SHEETS SMITH WEALTH MANAGEMENT
Adviser information for SHEETS SMITH WEALTH MANAGEMENT last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 945 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 945 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 197 | $70.5M |
| HNW Individuals | 128 | $903.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $16.3M |
| Charitable organizations | 5 | $13.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 15 | $9.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $52.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
120 CLUB OAKS COURTSUITE 200
WINSTON SALEM
NC
United States
Monday - Friday, 8:30 - 5:00
Tel: 336-765-2020, Fax: 336-765-6756
Chief Compliance Officer
HEWETT, ALLISON H
CHIEF COMPLIANCE OFFICER
120 CLUB OAKS COURT
SUITE 200
WINSTON-SALEM
NC
United States
Tel:
336-765-2020
Fax:
336-765-6756
A******@**************M
(Full email address available in API data)
Regulatory Contact
ANTHONY, PAUL T
PRESIDENT
120 CLUB OAKS COURT
SUITE 200
WINSTON SALEM
NC
United States
Tel:
336-765-2020
Fax:
336-765-6756
P*******@**************M
(Full email address available in API data)
Industry Affiliates
| SHEETS SMITH INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHEETS, STEPHEN, TODD | Individual | – | MINORITY OWNER | 12/2015 | 25-50% |
| SHEETS, JOHN, RICHARD | Individual | – | CHAIRMAN | 09/1982 | 25-50% |
| GILBERT, DAVID, BEELER | Individual | – | EXECUTIVE VICE PRESIDENT | 06/1995 | < 5% |
| ANTHONY, PAUL, THOMAS | Individual | – | PRESIDENT | 01/2018 | < 5% |
| SHEETS, TRENT, RYAN | Individual | – | WEALTH MANAGER | 05/2013 | 25-50% |
| HEWETT, ALLISON, HUGHES | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC | COM | 19M | 100K | – |
| ULTA BEAUTY INC | COM | 8M | 20K | – |
| INVESCO QQQ TR | UNIT SER 1 | 12M | 25K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 233K | 1K | – |
| STARBUCKS CORP | COM | 593K | 8K | – |
| OLD REP INTL CORP | COM | 303K | 10K | – |
| ISHARES GOLD TR | ISHARES NEW | 770K | 18K | – |
| DOLLAR GEN CORP NEW | COM | 210K | 2K | – |
| JOHNSON & JOHNSON | COM | 2M | 14K | – |
| WILLIAMS SONOMA INC | COM | 3M | 9K | – |
| KIRBY CORP | COM | 487K | 4K | – |
| ADVANCED ENERGY INDS | COM | 759K | 7K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 6K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 299K | 6K | – |
| VANGUARD WORLD FD | ENERGY ETF | 1M | 11K | – |
| ISHARES TR | GLOBAL TECH ETF | 2M | 20K | – |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 296K | 6K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 761K | 20K | – |
| ATLANTA BRAVES HLDGS INC | COM SER C | 724K | 18K | – |
| PROCTER AND GAMBLE CO | COM | 852K | 5K | – |
| COCA COLA CO | COM | 21M | 331K | – |
| GENERAL MLS INC | COM | 3M | 40K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 7M | 245K | – |
| IDEX CORP | COM | 737K | 4K | – |
| TRUIST FINL CORP | COM | 703K | 18K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 18K | – |
| MARRIOTT INTL INC NEW | CL A | 201K | 833 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 290K | 3K | – |
| MEDTRONIC PLC | SHS | 240K | 3K | – |
| NETFLIX INC | COM | 655K | 970 | – |
| KOSMOS ENERGY LTD | COM | 219K | 39K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 641K | 2K | – |
| PAYCHEX INC | COM | 6M | 50K | – |
| TIDEWATER INC NEW | COM | 707K | 7K | – |
| ISHARES TR | TRS FLT RT BD | 1M | 20K | – |
