FISCHER FINANCIAL SERVICES INC
Adviser information for FISCHER FINANCIAL SERVICES INC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,092 | $487.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,092 | $487.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 445 | $99.2M |
| HNW Individuals | 120 | $351.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.6M |
| Charitable organizations | <5 | $9.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $19.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-31434 |
|---|---|
| SEC ERA File Number | 801-31434 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104616 |
| Legal Entity Identifier | None |
Principal Office
4431 NORTH FRONT STREETSUITE 105
HARRISBURG
PA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 717-233-8901, Fax: 717-233-3813
Chief Compliance Officer
WILLIAM B. ANGINO
EXECUTIVE VICE PRESIDENT
4431 NORTH FRONT STREET
SUITE 105
HARRISBURG
PA
United States
Tel:
717 233-8901
Fax:
717 233 3813
W******@***************************M
(Full email address available in API data)
Regulatory Contact
FREDERICK D. FISCHER
PRESIDENT
4431 NORTH FRONT STREET
SUITE 105
HARRISBURG
PA
United States
Tel:
717-233-8901
Fax:
717-233-3813
F*******@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FISCHER, FREDERICK, DALE | Individual | – | PRESIDENT | 01/1986 | > 75% |
| ANGINO, WILLIAM, BRYANT | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2004 | < 5% |
| BALDWIN, THOMAS, KENNETH | Individual | – | SECRETARY | 01/2009 | < 5% |