BRIAUD FINANCIAL ADVISORS
BRIAUD FINANCIAL PLANNING INC Legal Name
Adviser information for BRIAUD FINANCIAL ADVISORS last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,855 | $691.9M |
| Non-Discretionary | 118 | $13.1M |
| Total | 1,973 | $705.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 92 | $52.8M |
| HNW Individuals | 228 | $648.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $808,013 |
| Pension and profit sharing plans | 1 | $651,758 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-31379 |
|---|---|
| SEC ERA File Number | 801-31379 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105638 |
| Legal Entity Identifier | None |
Principal Office
1611 CRESCENT POINTE PARKWAYCOLLEGE STATION
TX
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 979-260-9771, Fax: 979-846-5472
Chief Compliance Officer
NATALIE PINE
LEAD ADVISOR, MANAGING PARTNER
1611 CRESCENT POINTE PARKWAY
COLLEGE STATION
TX
United States
Tel:
979-260-9771
Fax:
979-846-5472
N****@*********M
(Full email address available in API data)
Regulatory Contact
MATT MCKAY
PORTFOLIO MANAGER
1611 CRESCENT POINTE PKWY
COLLEGE STATION
TX
United States
Tel:
979-260-9771
Fax:
979-846-5472
M*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BFA ALTERNATIVES FUND 1, LTD. | Private Equity Fund | $6.3M | $0.1M | 106 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE 2010 PATRICK BRIAUD TRUST, PATRICK CHARLES BRIAUD TRUSTEE | Domestic Entity | – | SHAREHOLDER | 01/2011 | 5-10% |
| BRIAUD, JANET | Individual | – | CHIEF INVESTMENT OFFICER/PARTNER | 01/1992 | 25-50% |
| PINE, NATALIE, BRIAUD | Individual | – | MANAGING PARTNER/LEAD ADVISOR | 01/2008 | 25-50% |
| THE 2010 NATALIE PINE TRUST, NATALIE ANNE BRIAUD PINE TRUSTEE | Domestic Entity | – | SHAREHOLDER | 01/2011 | 5-10% |
| PINE, NATALIE, BRIAUD | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | 25-50% |
| McKay, Matthew, Ray | Individual | – | PORTFOLIO MANAGER | 01/2022 | 5-10% |