WHITENER CAPITAL MANAGEMENT, INC
Adviser information for WHITENER CAPITAL MANAGEMENT, INC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,206 | $367.7M |
| Non-Discretionary | 78 | $41.6M |
| Total | 1,284 | $409.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 583 | $117.9M |
| HNW Individuals | 132 | $228.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $39.4M |
| Charitable organizations | <5 | $3.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $7.7M |
| Other | 21 | $11.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
3993 SUNSET AVENUEROCKY MOUNT
NC
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 252-972-8909, Fax: 252-972-7793
Chief Compliance Officer
RICHARD LEE SANFORD, II
CHAIRMAN
3993 SUNSET AVENUE
ROCKY MOUNT
NC
United States
Tel:
252-972-8909
Fax:
252-972-7793
R***********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURWELL, WALTER, BRODIE | Individual | – | SECRETARY | 07/1989 | < 5% |
| SANFORD, RICHARD, LEE | Individual | – | CHIEF COMPLIANCE OFFICER/CHAIRMAN/PRESIDENT | 12/2009 | > 75% |
| HILL, ANGELA, RHODES | Individual | – | VICE PRESIDENT | 02/2004 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 17K | – |
| ABBOTT LABS | COM | 3M | 27K | – |
| ABBVIE INC | COM | 7M | 38K | – |
| ABRDN HEALTHCARE OPPORTUNITI | SHS | 731K | 36K | – |
| ADAM NAT RES FD INC | COM | 2M | 74K | – |
| ADOBE INC | COM | 421K | 757 | – |
| AKAMAI TECHNOLOGIES INC | COM | 287K | 3K | – |
| ALBEMARLE CORP | COM | 286K | 3K | – |
| ALPHABET INC | CAP STK CL A | 18M | 101K | – |
| ALPHABET INC | CAP STK CL C | 587K | 3K | – |
| ALTRIA GROUP INC | COM | 1M | 31K | – |
| AMAZON COM INC | COM | 15M | 80K | – |
| AMERICAN EXPRESS CO | COM | 465K | 2K | – |
| AMGEN INC | COM | 2M | 7K | – |
| APPLE INC | COM | 24M | 112K | – |
| APPLIED MATLS INC | COM | 1M | 5K | – |
| ARES CAPITAL CORP | COM | 649K | 31K | – |
| AT&T INC | COM | 293K | 15K | – |
| BANK AMERICA CORP | COM | 680K | 17K | – |
| BANK NEW YORK MELLON CORP | COM | 844K | 14K | – |
| BARRICK GOLD CORP | COM | 1M | 73K | – |
| BAXTER INTL INC | COM | 374K | 11K | – |
| BECTON DICKINSON & CO | COM | 935K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 12K | – |
| BLACKROCK ENHANCED GLOBAL DI | COM | 222K | 21K | – |
| BLACKROCK FLOATING RATE INCO | COM | 362K | 28K | – |
| BOEING CO | COM | 263K | 1K | – |
| CAPITAL ONE FINL CORP | COM | 824K | 6K | – |
| CATERPILLAR INC | COM | 4M | 12K | – |
| CHEVRON CORP NEW | COM | 3M | 17K | – |
| CISCO SYS INC | COM | 628K | 13K | – |
| CITIGROUP INC | COM NEW | 228K | 4K | – |
| COCA COLA CO | COM | 2M | 33K | – |
| COMCAST CORP NEW | CL A | 425K | 11K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
| CROWDSTRIKE HLDGS INC | CL A | 351K | 915 | – |
| CSX CORP | COM | 774K | 23K | – |
| CUMMINS INC | COM | 1M | 5K | – |
| DEERE & CO | COM | 3M | 7K | – |
| DISNEY WALT CO | COM | 577K | 6K | – |
| DOMINION ENERGY INC | COM | 733K | 15K | – |
| DUKE ENERGY CORP NEW | COM NEW | 4M | 44K | – |
| EA SERIES TRUST | STRIVE 1000 GRWT | 358K | 9K | – |
| EDWARDS LIFESCIENCES CORP | COM | 1M | 13K | – |
| ELI LILLY & CO | COM | 1M | 2K | – |
| EMERSON ELEC CO | COM | 2M | 18K | – |
| ENBRIDGE INC | COM | 210K | 6K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 400K | 25K | – |
| ENTERGY CORP NEW | COM | 319K | 3K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 36K | – |
| EXXON MOBIL CORP | COM | 4M | 37K | – |
| FIFTH THIRD BANCORP | COM | 244K | 7K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 938K | 557 | – |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 393K | 21K | – |
| FIRST TR SR FLTG RATE INCOME | COM | 102K | 10K | – |
| FLAHERTY & CRUMRINE PFD SECS | COM | 366K | 25K | – |
| FRANKLIN RESOURCES INC | COM | 495K | 22K | – |
| FREEPORT-MCMORAN INC | CL B | 383K | 8K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 3K | – |
| GILEAD SCIENCES INC | COM | 654K | 10K | – |
| GOLDMAN SACHS GROUP INC | COM | 6M | 13K | – |
| HOME DEPOT INC | COM | 4M | 10K | – |
| HONEYWELL INTL INC | COM | 9M | 42K | – |
| INTEL CORP | COM | 362K | 12K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 267K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 8K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 5K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 159K | 14K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 202K | 10K | – |