| SPDR SER TR | MSCI USA STRTGIC | 1M | 8K | – |
| MYR GROUP INC DEL | COM | 1M | 9K | – |
| MEDPACE HLDGS INC | COM | 2M | 4K | – |
| WATERS CORP | COM | 690K | 2K | – |
| LAUDER ESTEE COS INC | CL A | 1M | 13K | – |
| MERCK & CO INC | COM | 3M | 22K | – |
| ISHARES TR | SHRT NAT MUN ETF | 14M | 134K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| ADVANSIX INC | COM | 348K | 15K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| ILLINOIS TOOL WKS INC | COM | 215K | 908 | – |
| ALLSTATE CORP | COM | 609K | 4K | – |
| ISHARES TR | S&P 100 ETF | 783K | 3K | – |
| HOWMET AEROSPACE INC | COM | 512K | 7K | – |
| ALPS ETF TR | OSHARES US SMLCP | 3M | 84K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 5M | 52K | – |
| VERIZON COMMUNICATIONS INC | COM | 621K | 15K | – |
| POWERSHARES ACTIVELY MANAGED | VAR RATE INVT | 283K | 11K | – |
| FIRST CMNTY BANKSHARES INC V | COM | 2M | 43K | – |
| PEPSICO INC | COM | 19M | 115K | – |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 77K | 35K | – |
| HONEYWELL INTL INC | COM | 2M | 10K | – |
| OMEGA HEALTHCARE INVS INC | COM | 1M | 32K | – |
| US BANCORP DEL | COM NEW | 337K | 8K | – |
| XCEL ENERGY INC | COM | 422K | 8K | – |
| HOME DEPOT INC | COM | 4M | 13K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 6M | 191K | – |
| PACER FDS TR | PACER US SMALL | 3M | 60K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 1M | 66K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 476K | 3K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 11K | – |
| SOUTHERN CO | COM | 1M | 14K | – |
| CENCORA INC | COM | 4M | 17K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 1M | 24K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
| LABCORP HOLDINGS INC | COM SHS | 533K | 3K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 8M | 134K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 2M | 62K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 17M | 269K | – |
| ISHARES TR | U.S. REAL ES ETF | 3M | 36K | – |
| ERO COPPER CORP | COM | 490K | 23K | – |
| FORTINET INC | COM | 204K | 3K | – |
| IQVIA HLDGS INC | COM | 11M | 50K | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 964K | 35K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 47K | – |
| SAIA INC | COM | 1M | 2K | – |
| SPDR SER TR | PORTFOLIO SHORT | 545K | 18K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 317K | 3K | – |
| ENSIGN GROUP INC | COM | 668K | 5K | – |
| ISHARES TR | CORE S&P SCP ETF | 4M | 42K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 384K | 14K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 4M | 52K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 5M | 57K | – |
| ALPHABET INC | CAP STK CL A | 3M | 18K | – |
| FISERV INC | COM | 656K | 4K | – |
| OREILLY AUTOMOTIVE INC | COM | 497K | 471 | – |
| INTUIT | COM | 11M | 16K | – |
| HALLIBURTON CO | COM | 421K | 12K | – |
| CSX CORP | COM | 1M | 37K | – |
| ISHARES TR | US INFRASTRUC | 575K | 14K | – |
| MICROSOFT CORP | COM | 9M | 21K | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 226K | 4K | – |
| ADDUS HOMECARE CORP | COM | 796K | 7K | – |
| CVS HEALTH CORP | COM | 6M | 108K | – |
| ABRDN ETFS | BBRG ALL COMMDY | 500K | 15K | – |
| SIMON PPTY GROUP INC NEW | COM | 5M | 32K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 4M | 81K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 338K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
