POTOMAC FUND MANAGEMENT
POTOMAC FUND MANAGEMENT INC Legal Name
Adviser information for POTOMAC FUND MANAGEMENT last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 19 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 38 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,289 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 2,289 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,305 | $95.6M |
| HNW Individuals | 48 | $27.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $1.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $12,911 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 38 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-31311 |
|---|---|
| SEC ERA File Number | 801-31311 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105413 |
| Legal Entity Identifier | None |
Principal Office
777 BRICKELL AVE.SUITE #500-9455
MIAMI
FL
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: (305) 824-2702, Fax: None
Chief Compliance Officer
ALISHA P. DOWELL
777 BRICKELL AVE.
SUITE #500-9455
MIAMI
FL
United States
Tel:
(305) 824-2702
A******@**************M
(Full email address available in API data)
Regulatory Contact
MANISH KHATTA
CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
777 BRICKELL AVE.
SUITE #500-9455
MIAMI
FL
United States
Tel:
(305) 824-2702
M******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KHATTA, MANISH, KUMAR | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, SECRETARY | 01/2013 | > 75% |
| GOODNOW, JEFFREY, SCOTT | Individual | – | CHIEF GROWTH OFFICER | 01/2017 | 10-25% |
| BURTON, JENNIFER, GILLIECE | Individual | – | CHIEF OPERATING OFFICER | 10/2021 | < 5% |
| NORTON, CHRISTOPHER, ROBERT | Individual | – | CHIEF MARKETING OFFICER | 10/2021 | < 5% |
| Dowell, Alisha, Perdue | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |