Hedge Fund Database

SIGNET FINANCIAL MANAGEMENT, LLC

Adviser information for SIGNET FINANCIAL MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,941 $949.4M
Non-Discretionary 0 $0
Total 1,941 $949.4M

Clients

Type Number RAUM
Individuals 440 $261.2M
HNW Individuals 259 $627.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 12 $30.3M
Charitable organizations <5 $3.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 12 $27.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-31294
SEC ERA File Number 801-31294
SEC CIK Numbers 1600307
SEC CRD Numbers 105310
Legal Entity Identifier None

Principal Office

400 INTERPACE PARKWAY, BUILDING C
2ND FLOOR
PARSIPPANY
NJ
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (973) 543-6660, Fax: (973) 543-9033

Websites

www.twitter.com/signetfin www.youtube.com/krasneyfinancial signetswfl.com www.linkedin.com/company/signet-financial-management/ signetfm.com www.facebook.com/signetfm www.youtube.com/channel/uc7qcpip1zpnsnx4jcx6b-ea www.youtube.com/@signetfinancialmanagement8849

Chief Compliance Officer

STEPHEN E. TUTTLE
PARTNER AND CHIEF INVESTMENT STRATEGIST
400 INTERPACE PARKWAY, BUILDING C
2ND FLOOR
PARSIPPANY
NJ
United States
Tel: (973) 543-6660
Fax: (973) 543-9033
(Full email address available in API data)

Regulatory Contact

LAURA A. SQUIER
CHIEF FINANCIAL OFFICER
400 INTERPACE PARKWAY, BUILDING C
2ND FLOOR
PARSIPPANY
NJ
United States
Tel: (973) 543-6660
Fax: (973) 543-9033
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TUTTLE, STEPHEN, EDWIN Individual – CHIEF INVESTMENT STRATEGIST, CHIEF COMPLIANCE OFFICER, AND PARTNER 05/2007 10-25%
YASHIN, EVGENIY, YURIEVICH Individual – CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND PARTNER 01/2015 25-50%
ETTER, KENNETH, MATTHEW Individual – PARTNER AND PRESIDENT 01/2015 25-50%
SQUIER, LAURA, ANN Individual – CHIEF FINANCIAL OFFICER 09/2015 < 5%
HIRSCH, SHAWN, KYLE Individual – PARTNER, WEALTH MANAGEMENT 05/2019 5-10%
RODRIGUEZ, JOSE, BENITO Individual – CHIEF OPERATING OFFICER 06/2022 < 5%

No. Employees, Historic

30150201920202021202220232024202519 on 5/22/201919 on 7/17/201919 on 11/13/201917 on 3/2/202017 on 6/22/202017 on 9/10/202017 on 3/9/202117 on 3/26/202121 on 10/21/202120 on 12/21/202119 on 2/3/202218 on 3/21/202219 on 6/27/202219 on 3/8/202319 on 4/3/202319 on 4/14/202319 on 5/25/202318 on 6/14/202320 on 11/9/202320 on 3/13/2024

RAUM, Historic

1B500M02019202020212022202320242025718720365 on 5/22/2019718720365 on 7/17/2019718720365 on 11/13/2019805114804 on 3/2/2020805114804 on 6/22/2020805114804 on 9/10/2020809599511 on 3/9/2021809599511 on 3/26/2021809599511 on 10/21/2021809599511 on 12/21/2021809599511 on 2/3/2022959486220 on 3/21/2022959486220 on 6/27/2022839651662 on 3/8/2023839651662 on 4/3/2023839651662 on 4/14/2023839651662 on 5/25/2023839651662 on 6/14/2023839651662 on 11/9/2023949397508 on 3/13/2024

