Hedge Fund Database

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

Adviser information for PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 472 $625.6M
Non-Discretionary 0 $0
Total 472 $625.6M

Clients

Type Number RAUM
Individuals 32 $22.2M
HNW Individuals 138 $541.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $30.1M
Charitable organizations 7 $32.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-32066
SEC ERA File Number 801-32066
SEC CIK Numbers 1353318
SEC CRD Numbers 107777
Legal Entity Identifier None

Principal Office

310 N. STATE STREET
SUITE 214
LAKE OSWEGO
OR
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 503-224-7828, Fax: 503-224-5633

Websites

www.progressiveinvestment.com/ www.linkedin.com/company/progressiveinvestment/

Chief Compliance Officer

CARSTEN M. HENNINGSEN
CHIEF COMPLIANCE OFFICER
310 N. STATE STREET
SUITE 214
LAKE OSWEGO
OR
United States
Tel: 503-953-8335
Fax: 503-224-5633
(Full email address available in API data)

Regulatory Contact

AMANDA PLYLEY
DIRECTOR OF OPERATIONS
310 N. STATE STREET
SUITE 214
LAKE OSWEGO
OR
United States
Tel: 503-946-5977
Fax: 503-224-5633
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Henningsen, Elizabeth, Ann Individual THE CARSTEN HENNINGSEN REVOCABLE TRUST TRUSTEE / OWNER 03/2013 50-75%
THE CARSTEN HENNINGSEN REVOCABLE TRUST Domestic Entity – OWNER 03/2013 > 75%
HENNINGSEN, CARSTEN, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 01/2021 < 5%
HENNINGSEN, CARSTEN, MICHAEL Individual THE CARSTEN HENNINGSEN REVOCABLE TRUST TRUSTEE / OWNER 03/2013 50-75%
CHARLTON, BRYCESON, ROBERT Individual – DIRECTOR OF INVESTMENTS, INVESTMENT ADVISOR 02/2024 < 5%
Plyley, Amanda, Summer Manning Individual – DIRECTOR OF OPERATIONS 02/2024 < 5%

No. Employees, Historic

105020192020202120222023202420256 on 11/22/20196 on 11/29/20196 on 12/5/20196 on 3/26/20206 on 6/30/20206 on 8/12/20206 on 1/5/20216 on 3/29/20216 on 3/22/20226 on 3/28/20237 on 2/28/2024

RAUM, Historic

700M350M02019202020212022202320242025376261720 on 11/22/2019376261720 on 11/29/2019376261720 on 12/5/2019446674442 on 3/26/2020446674442 on 6/30/2020446674442 on 8/12/2020446674442 on 1/5/2021548033266 on 3/29/2021646100323 on 3/22/2022506785910 on 3/28/2023625560244 on 2/28/2024

No. Clients, Historic

20010002019202020212022202320242025182 on 11/22/2019182 on 11/29/2019182 on 12/5/2019192 on 3/26/2020192 on 6/30/2020192 on 8/12/2020192 on 1/5/2021193 on 3/29/2021184 on 3/22/2022187 on 3/28/2023180 on 2/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 594K 6K –
ADOBE INC COM 6M 11K –
ALIGN TECHNOLOGY INC COM 3M 12K –
ALPHABET INC CAP STK CL C 21M 114K –
ALPHABET INC CAP STK CL A 5M 25K –
AMAZON COM INC COM 24M 122K –
AMERIPRISE FINL INC COM 308K 720 –
AMGEN INC COM 345K 1K –
AON PLC SHS CL A 3M 9K –
APPLE INC COM 34M 163K –
APPLIED MATLS INC COM 5M 20K –
AUTODESK INC COM 4M 17K –
AUTOMATIC DATA PROCESSING IN COM 339K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 675K 2K –
BOOKING HOLDINGS INC COM 9M 2K –
CADENCE DESIGN SYSTEM INC COM 5M 16K –
CORNING INC COM 425K 11K –
COSTCO WHSL CORP NEW COM 16M 19K –
DANAHER CORPORATION COM 12M 47K –
DEERE & CO COM 573K 2K –
DISNEY WALT CO COM 274K 3K –
FASTENAL CO COM 8M 133K –
GARTNER INC COM 14M 31K –
IDEXX LABS INC COM 11M 22K –
INTERNATIONAL BUSINESS MACHS COM 372K 2K –
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 216K 8K –
ISHARES TR S&P 500 GRWT ETF 1M 14K –
ISHARES TR S&P 500 VAL ETF 68K 375 –
ISHARES TR ISHARES BIOTECH 2K 11 –
ISHARES TR RUS 1000 ETF 595 2 –
ISHARES TR U.S. TECH ETF 6K 38 –
ISHARES TR MSCI USA ESG SLC 449K 4K –
JOHNSON & JOHNSON COM 1M 9K –
KLA CORP COM NEW 6M 7K –
LAM RESEARCH CORP COM 5M 4K –
MASTERCARD INCORPORATED CL A 9M 20K –
MICROSOFT CORP COM 39M 88K –
MOODYS CORP COM 15M 36K –
MSCI INC COM 8M 17K –
NIKE INC CL B 362K 5K –
NVIDIA CORPORATION COM 20M 162K –
ROPER TECHNOLOGIES INC COM 10M 18K –
S&P GLOBAL INC COM 13M 30K –
SALESFORCE INC COM 4M 15K –
SERVICENOW INC COM 9M 11K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 566K 1K –
THERMO FISHER SCIENTIFIC INC COM 7M 12K –
TJX COS INC NEW COM 707K 6K –
TRANE TECHNOLOGIES PLC SHS 5M 14K –
TYLER TECHNOLOGIES INC COM 10M 20K –
VANGUARD MUN BD FDS TAX EXEMPT BD 233K 5K –
VANGUARD WORLD FD CONSUM STP ETF 122K 600 –
VANGUARD WORLD FD FINANCIALS ETF 130K 1K –
VANGUARD WORLD FD HEALTH CAR ETF 160K 600 –
VANGUARD WORLD FD INDUSTRIAL ETF 188K 800 –
VANGUARD WORLD FD INF TECH ETF 404K 700 –
VANGUARD WORLD FD MATERIALS ETF 135K 700 –
VANGUARD WORLD FD UTILITIES ETF 104K 700 –
VERISK ANALYTICS INC COM 11M 40K –
VISA INC COM CL A 12M 46K –
WATERS CORP COM 6M 21K –