| INVESCO QQQ TR | UNIT SER 1 | 466K | 972 | – |
| ISHARES GOLD TR | ISHARES NEW | 2M | 40K | – |
| ISHARES TR | U.S. FINLS ETF | 401K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 441K | 8K | – |
| ISHARES TR | US CONSUM DISCRE | 985K | 12K | – |
| ISHARES TR | CORE S&P500 ETF | 513K | 937 | – |
| ISHARES TR | PFD AND INCM SEC | 366K | 12K | – |
| JEFFERIES FINL GROUP INC | COM | 293K | 6K | – |
| JOHNSON & JOHNSON | COM | 3M | 23K | – |
| JPMORGAN CHASE & CO. | COM | 16M | 80K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 11K | – |
| KLA CORP | COM NEW | 474K | 575 | – |
| KRAFT HEINZ CO | COM | 203K | 6K | – |
| KROGER CO | COM | 763K | 15K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 385K | 2K | – |
| LINDE PLC | SHS | 2M | 4K | – |
| LOCKHEED MARTIN CORP | COM | 688K | 1K | – |
| LOWES COS INC | COM | 3M | 13K | – |
| MAIN STR CAP CORP | COM | 282K | 6K | – |
| MARTIN MARIETTA MATLS INC | COM | 1M | 2K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 6M | 25K | – |
| MEDTRONIC PLC | SHS | 1M | 15K | – |
| MERCK & CO INC | COM | 5M | 41K | – |
| META PLATFORMS INC | CL A | 2M | 4K | – |
| MICRON TECHNOLOGY INC | COM | 435K | 3K | – |
| MICROSOFT CORP | COM | 19M | 43K | – |
| MICROSTRATEGY INC | CL A NEW | 207K | 150 | – |
| MONDELEZ INTL INC | CL A | 725K | 11K | – |
| NASDAQ INC | COM | 656K | 11K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NIKE INC | CL B | 3M | 35K | – |
| NORFOLK SOUTHN CORP | COM | 1M | 7K | – |
| NORTHROP GRUMMAN CORP | COM | 609K | 1K | – |
| NUCOR CORP | COM | 343K | 2K | – |
| NVIDIA CORPORATION | COM | 16M | 130K | – |
| ORACLE CORP | COM | 683K | 5K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 6K | – |
| PEPSICO INC | COM | 7M | 41K | – |
| PFIZER INC | COM | 906K | 32K | – |
| PHILIP MORRIS INTL INC | COM | 997K | 10K | – |
| PHILLIPS 66 | COM | 723K | 5K | – |
| PRICE T ROWE GROUP INC | COM | 268K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 6M | 36K | – |
| PUBLIC STORAGE OPER CO | COM | 371K | 1K | – |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 127K | 35K | – |
| QUALCOMM INC | COM | 852K | 4K | – |
| ROCKWELL AUTOMATION INC | COM | 4M | 15K | – |
| ROYAL BK CDA | COM | 2M | 23K | – |
| ROYCE SMALL CAP TRUST INC | COM | 642K | 44K | – |
| RTX CORPORATION | COM | 2M | 15K | – |
| S&P GLOBAL INC | COM | 2M | 5K | – |
| SCHWAB CHARLES CORP | COM | 636K | 9K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 637K | 6K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 5M | 84K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 2M | 26K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 962K | 13K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 523K | 15K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 2M | 34K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 386K | 3K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 360K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 588K | 3K | – |
| SELECT SECTOR SPDR TR | INDL | 237K | 2K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 1M | 15K | – |
| SELECT SECTOR SPDR TR | ENERGY | 241K | 3K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 434K | 2K | – |
| SNOWFLAKE INC | CL A | 296K | 2K | – |
| SNOWFLAKE INC | CL A | 14K | 100 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 244K | 449 | – |
| SPDR SER TR | S&P REGL BKG | 314K | 6K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 269K | 5K | – |
| TARGET CORP | COM | 1M | 9K | – |
| TCW STRATEGIC INCOME FD INC | COM | 277K | 58K | – |
| TEXAS INSTRS INC | COM | 858K | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 213K | 385 | – |
| TRI CONTL CORP | COM | 1M | 37K | – |
| TRUIST FINL CORP | COM | 6M | 146K | – |
| UNION PAC CORP | COM | 565K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 249K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 32K | – |
| VISA INC | COM CL A | 8M | 32K | – |
| WALMART INC | COM | 14M | 202K | – |
| WESTERN ASSET INVESTMENT GRA | COM | 201K | 17K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 265K | 2K | – |