PROVISE MANAGEMENT GROUP, LLC
Adviser information for PROVISE MANAGEMENT GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,830 | $1.9B |
| Non-Discretionary | 41 | $17.7M |
| Total | 3,871 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 836 | $343.7M |
| HNW Individuals | 533 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $11.0M |
| Charitable organizations | 11 | $20.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $119.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 36 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsFEES AS SOLICITOR FOR SEABRIDGE INVEST ADVISOR |
Principal Office
611 DRUID RD E. STE 105CLEARWATER
FL
United States
Monday - Friday, 8:00AM-5:00PM EASTERN
Tel: [727] 441-9022, Fax: [727] 449-1625
Chief Compliance Officer
SHANE O'HARA, CFP
EXECUTIVE VICE PRESIDENT
611 DRUID ROAD E, SUITE 105
CLEARWATER
FL
United States
Tel:
727-441-9022
Fax:
727-449-1625
O****@**********M
(Full email address available in API data)
Regulatory Contact
LANETTE KIRBY, CLU FPQP
COMPLAINCE MANAGER
611 DRUID ROAD E, SUITE 105
CLEARWATER
FL
United States
Tel:
727-441-9022
Fax:
727-449-1625
K****@**********M
(Full email address available in API data)
Industry Affiliates
| AMERICAN FINANCIAL SOLUTIONS, INC. | Insurance company or agency |
| ARDEN TRUST COMPANY | Trust company |
| BEACON FINANCIAL GROUP | Other investment adviser, including financial planners |
| BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | Other investment adviser, including financial planners |
| BERNARD R. WOLFE & ASSOCAITES, INC. | Insurance company or agency |
| CAPITAL PLANNING ADVISORS LLC | Other investment adviser, including financial planners |
| COMPASS CAPITAL MANAGEMENT, LLC | Insurance company or agency |
| GOLDSTEIN ADVISORS, LLC | Other investment adviser, including financial planners |
| HEDEKER WEALTH LLC | Other investment adviser, including financial planners |
| HICKORY ASSET MANAGEMENT, INC. | Other investment adviser, including financial planners |
| HUGHES FINANCIAL SERVICES, LLC | Other investment adviser, including financial planners |
| JOULE FINANCIAL, LLC | Other investment adviser, including financial planners |
| KESTRA ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| KESTRA INSTITUTIONAL SERVICES, LLC | Other investment adviser, including financial planners |
| KESTRA INSURANCE SERVICES, LLC | Insurance company or agency |
| KESTRA INVESTMENT MANAGEMENT, LLC. | Other investment adviser, including financial planners |
| KESTRA INVESTMENT SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Other investment adviser, including financial planners |
| NILES, KIGHT & COMPANY, PLLC | Accountant or accounting firm |
| OKLAHOMA FINANCIAL CENTER, INC. | Insurance company or agency |
| RITTER DANIHER FINANCIAL ADVISORY LLC | Other investment adviser, including financial planners |
| VECTOR INSURANCE SERVICES, LLC | Insurance company or agency |
| VECTOR WEALTH MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FERRARA, VINCENT, RAYMOND | Individual | – | EXECUTIVE CHAIR/MANAGER | 02/2002 | < 5% |
| KESTRA FINANCIAL,INC | Domestic Entity | – | MANAGING MEMBER | 10/2014 | > 75% |
| EBBERT, ERIC, RUSSELL | Individual | – | CEO/MANAGER | 01/2005 | < 5% |
| BRETHAUER, JON, MICHAEL | Individual | – | PRESIDENT/MANAGER | 07/2011 | < 5% |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | Domestic Entity | KESTRA FINANCIAL,INC | OWNER | 06/2014 | > 75% |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | Domestic Entity | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | OWNER | 06/2014 | > 75% |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | Domestic Entity | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | OWNER | 06/2014 | > 75% |
| KINGFISHER HOLDING, L.P. | Domestic Entity | KINGFISHER HOLDING A, INC. | OWNER | 06/2019 | > 75% |
| KINGFISHER HOLDING A, INC. | Domestic Entity | KINGFISHER HOLDING B, INC. | OWNER | 06/2019 | > 75% |
| KINGFISHER HOLDING B, INC. | Domestic Entity | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | OWNER | 06/2019 | > 75% |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | Domestic Entity | KINGFISHER HOLDING, L.P. | LIMITED PARTNER | 06/2019 | 25-50% |
| KINGFISHER HOLDING GP, LLC | Domestic Entity | KINGFISHER HOLDING, L.P. | GENERAL PARTNER | 06/2019 | |
