Hedge Fund Database

SLOY, DAHL & HOLST, LLC

Adviser information for SLOY, DAHL & HOLST, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 972 $1.3B
Non-Discretionary 0 $0
Total 972 $1.3B

Clients

Type Number RAUM
Individuals 244 $73.0M
HNW Individuals 154 $529.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 70 $695.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $40.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsMANAGER TO COLLECTIVE INVESTMENT FUNDS
Compensation % of AUMHourly chargesPerformance-based fees

Identifiers

SEC RIA File Number 801-31712
SEC ERA File Number 801-31712
SEC CIK Numbers 1690295
SEC CRD Numbers 110102
Legal Entity Identifier None

Principal Office

1220 MAIN STREET
SUITE 400
VANCOUVER
WA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 503-248-9800, Fax: 503-248-7088

Websites

www.sdh-inc.com www.linkedin.com/company/3150529/admin/ www.ronsloy.com

Chief Compliance Officer

JAMES C. HOLST
MANAGING MEMBER
1220 MAIN STREET
SUITE 400
VANCOUVER
WA
United States
Tel: 503-248-9800
Fax: 503-248-7088
(Full email address available in API data)

Regulatory Contact

CHRISTINE CRUZ
ACCOUNT EXECUTIVE
1220 MAIN STREET
SUITE 400
VANCOUVER
WA
United States
Tel: 503-248-9800
Fax: 503-248-7088
(Full email address available in API data)

Industry Affiliates

HALLETT ADVISORS Other investment adviser, including financial planners
SLOY DAHL & HOLST HOLDINGS, INC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOLST, JAMES, CRAIG Individual – MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER 04/1988 < 5%
SLOY, RONALD, JOSEPH Individual – MANAGING MEMBER/ VICE PRESIDENT 04/1988 < 5%
SLOY, DAHL & HOLST HOLDINGS, INC. Domestic Entity – OWNER 01/2019 50-75%
HOLST HOLDINGS, INC Domestic Entity – OWNER 01/2019 50-75%
HOLST, JAMES, CRAIG Individual HOLST HOLDINGS, INC OWNER 12/2018 > 75%
SLOY, RONALD, JOSEPH Individual SLOY, DAHL & HOLST HOLDINGS, INC. OWNER 12/2018 > 75%

No. Employees, Historic

105020192020202120222023202420256 on 4/3/20196 on 4/3/20196 on 4/23/20196 on 5/21/20196 on 7/18/20196 on 10/28/20196 on 10/29/20196 on 2/6/20206 on 3/16/20206 on 6/22/20206 on 9/4/20206 on 9/8/20206 on 3/17/20217 on 3/19/20227 on 8/10/20227 on 8/11/20225 on 3/1/20235 on 6/29/20235 on 9/7/20235 on 3/7/2024

RAUM, Historic

2B1B02019202020212022202320242025677452182 on 4/3/2019677452182 on 4/3/2019677452182 on 4/23/2019677452182 on 5/21/2019677452182 on 7/18/2019677452182 on 10/28/2019677452182 on 10/29/2019677452182 on 2/6/2020990502912 on 3/16/2020990502912 on 6/22/2020990502912 on 9/4/2020990502912 on 9/8/20201522685470 on 3/17/20211347246534 on 3/19/20221347246534 on 8/10/20221347246534 on 8/11/2022944230557 on 3/1/2023944230557 on 6/29/2023944230557 on 9/7/20231338445292 on 3/7/2024