| COPART INC | COM | 15M | 280K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 300K | 1K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 3M | 13K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 3M | 12K | – |
| NEXTERA ENERGY INC | COM | 467K | 7K | – |
| NIKE INC | CL B | 6M | 78K | – |
| TESLA INC | COM | 308K | 2K | – |
| SPDR SER TR | S&P KENSHO NEW | 419K | 9K | – |
| ISHARES INC | MSCI EMRG CHN | 262K | 4K | – |
| SOUTHERN FIRST BANCSHARES | COM | 430K | 15K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 2M | 8K | – |
| ETFIS SER TR I | VIRTUS INFRCAP | 2M | 91K | – |
| NORFOLK SOUTHN CORP | COM | 473K | 2K | – |
| PUBLIC STORAGE OPER CO | COM | 8M | 28K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 4M | 81K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 988K | 5K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 3M | 14K | – |
| VANGUARD WORLD FD | INF TECH ETF | 581K | 1K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 426K | 8K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 278K | 23K | – |
| ONESPAWORLD HOLDINGS LIMITED | COM | 493K | 32K | – |
| PALOMAR HLDGS INC | COM | 534K | 7K | – |
| PINTEREST INC | CL A | 425K | 10K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 46M | 91K | – |
| MAYVILLE ENGR CO INC | COM | 598K | 36K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 217K | 405 | – |
| CROWDSTRIKE HLDGS INC | CL A | 1M | 3K | – |
| ENCORE CAP GROUP INC | COM | 583K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 9M | 55K | – |
| VIRTUS ETF TR II | SEIX SR LN ETF | 1M | 60K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 708K | 21K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 412K | 5K | – |
| ISHARES TR | EAFE GRWTH ETF | 556K | 5K | – |
| ELI LILLY & CO | COM | 8M | 9K | – |
| DBX ETF TR | XTRACKERS S&P | 6M | 129K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 791K | 9K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 2M | 25K | – |
| HALOZYME THERAPEUTICS INC | COM | 359K | 7K | – |
| ISHARES TR | RUSSELL 2000 ETF | 294K | 1K | – |
| ISHARES TR | US TECH BRKTHR | 3M | 50K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3M | 30K | – |
| CARRIER GLOBAL CORPORATION | COM | 274K | 4K | – |
| FUELCELL ENERGY INC | COM | 8K | 13K | – |
| ISHARES TR | US AER DEF ETF | 2M | 14K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 2M | 33K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 30K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 1M | 11K | – |
| STONEX GROUP INC | COM | 395K | 5K | – |
| STERLING INFRASTRUCTURE INC | COM | 1M | 12K | – |
| COHERENT CORP | COM | 2M | 27K | – |
| ISHARES TR | SELECT DIVID ETF | 886K | 7K | – |
| SPDR SER TR | S&P 500 ESG ETF | 3M | 48K | – |
| VERTEX INC | CL A | 533K | 15K | – |
| DBX ETF TR | XTRACK MSCI JAPN | 346K | 5K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 579K | 8K | – |
| NORTHERN TECHNOLOGIES INTL C | COM | 743K | 45K | – |
| ELDORADO GOLD CORP NEW | COM | 497K | 34K | – |
| APPLIED INDL TECHNOLOGIES IN | COM | 965K | 5K | – |
| PINNACLE FINL PARTNERS INC | COM | 440K | 5K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 2M | 17K | – |
| F N B CORP | COM | 3M | 191K | – |
| MASTEC INC | COM | 2M | 20K | – |
| REGENERON PHARMACEUTICALS | COM | 1M | 1K | – |
| NEW JERSEY RES CORP | COM | 269K | 6K | – |