No. Clients, Historic

80040002019202020212022202320242025759 on 5/22/2019759 on 7/17/2019759 on 11/13/2019708 on 3/2/2020708 on 6/22/2020708 on 9/10/2020683 on 3/9/2021683 on 3/26/2021683 on 10/21/2021683 on 12/21/2021683 on 2/3/2022696 on 3/21/2022696 on 6/27/2022725 on 3/8/2023725 on 4/3/2023725 on 4/14/2023725 on 5/25/2023725 on 6/14/2023725 on 11/9/2023723 on 3/13/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 317K 3K –
ABBVIE INC COM 7M 43K –
ACCENTURE PLC IRELAND SHS CLASS A 529K 2K –
ADOBE INC COM 3M 6K –
ALLY FINL INC COM 282K 7K –
ALPHABET INC CAP STK CL A 2M 9K –
ALPHABET INC CAP STK CL C 12M 63K –
AMAZON COM INC COM 6M 33K –
AMERICAN CENTY ETF TR US EQT ETF 883K 10K –
AMERICAN CENTY ETF TR US SML CP VALU 325K 4K –
AMERICAN CENTY ETF TR INTL SMCP VLU 4M 58K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 8M 135K –
AMERICAN CENTY ETF TR AVANTIS CORE FI 2M 54K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 2M 29K –
AMERICAN INTL GROUP INC COM NEW 642K 9K –
AMERIPRISE FINL INC COM 3M 7K –
AMGEN INC COM 2M 8K –
APPLE INC COM 31M 148K –
APPLIED MATLS INC COM 9M 40K –
ARCH CAP GROUP LTD ORD 2M 17K –
ARES MANAGEMENT CORPORATION CL A COM STK 3M 26K –
ARISTA NETWORKS INC COM 10M 27K –
AUTOMATIC DATA PROCESSING IN COM 753K 3K –
BANK AMERICA CORP COM 5M 125K –
BANK NEW YORK MELLON CORP COM 518K 9K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 971K 2K –
BLACKROCK ETF TRUST II HIGH YLD MUNI IN 273K 12K –
BLACKSTONE INC COM 261K 2K –
BP PLC SPONSORED ADR 4M 108K –
BRISTOL-MYERS SQUIBB CO COM 806K 19K –
BROADCOM INC COM 10M 6K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 4M 115K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 3M 132K –
CAPITAL GRP FIXED INCM ETF T MUNICIPAL INCOME 3M 95K –
CATERPILLAR INC COM 8M 24K –
CELANESE CORP DEL COM 971K 7K –
CHEVRON CORP NEW COM 292K 2K –
CISCO SYS INC COM 2M 47K –
COCA COLA CO COM 3M 50K –
COMCAST CORP NEW CL A 4M 102K –
CONOCOPHILLIPS COM 557K 5K –
CONSOLIDATED EDISON INC COM 563K 6K –
COPA HOLDINGS SA CL A 298K 3K –
COSTCO WHSL CORP NEW COM 5M 5K –
CROCS INC COM 204K 1K –
CSX CORP COM 250K 7K –
DELL TECHNOLOGIES INC CL C 6M 41K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 691K 27K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 4M 134K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 5M 177K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 3M 79K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 5M 179K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 732K 27K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 309K 13K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 1M 40K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 2M 73K –
DIMENSIONAL ETF TRUST US TARGETED VLU 708K 14K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 201K 8K –
DIREXION SHS ETF TR DAILY 20+ YEAR T 500K 10K –
DISCOVER FINL SVCS COM 4M 32K –
DISNEY WALT CO COM 209K 2K –
DOLBY LABORATORIES INC COM CL A 364K 5K –
ELEVANCE HEALTH INC COM 544K 1K –
ELI LILLY & CO COM 10M 11K –
ENTERGY CORP NEW COM 282K 3K –
ESSEX PPTY TR INC COM 309K 1K –
ETF SER SOLUTIONS CLEARSHS ULTRA 4M 35K –
EXPEDIA GROUP INC COM NEW 3M 25K –
EXXON MOBIL CORP COM 3M 22K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 243K 5K –
FIFTH THIRD BANCORP COM 3M 73K –
FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 255K 4K –
FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 433K 9K –
FORTINET INC COM 3M 48K –
GARTNER INC COM 3M 7K –
GENERAL MLS INC COM 650K 10K –
GENERAL MTRS CO COM 1M 28K –
GLOBAL X FDS NASDAQ 100 COVER 181K 10K –
GLOBAL X FDS GLBL X MLP ETF 236K 5K –