No. Clients, Historic

70035002019202020212022202320242025349 on 4/3/2019349 on 4/3/2019349 on 4/23/2019349 on 5/21/2019349 on 7/18/2019349 on 10/28/2019349 on 10/29/2019349 on 2/6/2020328 on 3/16/2020328 on 6/22/2020328 on 9/4/2020328 on 9/8/2020315 on 3/17/2021423 on 3/19/2022423 on 8/10/2022423 on 8/11/2022633 on 3/1/2023633 on 6/29/2023633 on 9/7/2023476 on 3/7/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 442K 2K –
ALPHABET INC CAP STK CL C 1M 8K –
AMAZON COM INC COM 8M 40K –
APPLE INC COM 76M 361K –
ARK ETF TR GENOMIC REV ETF 352K 15K –
ARK ETF TR INNOVATION ETF 966K 22K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 11K –
BITFARMS LTD COM 49K 19K –
BOEING CO COM 241K 1K –
CHEVRON CORP NEW COM 639K 4K –
CHIPOTLE MEXICAN GRILL INC COM 251K 4K –
CLEANSPARK INC COM NEW 464K 29K –
COINBASE GLOBAL INC COM CL A 11M 51K –
CONOCOPHILLIPS COM 301K 3K –
COSTCO WHSL CORP NEW COM 939K 1K –
DISNEY WALT CO COM 424K 4K –
ETF OPPORTUNITIES TRUST T REX 2X LONG 272K 21K –
EXXON MOBIL CORP COM 506K 4K –
FIRST TR EXCHANGE-TRADED FD FT VEST GOLD 464K 23K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 399K 15K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 34K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 2M 44K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 32K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 537K 21K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 31K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 944K 25K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 2M 86K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 474K 12K –
FIRST TR MORNINGSTAR DIVID L SHS 291K 8K –
FLEXSHARES TR FLEXSHARES ULTRA 248K 3K –
FLEXSHARES TR QLT DIV DEF IDX 4M 59K –
GOLDMAN SACHS ETF TR ACCES TREASURY 4M 37K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 21M 391K –
HESS CORP COM 487K 3K –
HIVE DIGITAL TECHNOLOGIES LT COM NEW 38K 12K –
HOME DEPOT INC COM 364K 1K –
ILLINOIS TOOL WKS INC COM 355K 2K –
INTEL CORP COM 437K 14K –
INVESCO QQQ TR UNIT SER 1 292K 609 –
ISHARES BITCOIN TR SHS 548K 16K –
ISHARES TR CORE S&P500 ETF 259K 473 –
ISHARES TR 20 YR TR BD ETF 221K 2K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 1M 26K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 1M 23K –
JOHNSON & JOHNSON COM 791K 5K –
JPMORGAN CHASE & CO. COM 519K 3K –
KIMBERLY-CLARK CORP COM 207K 2K –
LAM RESEARCH CORP COM 2M 2K –
MARATHON DIGITAL HOLDINGS IN COM 394K 20K –
META PLATFORMS INC CL A 801K 2K –
MICROSOFT CORP COM 6M 13K –
NETFLIX INC COM 4M 7K –
NIKE INC CL B 376K 5K –
NORWEGIAN CRUISE LINE HLDG L SHS 755K 40K –
NUSCALE PWR CORP CL A COM 118K 10K –
NVIDIA CORPORATION COM 26M 210K –
ORACLE CORP COM 446K 3K –
PACER FDS TR US CASH COWS 100 604K 11K –
PAYCHEX INC COM 249K 2K –
PFIZER INC COM 233K 8K –
PIMCO ETF TR ENHAN SHRT MA AC 252K 3K –
PROSHARES TR ULTRAPRO QQQ 356K 5K –
RIVIAN AUTOMOTIVE INC COM CL A 789K 59K –
RTX CORPORATION COM 232K 2K –
SELECT SECTOR SPDR TR ENERGY 631K 7K –
SIMON PPTY GROUP INC NEW COM 205K 1K –
SPDR GOLD TR GOLD SHS 202K 940 –
SPDR SER TR S&P BIOTECH 213K 2K –
SPDR SER TR BLOOMBERG 1-3 MO 547K 6K –
TESLA INC COM 247M 1M –
TRAVELERS COMPANIES INC COM 255K 1K –
UNION PAC CORP COM 1M 6K –
VALKYRIE ETF TRUST II BITCOIN AND ETHE 5M 248K –
VANECK MERK GOLD TR GOLD TRUST 560K 25K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 402K 6K –
VANGUARD BD INDEX FDS SHORT TRM BOND 256K 3K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 235K 5K –
VANGUARD INDEX FDS TOTAL STK MKT 236K 883 –
VANGUARD INDEX FDS S&P 500 ETF SHS 318K 636 –
VANGUARD INDEX FDS MID CAP ETF 347K 1K –
VANGUARD INDEX FDS LARGE CAP ETF 806K 3K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 235K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 6M 34K –
VANGUARD STAR FDS VG TL INTL STK F 337K 6K –
VERIZON COMMUNICATIONS INC COM 865K 21K –
VICTORY PORTFOLIOS II VCSHS US LRG CAP 1M 18K –
VICTORY PORTFOLIOS II CORE INTERMEDIAT 3M 72K –
WISDOMTREE TR EUROPE HEDGED EQ 629K 14K –
WISDOMTREE TR ITL HDG QTLY DIV 833K 18K –
WISDOMTREE TR EM EX ST-OWNED 6M 201K –