| ISHARES TR | BB RAT CORP BD | 576K | 13K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 202K | 8K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 2M | 1K | – |
| GENTEX CORP | COM | 384K | 11K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 9M | 113K | – |
| BIOVENTUS INC | COM CL A | 360K | 63K | – |
| DBX ETF TR | XTRACKERS S&P MD | 241K | 8K | – |
| KWESST MICRO SYSTEMS INC | COM NEW | 16K | 35K | – |
| DBX ETF TR | XTRACK MSCI EAFE | 1M | 27K | – |
| TRACTOR SUPPLY CO | COM | 13M | 50K | – |
| APPLOVIN CORP | COM CL A | 405K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 2M | 64K | – |
| NEOGEN CORP | COM | 481K | 31K | – |
| VISA INC | COM CL A | 15M | 58K | – |
| PIMCO CORPORATE & INCM STRG | COM | 158K | 12K | – |
| MONDAY COM LTD | SHS | 492K | 2K | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 93K | 26K | – |
| AVEPOINT INC | COM CL A | 235K | 23K | – |
| TRANSCODE THERAPEUTICS INC | COM NEW | 20K | 20K | – |
| HERSHEY CO | COM | 371K | 2K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 247K | 10K | – |
| CLEARWATER ANALYTICS HLDGS I | CL A | 386K | 21K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 19K | – |
| NU HLDGS LTD | ORD SHS CL A | 463K | 36K | – |
| NUVEEN MUN VALUE FD INC | COM | 127K | 15K | – |
| KAISER ALUMINUM CORP | COM PAR $0.01 | 380K | 4K | – |
| AMERICAN TOWER CORP NEW | COM | 300K | 2K | – |
| IRON MTN INC DEL | COM | 579K | 6K | – |
| ISHARES TR | CORE S&P TTL STK | 5M | 44K | – |
| EAGLE MATLS INC | COM | 550K | 3K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 1M | 48K | – |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| SSGA ACTIVE TR | SPDR BLACKSTONE | 947K | 34K | – |
| CAVCO INDS INC DEL | COM | 704K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 435K | 14K | – |
| EXCHANGE TRADED CONCEPTS TRU | INDIA INTERNET & | 454K | 30K | – |
| SERVICENOW INC | COM | 4M | 5K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 718K | 13K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 4K | – |
| VANECK ETF TRUST | PREFERRED SECURT | 1M | 83K | – |
| MONDELEZ INTL INC | CL A | 398K | 6K | – |
| WP CAREY INC | COM | 5M | 85K | – |
| BROADCOM INC | COM | 509K | 317 | – |
| STELLAR BANCORP INC | COM | 327K | 14K | – |
| AMBARELLA INC | SHS | 298K | 6K | – |
| DIAMONDBACK ENERGY INC | COM | 770K | 4K | – |
| VANECK ETF TRUST | CLO ETF | 212K | 4K | – |
| TIMKEN CO | COM | 454K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 390K | 10K | – |
| NOVARTIS AG | SPONSORED ADR | 261K | 2K | – |
| ISHARES TR | CORE MSCI EAFE | 240K | 3K | – |
| ROYAL BK CDA | COM | 863K | 8K | – |
| BRINKS CO | COM | 475K | 5K | – |
| RBC BEARINGS INC | COM | 1M | 5K | – |
| KWESST MICRO SYSTEMS INC | *W EXP 12/09/202 | 928 | 35K | – |
| BRANDYWINE RLTY TR | SH BEN INT NEW | 146K | 33K | – |
| KINDER MORGAN INC DEL | COM | 320K | 16K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 6M | 20K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 2M | 73K | – |
| ENBRIDGE INC | COM | 383K | 11K | – |
| SKYWARD SPECIALTY INS GROUP | COM | 251K | 7K | – |
| NVIDIA CORPORATION | COM | 11M | 90K | – |
| ISHARES TR | ISHS 1-5YR INVS | 2M | 43K | – |
| GRAINGER W W INC | COM | 5M | 6K | – |
| ABBVIE INC | COM | 3M | 16K | – |
| NUVEEN FLOATING RATE INCOME | COM | 260K | 30K | – |
| ALLIANCE ENTERTAINMENT HOLDI | COM CLASS A | 75K | 25K | – |
| OPTION CARE HEALTH INC | COM NEW | 689K | 25K | – |
