Hedge Fund Database

WITTENBERG INVESTMENT MANAGEMENT INC

Adviser information for WITTENBERG INVESTMENT MANAGEMENT INC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 170 $359.9M
Non-Discretionary 0 $0
Total 170 $359.9M

Clients

Type Number RAUM
Individuals 10 $6.4M
HNW Individuals 51 $352.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $925,788
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-32143
SEC ERA File Number 801-32143
SEC CIK Numbers 1697790
SEC CRD Numbers 105792
Legal Entity Identifier None

Principal Office

650 CONCORD STREET, SUITE 203
CARLISLE
MA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M
Tel: 978-610-6871, Fax: None

Chief Compliance Officer

WITTENBERG, JOEL B
PRESIDENT
650 CONCORD STREET, SUITE 203
CARLISLE
MA
United States
Tel: 978-610-6871
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WITTENBERG, JOEL Individual – PRESIDENT & CHIEF COMPLIANCE OFFICER 04/1988 > 75%

No. Employees, Historic

10502020202120222023202420251 on 3/30/20201 on 6/29/20201 on 7/1/20201 on 7/2/20201 on 7/8/20201 on 3/30/20211 on 3/30/20211 on 3/31/20221 on 3/20/20231 on 3/30/2024

RAUM, Historic

400M200M0202020212022202320242025328987164 on 3/30/2020328987164 on 6/29/2020328987164 on 7/1/2020328987164 on 7/2/2020328987164 on 7/8/2020297578528 on 3/30/2021297578528 on 3/30/2021394700034 on 3/31/2022317474799 on 3/20/2023359877380 on 3/30/2024

No. Clients, Historic

7035020202021202220232024202566 on 3/30/202066 on 6/29/202066 on 7/1/202066 on 7/2/202066 on 7/8/202063 on 3/30/202163 on 3/30/202170 on 3/31/202266 on 3/20/202362 on 3/30/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADAMS RES & ENERGY INC COM NEW 587K 21K –
ALLY FINL INC COM 474K 12K –
ALPHABET INC CAP STK CL A 22M 119K –
ALPHABET INC CAP STK CL C 21M 116K –
AMAZON COM INC COM 2M 13K –
AMERICAN EXPRESS CO COM 558K 2K –
APA CORPORATION COM 2M 60K –
APPLE INC COM 33M 158K –
ATLANTA BRAVES HLDGS INC COM SER C 1M 37K –
AVALON HLDGS CORP CL A 81K 37K –
AVIS BUDGET GROUP COM 345K 3K –
BANK AMERICA CORP COM 4M 105K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 64M 158K –
BLUE FOUNDRY BANCORP COM 411K 45K –
BP PLC SPONSORED ADR 780K 22K –
BROADWAY FINL CORP DEL CL A NEW 234K 46K –
CENTRAL SECS CORP COM 228K 5K –
CHIPOTLE MEXICAN GRILL INC COM 633K 10K –
COMCAST CORP NEW CL A 294K 8K –
CONTANGO ORE INC COM 570K 32K –
COSTCO WHSL CORP NEW COM 586K 689 –
DISNEY WALT CO COM 414K 4K –
EASTERN CO COM 261K 10K –
FREIGHTCAR AMER INC COM 569K 163K –
GARRETT MOTION INC COM 4M 470K –
GOLDMAN SACHS GROUP INC COM 1M 3K –
GREAT LAKES DREDGE & DOCK CO COM 2M 270K –
GREENLIGHT CAPITAL RE LTD CLASS A 635K 49K –
ISHARES TR 0-3 MNTH TREASRY 403K 4K –
ISHARES TR RUS MD CP GR ETF 381K 3K –
ISHARES TR RUS MDCP VAL ETF 2M 13K –
JEFFERIES FINL GROUP INC COM 3M 55K –
JPMORGAN CHASE & CO. COM 9M 46K –
JOHNSON & JOHNSON COM 245K 2K –
LEE ENTERPRISES INC COM 1M 107K –
LIBERTY BROADBAND CORP COM SER A 7M 127K –
LIBERTY BROADBAND CORP COM SER C 3M 50K –
LIBERTY GLOBAL LTD COM CL A 6M 371K –
LIBERTY GLOBAL LTD COM CL C 394K 22K –
LIBERTY LATIN AMERICA LTD COM CL A 8M 853K –
LIBERTY LATIN AMERICA LTD COM CL C 2M 195K –
LIBERTY MEDIA CORP DEL COM LBTY ONE S A 1M 21K –
LIBERTY MEDIA CORP DEL COM LBTY LIV S A 4M 98K –
LIBERTY MEDIA CORP DEL COM LBTY LIV S C 1M 26K –
LIBERTY MEDIA CORP DEL COM LBTY ONE S C 982K 14K –
LIBERTY MEDIA CORP DEL COM LBTY SRM S A 11M 476K –
LIBERTY MEDIA CORP DEL COM LBTY SRM S C 6M 264K –
LIMBACH HLDGS INC COM 831K 15K –
LIVE NATION ENTERTAINMENT IN COM 2M 23K –
MATCH GROUP INC NEW COM 620K 20K –
MCDONALDS CORP COM 223K 875 –
MERCURY GENL CORP NEW COM 450K 8K –
MICROSOFT CORP COM 7M 15K –
NETFLIX INC COM 2M 3K –
PARAMOUNT GLOBAL CLASS B COM 6M 603K –
PHINIA INC COMMON STOCK 2M 52K –
PONCE FINANCIAL GROUP INC COMMON STOCK 963K 105K –
PRICESMART INC COM 1M 16K –
QURATE RETAIL INC COM SER A 2M 3M –
READING INTL INC CL A 2M 2M –
SCRIPPS E W CO OHIO CL A NEW 3M 1M –
SPOTIFY TECHNOLOGY S A SHS 1M 3K –
SUNLINK HEALTH SYS INC COM 84K 105K –
THRYV HLDGS INC COM NEW 514K 29K –
TIDEWATER INC NEW COM 2M 22K –
23ANDME HOLDING CO CLASS A COM 906K 2M –
US BANCORP DEL COM NEW 4M 113K –
WARNER BROS DISCOVERY INC COM SER A 7M 996K –
WELLS FARGO CO NEW PERP PFD CNV A 3M 2K –
WELLS FARGO CO NEW COM 7M 116K –
TRAVEL PLUS LEISURE CO COM 282K 6K –
WYNDHAM HOTELS & RESORTS INC COM 420K 5K –
ZOETIS INC CL A 294K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 748K 3K –
ENZO BIOCHEM INC COM 128K 117K –
FIRST SEACOAST BANCORP INC COM 181K 20K –
FEDEX CORP COM 210K 700 –
WILLIAM PENN BANCORPORATION COM 307K 27K –
LIFECORE BIOMEDICAL INC COM 77K 15K –
SIRIUS XM HOLDINGS INC COM 1M 486K –
SYNCHRONY FINANCIAL COM 218K 5K –