS DOMESTIC FUND II, LP Hedge Fund $21.1M $1.0M 20
SANDLER PLUS DOMESTIC FUND, LP Hedge Fund $191.1M $1.0M 23
SANDLER PLUS MASTER FUND, LTD. Hedge Fund $425.9M $1.0M 63
SANDLER PLUS OFFSHORE FUND, LTD. Hedge Fund $116.6M $1.0M 20
SANDLER TOTAL RETURN OPPORTUNITIES FUND, LP Hedge Fund $13.9M $1.0M 2

Control Persons

Name Type Entity Title Since Ownership
MJDM CORP Domestic Entity – GENERAL PARTNER 01/1993 10-25%
ALCR CORP Domestic Entity – GENERAL PARTNER 05/1998 50-75%
SERF CORP Domestic Entity – GENERAL PARTNER 01/1999 5-10%
MAROCCO, MICHAEL, JOSEPH Individual MJDM CORP SOLE SHAREHOLDER 01/1993 > 75%
SCHIMMEL, DOUGLAS, EVAN Individual SERF CORP SOLE SHAREHOLDER 01/1999 > 75%
MAROCCO, MICHAEL, JOSEPH Individual – MANAGING DIRECTOR 01/1993 < 5%
SANDLER, ANDREW, MARK Individual – MANAGING DIRECTOR 05/1998 < 5%
SCHIMMEL, DOUGLAS, EVAN Individual – MANAGING DIRECTOR 01/1999 < 5%
SANDLER, ANDREW, MARK Individual ALCR CORP SOLE SHAREHOLDER 05/1998 > 75%
SEEWALD, STACEY, WRUBLE Individual – CHIEF COMPLIANCE OFFICER 06/2001 < 5%
LEWIS, ERIC, MICHAEL Individual – MANAGING DIRECTOR 01/2001 < 5%
BIANCO, WILLIAM, ANTHONY Individual – MANAGING DIRECTOR 11/2001 < 5%
WARSHAVSKY, STEVEN, GARY Individual – CHIEF FINANCIAL OFFICER 02/2002 < 5%
BENKOVIC, BRENT Individual – MANAGING DIRECTOR 01/2006 < 5%
MENZA, VITO Individual – MANAGING DIRECTOR 01/2008 < 5%
EML SCM CORP. Domestic Entity – GENERAL PARTNER 01/2008 5-10%
VM SCM CORP. Domestic Entity – GENERAL PARTNER 01/2008 10-25%
LEWIS, ERIC, MICHAEL Individual EML SCM CORP. SOLE SHAREHOLDER 01/2008 > 75%
MENZA, VITO Individual VM SCM CORP. SOLE SHAREHOLDER 01/2008 > 75%
WARSHAVSKY, STEVEN, GARY Individual SRKW CORP. SOLE SHAREHOLDER 01/2022 > 75%
SRKW CORP. Domestic Entity – GENERAL PARTNER 01/2022 < 5%

No. Employees, Historic

30150201920202021202220232024202527 on 5/16/201927 on 12/17/201928 on 3/30/202028 on 5/22/202028 on 3/30/202128 on 5/21/202127 on 3/30/202227 on 5/17/202227 on 3/31/202327 on 5/11/202328 on 3/28/2024

RAUM, Historic

3B2B020192020202120222023202420252432820000 on 5/16/20192432820000 on 12/17/20192577100000 on 3/30/20202577100000 on 5/22/20202571830000 on 3/30/20212571830000 on 5/21/20212485640000 on 3/30/20222485640000 on 5/17/20222076120000 on 3/31/20232076120000 on 5/11/20231416980000 on 3/28/2024