| CADENCE BANK | COM | 451K | 16K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 391K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 26K | – |
| KENVUE INC | COM | 259K | 14K | – |
| ISHARES TR | CORE 1 5 YR USD | 923K | 19K | – |
| ZOETIS INC | CL A | 274K | 2K | – |
| CALUMET SPECIALTY PRODS PART | UT LTD PARTNER | 197K | 12K | – |
| CASELLA WASTE SYS INC | CL A | 253K | 3K | – |
| BLACKSTONE INC | COM | 1M | 11K | – |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 693K | 13K | – |
| GRACO INC | COM | 1M | 14K | – |
| NEUROCRINE BIOSCIENCES INC | COM | 297K | 2K | – |
| ODDITY TECH LTD | SHS CL A | 2M | 42K | – |
| STRYKER CORPORATION | COM | 2M | 5K | – |
| T-MOBILE US INC | COM | 3M | 20K | – |
| BEAMR IMAGING LTD | ORDINARY SHS | 91K | 18K | – |
| VANECK ETF TRUST | COMMODITY STGY | 652K | 13K | – |
| MCDONALDS CORP | COM | 1M | 4K | – |
| FLEXSHARES TR | QUALT DIVD IDX | 239K | 4K | – |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 2M | 33K | – |
| AAR CORP | COM | 494K | 7K | – |
| CISCO SYS INC | COM | 713K | 15K | – |
| TAPESTRY INC | COM | 725K | 17K | – |
| ARCADIUM LITHIUM PLC | COM SHS | 41K | 12K | – |
| BITWISE BITCOIN ETF TR | SHS BEN INT | 245K | 7K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 2M | 23K | – |
| SPDR SER TR | SSGA US LRG ETF | 1M | 8K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 259K | 4K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 2M | 27K | – |
| WISDOMTREE TR | JPN SCAP HDG EQT | 438K | 13K | – |
| CEL-SCI CORP | COM PAR NEW | 46K | 40K | – |
| INDEPENDENCE RLTY TR INC | COM | 2M | 87K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 886K | 13K | – |
| CALAMOS CONV & HIGH INCOME F | COM SHS | 274K | 25K | – |
| SKYWORKS SOLUTIONS INC | COM | 447K | 4K | – |
| SPDR SER TR | BLOOMBERG 1 10 Y | 582K | 31K | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 1M | 46K | – |
| ISHARES TR | CORE S&P500 ETF | 30M | 54K | – |
| ONEOK INC NEW | COM | 4M | 52K | – |
| WESCO INTL INC | COM | 220K | 1K | – |
| CHART INDS INC | COM | 1M | 8K | – |
| ISHARES TR | 0-5YR HI YL CP | 1M | 28K | – |
| WELLS FARGO CO NEW | COM | 611K | 10K | – |
| UNION PAC CORP | COM | 978K | 4K | – |
| ECOLAB INC | COM | 11M | 46K | – |
| CARMAX INC | COM | 2M | 33K | – |
| ISHARES TR | MBS ETF | 3M | 32K | – |
| ISHARES TR | PFD AND INCM SEC | 388K | 12K | – |
| SALESFORCE INC | COM | 340K | 1K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 8M | 83K | – |
| DARDEN RESTAURANTS INC | COM | 627K | 4K | – |
| IDEXX LABS INC | COM | 219K | 450 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 3K | – |
| LOCKHEED MARTIN CORP | COM | 398K | 853 | – |
| JPMORGAN CHASE & CO. | COM | 5M | 23K | – |
| ISHARES TR | ISHS 5-10YR INVT | 297K | 6K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 651K | 17K | – |
| MONOLITHIC PWR SYS INC | COM | 329K | 400 | – |
| CHEVRON CORP NEW | COM | 690K | 4K | – |
| ISHARES TR | NATIONAL MUN ETF | 1M | 11K | – |
| CONOCOPHILLIPS | COM | 378K | 3K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 307K | 6K | – |
| TJX COS INC NEW | COM | 9M | 81K | – |
| BANK AMERICA CORP | COM | 574K | 14K | – |
| EXTRA SPACE STORAGE INC | COM | 239K | 2K | – |
| SPDR SER TR | NYSE TECH ETF | 342K | 2K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 2M | 29K | – |
| WALMART INC | COM | 1M | 21K | – |
| RTX CORPORATION | COM | 576K | 6K | – |