GOLDMAN SACHS GROUP INC COM 1M 3K –
GSK PLC SPONSORED ADR 424K 11K –
HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 1M 28K –
HARTFORD FINL SVCS GROUP INC COM 3M 31K –
HERSHEY CO COM 2M 13K –
HOME DEPOT INC COM 3M 8K –
INGREDION INC COM 467K 4K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 223K 6K –
INTERNATIONAL BUSINESS MACHS COM 2M 11K –
INTERPUBLIC GROUP COS INC COM 590K 20K –
INVESCO EXCH TRADED FD TR II S&P SMLCP MATL 283K 4K –
INVESCO EXCHANGE TRADED FD T BIOTECHNOLOGY 291K 4K –
ISHARES INC CORE MSCI EMKT 4M 71K –
ISHARES TR 0-3 MNTH TREASRY 8M 81K –
ISHARES TR US TECH BRKTHR 250K 5K –
ISHARES TR CORE MSCI EAFE 4M 57K –
ISHARES TR 0-5 YR TIPS ETF 6M 59K –
ISHARES TR MSCI USA MIN VOL 201K 2K –
ISHARES TR GRWT ALLOCAT ETF 280K 5K –
ISHARES TR US HLTHCR PR ETF 269K 5K –
ISHARES TR U.S. MED DVC ETF 351K 6K –
ISHARES TR ISHS 1-5YR INVS 2M 31K –
ISHARES TR MBS ETF 763K 8K –
ISHARES TR JPMORGAN USD EMG 802K 9K –
ISHARES TR EAFE SML CP ETF 245K 4K –
ISHARES TR AGENCY BOND ETF 8M 76K –
ISHARES TR SHRT NAT MUN ETF 6M 55K –
ISHARES TR CORE S&P SCP ETF 2M 16K –
ISHARES TR U.S. FIN SVC ETF 255K 4K –
ISHARES TR RUSSELL 2000 ETF 299K 1K –
ISHARES TR RUS 1000 GRW ETF 2M 6K –
ISHARES TR RUS 1000 VAL ETF 5M 29K –
ISHARES TR ISHARES BIOTECH 364K 3K –
ISHARES TR ISHARES SEMICDTR 714K 3K –
ISHARES TR CORE S&P MCP ETF 249K 4K –
ISHARES TR RUS MD CP GR ETF 371K 3K –
ISHARES TR 7-10 YR TRSY BD 3M 30K –
ISHARES TR CORE S&P500 ETF 5M 8K –
ISHARES TR TIPS BD ETF 501K 5K –
ISHARES TR SELECT DIVID ETF 1M 8K –
ISHARES TR S&P 100 ETF 693K 3K –
J P MORGAN EXCHANGE TRADED F BETBULD MSCI 280K 3K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 647K 14K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 4M 76K –
J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 681K 13K –
J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 871K 16K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 237K 5K –
JABIL INC COM 3M 26K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 490K 9K –
JOHNSON & JOHNSON COM 2M 17K –
JPMORGAN CHASE & CO. COM 2M 10K –
KIMBERLY-CLARK CORP COM 2M 14K –
KLA CORP COM NEW 2M 3K –
KORE GROUP HLDGS INC COMMON STOCK 5K 13K –
LOCKHEED MARTIN CORP COM 1M 2K –
LOWES COS INC COM 673K 3K –
MANULIFE FINL CORP COM 742K 28K –
MARATHON OIL CORP COM 2M 77K –
MASCO CORP COM 3M 51K –
MCDONALDS CORP COM 2M 7K –
MCKESSON CORP COM 2M 4K –
MEDTRONIC PLC SHS 244K 3K –
MERCK & CO INC COM 1M 10K –
META PLATFORMS INC CL A 8M 16K –
MICROSOFT CORP COM 13M 29K –
MOLINA HEALTHCARE INC COM 2M 6K –
MSCI INC COM 713K 1K –
MURPHY OIL CORP COM 368K 9K –
NAPCO SEC TECHNOLOGIES INC COM 218K 4K –
NETAPP INC COM 917K 7K –
NETFLIX INC COM 333K 494 –
NEXSTAR MEDIA GROUP INC COMMON STOCK 447K 3K –
NEXTERA ENERGY INC COM 1M 15K –
NOVO-NORDISK A S ADR 651K 5K –
NUSHARES ETF TR NUVEEN ESG SMLCP 230K 6K –
NUSHARES ETF TR NUVEEN ESG MIDVL 209K 6K –
NVIDIA CORPORATION COM 2M 18K –
OLD REP INTL CORP COM 371K 12K –
OLIN CORP COM PAR $1 2M 33K –
PACCAR INC COM 813K 8K –
PEPSICO INC COM 1M 9K –
PFIZER INC COM 305K 11K –
PIMCO ETF TR SHTRM MUN BD ACT 4M 89K –
PIMCO ETF TR ENHAN SHRT MA AC 2M 23K –
PIMCO ETF TR INV GRD CRP BD 577K 6K –
PIMCO ETF TR ENHNCD LW DUR AC 4M 40K –
PIMCO ETF TR 1-5 US TIP IDX 230K 4K –
PNC FINL SVCS GROUP INC COM 686K 4K –
PROCTER AND GAMBLE CO COM 2M 15K –
PROLOGIS INC. COM 295K 3K –
PUBLIC STORAGE OPER CO COM 542K 2K –
QUALCOMM INC COM 603K 3K –
QUANTA SVCS INC COM 4M 15K –
RBB FD INC US TREAS 3 MNTH 1M 22K –
REALTY INCOME CORP COM 289K 5K –
REGENERON PHARMACEUTICALS COM 4M 4K –
REGIONS FINANCIAL CORP NEW COM 247K 12K –
ROSS STORES INC COM 4M 27K –
SALESFORCE INC COM 2M 6K –
