PEGASUS ASSET MANAGEMENT INC
Adviser information for PEGASUS ASSET MANAGEMENT INC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 808 | $411.6M |
Non-Discretionary | 0 | $0 |
Total | 808 | $411.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 161 | $56.1M |
HNW Individuals | 92 | $279.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $91,224 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | <5 | $76.3M |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
400 RELLA BLVD.SUITE 157
MONTEBELLO
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 845-369-9422, Fax: 845-369-9420
Websites
Chief Compliance Officer
COURTNEY J. BARBA
SENIOR VICE PRESIDENT
400 RELLA BLVD.
SUITE 157
MONTEBELLO
NY
United States
Tel:
845-369-9422
Fax:
845-369-9420
C*****@******************M
(Full email address available in API data)
Regulatory Contact
JOHN SEBASTIANO
PRESIDENT
400 RELLA BLVD.
SUITE 157
MONTEBELLO
NY
United States
Tel:
845-369-9422
Fax:
845-369-9420
J**@******************M
(Full email address available in API data)
Industry Affiliates
PEGASUS GROUP, LLC | Other investment adviser, including financial planners |
SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BERRO, RODD, DEE | Individual | – | CO-PRESIDENT | 03/2005 | 50-75% |
SEBASTIANO, JOHN, MATTEO | Individual | – | CO-PRESIDENT | 03/2005 | 50-75% |
BARBA, COURTNEY, JOY | Individual | – | CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT | 11/2006 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ACCENTURE PLC IRELAND | SHS CLASS A | 6M | 19K | – |
AFLAC INC | COM | 273K | 3K | – |
AGCO CORP | COM | 3M | 30K | – |
ALPHABET INC | CAP STK CL A | 928K | 5K | – |
ALPHABET INC | CAP STK CL C | 11M | 60K | – |
AMAZON COM INC | COM | 7M | 37K | – |
APPLE INC | COM | 19M | 89K | – |
ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | – |
AUTOMATIC DATA PROCESSING IN | COM | 2M | 9K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 100 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 16K | – |
BLACKROCK INC | COM | 6M | 7K | – |
BLACKSTONE INC | COM | 201K | 2K | – |
CARRIER GLOBAL CORPORATION | COM | 5M | 81K | – |
CHEVRON CORP NEW | COM | 4M | 29K | – |
CISCO SYS INC | COM | 2M | 32K | – |
CLOROX CO DEL | COM | 261K | 2K | – |
CONSOLIDATED EDISON INC | COM | 926K | 10K | – |
DEVON ENERGY CORP NEW | COM | 3M | 72K | – |
DISNEY WALT CO | COM | 3M | 33K | – |
DUKE ENERGY CORP NEW | COM NEW | 3M | 34K | – |
EATON CORP PLC | SHS | 10M | 32K | – |
EDWARDS LIFESCIENCES CORP | COM | 4M | 43K | – |
ELI LILLY & CO | COM | 3M | 3K | – |
EXXON MOBIL CORP | COM | 920K | 8K | – |
GOLDMAN SACHS GROUP INC | COM | 6M | 14K | – |
HOME DEPOT INC | COM | 2M | 5K | – |
HONEYWELL INTL INC | COM | 1M | 6K | – |
INTERNATIONAL BUSINESS MACHS | COM | 435K | 3K | – |
IRON MTN INC DEL | COM | 206K | 2K | – |
ISHARES TR | CORE S&P500 ETF | 282K | 516 | – |
ISHARES TR | RUS 2000 GRW ETF | 364K | 1K | – |
JOHNSON & JOHNSON | COM | 4M | 29K | – |
JPMORGAN CHASE & CO. | COM | 7M | 33K | – |
MARRIOTT INTL INC NEW | CL A | 2M | 9K | – |
MASTERCARD INCORPORATED | CL A | 8M | 17K | – |
MERCK & CO INC | COM | 4M | 35K | – |
META PLATFORMS INC | CL A | 9M | 17K | – |
MICROSOFT CORP | COM | 17M | 37K | – |
MIMEDX GROUP INC | COM | 1M | 167K | – |
NEOGEN CORP | COM | 269K | 17K | – |
NIKE INC | CL B | 2M | 28K | – |
NVIDIA CORPORATION | COM | 10M | 78K | – |
PARKER-HANNIFIN CORP | COM | 8M | 15K | – |
PEPSICO INC | COM | 5M | 30K | – |
PFIZER INC | COM | 381K | 14K | – |
PROCTER AND GAMBLE CO | COM | 5M | 32K | – |
PUBLIC SVC ENTERPRISE GRP IN | COM | 217K | 3K | – |
RELMADA THERAPEUTICS INC | COM | 81K | 27K | – |
ROCKWELL AUTOMATION INC | COM | 3M | 11K | – |
RTX CORPORATION | COM | 5M | 50K | – |
SALESFORCE INC | COM | 4M | 16K | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 26M | 415K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 308K | 4K | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 249K | 2K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 433K | 7K | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 768K | 10K | – |
SCHWAB STRATEGIC TR | US SML CAP ETF | 701K | 15K | – |
SOFI TECHNOLOGIES INC | COM | 736K | 111K | – |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 842K | 2K | – |
SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
SPDR S&P 500 ETF TR | TR UNIT | 4M | 8K | – |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 3M | 5K | – |
STRYKER CORPORATION | COM | 2M | 5K | – |
TESLA INC | COM | 480K | 2K | – |
UNION PAC CORP | COM | 317K | 1K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 391K | 781 | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 14K | – |
VERTEX PHARMACEUTICALS INC | COM | 3M | 6K | – |
WALMART INC | COM | 3M | 44K | – |
ZOETIS INC | CL A | 520K | 3K | – |