| TEXAS INSTRS INC | COM | 246K | 1K | – |
| TARGET CORP | COM | 242K | 2K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 333K | 3K | – |
| PFIZER INC | COM | 2M | 57K | – |
| ISHARES TR | IBOXX INV CP ETF | 2M | 16K | – |
| GILEAD SCIENCES INC | COM | 1M | 20K | – |
| ALPHABET INC | CAP STK CL C | 20M | 109K | – |
| RENASANT CORP | COM | 366K | 12K | – |
| AMGEN INC | COM | 5M | 16K | – |
| APPLIED MATLS INC | COM | 455K | 2K | – |
| OTIS WORLDWIDE CORP | COM | 5M | 56K | – |
| ANALOG DEVICES INC | COM | 1M | 6K | – |
| TEXAS ROADHOUSE INC | COM | 691K | 4K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 363K | 3K | – |
| SPDR SER TR | PORTFLI TIPS ETF | 577K | 23K | – |
| VANECK MERK GOLD TR | GOLD TRUST | 811K | 36K | – |
| CANADIAN NATL RY CO | COM | 5M | 39K | – |
| ISHARES TR | CORE S&P US VLU | 348K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4M | 24K | – |
| SOUTHSTATE CORPORATION | COM | 435K | 6K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 22K | – |
| ISHARES TR | CORE DIV GRWTH | 4M | 66K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 9M | 135K | – |
| HEALTHEQUITY INC | COM | 670K | 8K | – |
| EATON CORP PLC | SHS | 326K | 1K | – |
| ISHARES TR | BLACKROCK ULTRA | 2M | 43K | – |
| ISHARES TR | EXPND TEC SC ETF | 4M | 48K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 240K | 4K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 3M | 65K | – |
| NETCAPITAL INC | COM | 3K | 30K | – |
| CYBERARK SOFTWARE LTD | SHS | 792K | 3K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 721K | 5K | – |
| CARPENTER TECHNOLOGY CORP | COM | 562K | 5K | – |
| EXLSERVICE HOLDINGS INC | COM | 439K | 14K | – |
| DYCOM INDS INC | COM | 593K | 4K | – |
| EURONET WORLDWIDE INC | COM | 991K | 10K | – |
| PHILIP MORRIS INTL INC | COM | 444K | 4K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 651K | 3K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 225K | 5K | – |
| DOMINION ENERGY INC | COM | 350K | 7K | – |
| EXXON MOBIL CORP | COM | 9M | 79K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
| PRICE T ROWE GROUP INC | COM | 303K | 3K | – |
| LOWES COS INC | COM | 2M | 9K | – |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 623K | 14K | – |
| SPDR INDEX SHS FDS | ASIA PACIF ETF | 537K | 5K | – |
| DEERE & CO | COM | 236K | 632 | – |
| ISHARES TR | MSCI ACWI ETF | 927K | 8K | – |
| COLGATE PALMOLIVE CO | COM | 1M | 11K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 483K | 22K | – |
| DESCARTES SYS GROUP INC | COM | 385K | 4K | – |
| PAYPAL HLDGS INC | COM | 307K | 5K | – |
| SCHWAB CHARLES CORP | COM | 566K | 8K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 5M | 132K | – |
| CAMECO CORP | COM | 492K | 10K | – |
| ALPS ETF TR | OSHARES US QUALT | 281K | 6K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 664K | 7K | – |
| CROWN CASTLE INC | COM | 611K | 6K | – |
| CARDINAL HEALTH INC | COM | 432K | 4K | – |
| IMMUNITYBIO INC | COM | 4M | 666K | – |
| AUTOZONE INC | COM | 569K | 192 | – |
| BLACKROCK INC | COM | 3M | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 6M | 107K | – |
| BIO-TECHNE CORP | COM | 427K | 6K | – |
| KADANT INC | COM | 520K | 2K | – |
| ISHARES TR | MSCI EAFE ETF | 3M | 41K | – |
| APPLE INC | COM | 14M | 65K | – |
| ABBOTT LABS | COM | 310K | 3K | – |
| DISNEY WALT CO | COM | 1M | 15K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 158K | 14K | – |