SCHWAB STRATEGIC TR INTL EQTY ETF 240K 6K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 364K 5K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 3M 70K –
SELECT SECTOR SPDR TR COMMUNICATION 1M 15K –
SELECT SECTOR SPDR TR TECHNOLOGY 4M 19K –
SELECT SECTOR SPDR TR INDL 1M 12K –
SELECT SECTOR SPDR TR FINANCIAL 1M 32K –
SELECT SECTOR SPDR TR ENERGY 538K 6K –
SELECT SECTOR SPDR TR SBI CONS DISCR 1M 7K –
SELECT SECTOR SPDR TR SBI CONS STPLS 826K 11K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 672K 5K –
SERVICENOW INC COM 2M 3K –
SIMON PPTY GROUP INC NEW COM 2M 12K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 10M 285K –
SPDR INDEX SHS FDS S&P INTL SMLCP 279K 9K –
SPDR INDEX SHS FDS GLB NAT RESRCE 211K 4K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 7M 179K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 257K 480 –
SPDR SER TR BLOOMBERG 1 10 Y 10M 529K –
SPDR SER TR PORTFOLIO S&P600 320K 8K –
SPDR SER TR PRTFLO S&P500 HI 499K 12K –
SPDR SER TR OILGAS EQUIP 232K 3K –
SPDR SER TR PORTFOLIO SH TSR 11M 397K –
SPDR SER TR PORTFOLIO S&P500 1M 18K –
SPDR SER TR S&P 400 MDCP VAL 13M 176K –
SPDR SER TR S&P 400 MDCP GRW 13M 154K –
SPDR SER TR PORTFOLI S&P1500 691K 10K –
SPDR SER TR PORTFLI INTRMDIT 4M 161K –
SPDR SER TR PRTFLO S&P500 VL 31M 638K –
SPDR SER TR PORTFOLIO SHORT 5M 164K –
SPDR SER TR PRTFLO S&P500 GW 35M 436K –
SPDR SER TR PORT MTG BK ETF 10M 475K –
SPDR SER TR S&P 600 SMCP VAL 2M 24K –
SPDR SER TR S&P 600 SMCP GRW 6M 72K –
SS&C TECHNOLOGIES HLDGS INC COM 4M 64K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 351K 9K –
STEEL DYNAMICS INC COM 6M 44K –
SYNCHRONY FINANCIAL COM 2M 46K –
SYNOPSYS INC COM 3M 4K –
T-MOBILE US INC COM 356K 2K –
TAPESTRY INC COM 1M 27K –
TEGNA INC COM 294K 21K –
TERAWULF INC COM 45K 10K –
TESLA INC COM 285K 1K –
THE CIGNA GROUP COM 3M 8K –
TOTALENERGIES SE SPONSORED ADS 3M 44K –
TRI POINTE HOMES INC COM 5M 133K –
UNION PAC CORP COM 480K 2K –
UNITED RENTALS INC COM 8M 13K –
UNITED THERAPEUTICS CORP DEL COM 3M 10K –
UNITEDHEALTH GROUP INC COM 367K 721 –
VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 573K 5K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 4M 22K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 6M 17K –
VANGUARD INDEX FDS TOTAL STK MKT 8M 31K –
VANGUARD INDEX FDS VALUE ETF 7M 42K –
VANGUARD INDEX FDS GROWTH ETF 19M 50K –
VANGUARD INDEX FDS MID CAP ETF 218K 900 –
VANGUARD INDEX FDS SM CP VAL ETF 3M 19K –
VANGUARD INDEX FDS SML CP GRW ETF 1M 5K –
VANGUARD INDEX FDS MCAP GR IDXVIP 4M 15K –
VANGUARD INDEX FDS MCAP VL IDXVIP 3M 20K –
VANGUARD INDEX FDS S&P 500 ETF SHS 833K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 820K 19K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 30K –
VANGUARD MALVERN FDS STRM INFPROIDX 858K 18K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 2M 40K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 5M 85K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 9M 47K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 20K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 317K 5K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 3M 26K –
VANGUARD WORLD FD MEGA GRWTH IND 610K 2K –
VERIZON COMMUNICATIONS INC COM 2M 54K –
VERTEX PHARMACEUTICALS INC COM 4M 8K –
VICI PPTYS INC COM 2M 74K –
VISA INC COM CL A 4M 14K –
VISTRA CORP COM 4M 42K –
WELLS FARGO CO NEW COM 3M 57K –
WISDOMTREE TR FLOATNG RAT TREA 7M 130K –
WISDOMTREE TR US QTLY DIV GRT 591K 8K –
WISDOMTREE TR US S CAP QTY DIV 770K 16K –
WISDOMTREE TR INTL QULTY DIV 3M 70K –
WISDOMTREE TR EMER MKT HIGH FD 380K 9K –
WORLD GOLD TR SPDR GLD MINIS 391K 8K –