No. Clients, Historic

20100201920202021202220232024202517 on 5/16/201915 on 12/17/201915 on 3/30/202015 on 5/22/202016 on 3/30/202116 on 5/21/202115 on 3/30/202215 on 5/17/202214 on 3/31/202314 on 5/11/202314 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 3M 34K –
AERCAP HOLDINGS NV SHS 7M 73K –
ALBEMARLE CORP COM 10M 100K –
ALPHABET INC CAP STK CL C 5M 30K –
AMAZON COM INC COM 6M 30K –
ANALOG DEVICES INC COM 5M 22K –
APPLIED MATLS INC COM 8M 34K –
ARBOR REALTY TRUST INC COM 7M 500K –
ARCH RESOURCES INC CL A 533K 4K –
ARISTA NETWORKS INC COM 6M 16K –
ARM HOLDINGS PLC SPONSORED ADS 4M 26K –
ASTRAZENECA PLC SPONSORED ADR 312K 4K –
AVALONBAY CMNTYS INC COM 238K 1K –
AXON ENTERPRISE INC COM 6M 19K –
BIO-TECHNE CORP COM 4M 58K –
BLACKROCK INC COM 11M 14K –
BLACKSTONE MTG TR INC COM CL A 10M 575K –
BLOCK INC CL A 33M 509K –
BOOZ ALLEN HAMILTON HLDG COR CL A 9M 57K –
BOSTON SCIENTIFIC CORP COM 4M 52K –
BROADCOM INC COM 6M 4K –
CACTUS INC CL A 2M 37K –
CAE INC COM 12M 628K –
CAPITAL ONE FINL CORP COM 14M 100K –
CAVA GROUP INC COM 1M 11K –
CBOE GLOBAL MKTS INC COM 6M 37K –
CHARLES RIV LABS INTL INC COM 5M 23K –
CHUBB LIMITED COM 3M 12K –
CLEAN HARBORS INC COM 12M 53K –
CLEAN HARBORS INC COM 37M 165K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 10M 150K –
CONAGRA BRANDS INC COM 6M 200K –
CONSTELLATION ENERGY CORP COM 5M 26K –
CROWDSTRIKE HLDGS INC CL A 7M 19K –
CURTISS WRIGHT CORP COM 6M 22K –
CYBERARK SOFTWARE LTD SHS 6M 20K –
D R HORTON INC COM 3M 23K –
EASTGROUP PPTYS INC COM 204K 1K –
EATON CORP PLC SHS 3M 10K –
ELASTIC N V ORD SHS 2M 18K –
ELEVANCE HEALTH INC COM 379K 700 –
ELI LILLY & CO COM 10M 11K –
ENDEAVOR GROUP HLDGS INC CL A COM 405K 15K –
ENTEGRIS INC COM 8M 59K –
ETSY INC COM 8M 129K –
EXPONENT INC COM 4M 40K –
FAIR ISAAC CORP COM 4M 3K –
FISERV INC COM 395K 3K –
FORESTAR GROUP INC COM 3M 103K –
FORMFACTOR INC COM 9M 155K –
FTAI AVIATION LTD SHS 8M 77K –
GAMESTOP CORP NEW CL A 7M 300K –
GAMING & LEISURE PPTYS INC COM 208K 5K –
GAP INC COM 1M 63K –
GENERAL MTRS CO COM 6M 135K –
GOGO INC COM 12M 1M –
HOLOGIC INC COM 8M 106K –
INFOSYS LTD SPONSORED ADR 3M 170K –
INFOSYS LTD SPONSORED ADR 4M 200K –
INTUITIVE SURGICAL INC COM NEW 8M 18K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 10K –
ISHARES TR CORE S&P SCP ETF 3M 32K –
ISHARES TR S&P SML 600 GWT 3M 26K –
KRAFT HEINZ CO COM 5M 150K –
LAM RESEARCH CORP COM 5M 5K –
LIBERTY ENERGY INC COM CL A 2M 99K –
LIBERTY MEDIA CORP DEL COM LBTY ONE S C 11M 150K –
LIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 265K – –
LIVE NATION ENTERTAINMENT IN COM 16M 170K –
LIVE NATION ENTERTAINMENT IN COM 16M 174K –
LIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 276K – –
MAGNA INTL INC COM 10M 250K –
MARATHON DIGITAL HOLDINGS IN COM 11M 540K –
MARTIN MARIETTA MATLS INC COM 10M 19K –
MERCK & CO INC COM 248K 2K –
META PLATFORMS INC CL A 15M 30K –
MICROSOFT CORP COM 5M 10K –
NETFLIX INC COM 7M 11K –
NEXTRACKER INC CLASS A COM 4M 75K –
NEXTRACKER INC CLASS A COM 8M 171K –
NXP SEMICONDUCTORS N V COM 2M 8K –
ON SEMICONDUCTOR CORP COM 484K 7K –
ONTO INNOVATION INC COM 6M 26K –
ORACLE CORP COM 6M 43K –
PAYCHEX INC COM 12M 100K –
PAYCOM SOFTWARE INC COM 14M 100K –
PERSPECTIVE THERAPEUTICS INC COM NEW 1M 107K –
PROCTER AND GAMBLE CO COM 10M 60K –
PROLOGIS INC. COM 213K 2K –
QUALCOMM INC COM 6M 29K –
QUALCOMM INC COM 40M 200K –
REPUBLIC SVCS INC COM 9M 44K –
ROKU INC COM CL A 10M 170K –
ROKU INC COM CL A 12M 200K –
S&P GLOBAL INC COM 312K 700 –
SMITH A O CORP COM 8M 100K –
SNAP ON INC COM 39M 150K –
STEEL DYNAMICS INC COM 2M 19K –
STERIS PLC SHS USD 3M 16K –
STRYKER CORPORATION COM 9M 27K –
SYNOPSYS INC COM 3M 4K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 35M 200K –
TECK RESOURCES LTD CL B 359K 8K –
TERADYNE INC COM 5M 32K –
TETRA TECH INC NEW COM 3M 17K –
THERMO FISHER SCIENTIFIC INC COM 6M 12K –
TJX COS INC NEW COM 11M 96K –
TKO GROUP HOLDINGS INC CL A 15M 138K –
TRIMBLE INC COM 6M 100K –
TRIP COM GROUP LTD ADS 9M 200K –
UPSTART HLDGS INC COM 22M 918K –
VALLEY NATL BANCORP COM 17M 2M –
VERISK ANALYTICS INC COM 10M 37K –
VULCAN MATLS CO COM 10M 42K –
WAYFAIR INC CL A 5M 100K –
WENDYS CO COM 7M 400K –
WESTERN DIGITAL CORP. COM 8M 107K –
WILLIAMS COS INC COM 4M 105K –
XYLEM INC COM 18M 134K –
ZILLOW GROUP INC CL C CAP STK 3M 61K –
ZOOM VIDEO COMMUNICATIONS IN CL A 7M 114K –
ZOOM VIDEO COMMUNICATIONS IN CL A 7M 124K –
ZSCALER INC COM 6M 32K –