DIESSLIN GROUP, INC.
Adviser information for DIESSLIN GROUP, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 962 | $545.3M |
| Non-Discretionary | 157 | $77.7M |
| Total | 1,119 | $623.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 125 | $38.9M |
| HNW Individuals | 136 | $525.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $2.7M |
| Pension and profit sharing plans | <5 | $9.3M |
| Charitable organizations | <5 | $46.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)"FINANCIAL PLANNING" IS BROAD, BUT SOME SERVICES (FOR EXAMPLE, EXPERT WITNESS OR REAL ESTATE ADVISORY SERVICE) MAY FALL OUTSIDE. |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-31827 |
|---|---|
| SEC ERA File Number | 801-31827 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110557 |
| Legal Entity Identifier | None |
Principal Office
425 HOUSTON STREETSUITE 500
FORT WORTH
TX
United States
Monday - Friday, 8AM TO 5PM
Tel: 817-332-6122, Fax: 817-335-4839
Websites
Chief Compliance Officer
SHAWN LOYD GRAY
SECRETARY
425 HOUSTON STREET
SUITE 500
FORT WORTH
TX
United States
Tel:
817-332-6122
Fax:
817-335-4839
S*********@***********M
(Full email address available in API data)
Industry Affiliates
| DIESSLIN ENERGY OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIESSLIN PRIVATE EQUITY OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIESSLIN REAL ESTATE OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DIESSLIN ENERGY OPPORTUNITIES FUND I, LTD. | Private Equity Fund | $0.4M | $0.1M | 41 |
| DIESSLIN PRIVATE EQUITY OPPORTUNITIES FUND I, LTD | Private Equity Fund | $1.5M | $0.1M | 42 |
| DIESSLIN REAL ESTATE OPPORTUNITIES FUND I, LTD. | Real Estate Fund | $0.9M | $0.1M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAY, SHAWN, LOYD | Individual | – | CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECTOR | 03/2014 | 5-10% |
| FARR, NORMAN, RICHARD | Individual | – | PRESIDENT, CHIEF FINANCIAL OFFICER,TREASURER AND MANAGING DIRECTOR | 03/2014 | 5-10% |
| BOURLAND, DAVIS, BRADLEY | Individual | – | NONE | 09/2021 | 5-10% |
| DIESSLIN, DAVID, HOWARD | Individual | – | FOUNDER | 01/1980 | 50-75% |
| Michel, Mark, Michael | Individual | – | CHIEF INVESTMENT OFFICER | 03/2022 | < 5% |