| O'HARA, SHANE, D | Individual | – | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| Washburn, Susan, Clementine | Individual | – | SENIOR FINANCIAL PLANNER | 01/2022 | < 5% |
| OHCP VI ENZO AGGREGATOR, L.P. | Domestic Entity | KINGFISHER HOLDING, L.P. | OWNER | 02/2023 | 25-50% |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | Domestic Entity | OHCP VI ENZO AGGREGATOR, L.P. | OWNER | 02/2023 | 25-50% |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | Domestic Entity | OHCP VI ENZO AGGREGATOR, L.P. | OWNER | 02/2023 | 25-50% |
| YIN, YIN | Individual | – | CONTROLLER | 09/2007 | < 5% |
| NORWOOD, ROBERT, BREDT | Individual | – | SECRETARY | 04/2016 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 483K | 5K | – |
| ABBVIE INC | COM | 3M | 17K | – |
| ADVANCED MICRO DEVICES INC | COM | 399K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 5M | 19K | – |
| ALKAMI TECHNOLOGY INC | COM | 209K | 7K | – |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 176K | 16K | – |
| ALPHABET INC | CAP STK CL A | 15M | 82K | – |
| ALPHABET INC | CAP STK CL C | 30M | 164K | – |
| ALTRIA GROUP INC | COM | 2M | 46K | – |
| AMAZON COM INC | COM | 28M | 143K | – |
| AMERICAN EXPRESS CO | COM | 3M | 14K | – |
| AMERICAN INTL GROUP INC | COM NEW | 213K | 3K | – |
| AMERICAN TOWER CORP NEW | COM | 3M | 15K | – |
| AMGEN INC | COM | 6M | 19K | – |
| ANALOG DEVICES INC | COM | 15M | 65K | – |
| AON PLC | SHS CL A | 1M | 5K | – |
| APOLLO GLOBAL MGMT INC | COM | 477K | 4K | – |
| APPLE INC | COM | 20M | 94K | – |
| APPLIED MATLS INC | COM | 408K | 2K | – |
| APYX MEDICAL CORPORATION | COM | 18K | 13K | – |
| AT&T INC | COM | 665K | 35K | – |
| BANK AMERICA CORP | COM | 3M | 88K | – |
| BANK NEW YORK MELLON CORP | COM | 6M | 101K | – |
| BECTON DICKINSON & CO | COM | 9M | 38K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 26M | 64K | – |
| BLACKROCK CORE BD TR | SHS BEN INT | 1M | 121K | – |
| BLACKROCK CR ALLOCATION INCO | COM | 226K | 21K | – |
| BLACKROCK FLOATING RATE INC | COM | 651K | 51K | – |
| BLACKROCK FLOATING RATE INCO | COM | 445K | 34K | – |
| BLACKROCK INC | COM | 10M | 12K | – |
| BLACKROCK LTD DURATION INCOM | COM SHS | 191K | 14K | – |
| BLACKROCK MUNICIPAL INCOME | COM | 380K | 31K | – |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 523K | 43K | – |
| BLACKSTONE INC | COM | 5M | 41K | – |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 591K | 56K | – |
| BNY MELLON MUN INCOME INC | COM | 167K | 23K | – |
| BNY MELLON STRATEGIC MUN BD | COM | 136K | 23K | – |
| BNY MELLON STRATEGIC MUNS IN | COM | 79K | 13K | – |
| BOEING CO | COM | 285K | 2K | – |
| BOOKING HOLDINGS INC | COM | 12M | 3K | – |
| BP PLC | SPONSORED ADR | 323K | 9K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 350K | 8K | – |
| BROADCOM INC | COM | 318K | 198 | – |
| CAPITAL ONE FINL CORP | COM | 408K | 3K | – |
| CARMAX INC | COM | 5M | 71K | – |
| CATERPILLAR INC | COM | 402K | 1K | – |
| CBRE GROUP INC | CL A | 233K | 3K | – |
| CENCORA INC | COM | 776K | 3K | – |
| CHEVRON CORP NEW | COM | 8M | 50K | – |
| CISCO SYS INC | COM | 486K | 10K | – |
| CITIGROUP INC | COM NEW | 11M | 179K | – |
| COCA COLA CO | COM | 6M | 98K | – |
| COLGATE PALMOLIVE CO | COM | 3M | 26K | – |
| COMCAST CORP NEW | CL A | 17M | 441K | – |
| CONOCOPHILLIPS | COM | 6M | 50K | – |
| COSTCO WHSL CORP NEW | COM | 250K | 294 | – |
| CROWDSTRIKE HLDGS INC | CL A | 345K | 900 | – |
| CVS HEALTH CORP | COM | 10M | 162K | – |
| DBX ETF TR | XTRACK MSCI EURO | 217K | 5K | – |
| DEERE & CO | COM | 262K | 702 | – |
| DIAGEO PLC | SPON ADR NEW | 339K | 3K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 1M | 38K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 7M | 117K | – |
| DISNEY WALT CO | COM | 550K | 6K | – |
| DUKE ENERGY CORP NEW | COM NEW | 6M | 57K | – |
| EATON VANCE LTD DURATION INC | COM | 153K | 16K | – |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 940K | 91K | – |
| EBAY INC. | COM | 7M | 129K | – |
| EDISON INTL | COM | 5M | 70K | – |
| ELEVANCE HEALTH INC | COM | 11M | 21K | – |
| ELI LILLY & CO | COM | 948K | 1K | – |
| EMERSON ELEC CO | COM | 1M | 10K | – |
| ENBRIDGE INC | COM | 7M | 203K | – |
| ENTERGY CORP NEW | COM | 4M | 33K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 4M | 147K | – |
| EOG RES INC | COM | 272K | 2K | – |
| EXXON MOBIL CORP | COM | 17M | 146K | – |
| F N B CORP | COM | 141K | 10K | – |
| FEDERATED HERMES PREM MUNI I | COM | 525K | 46K | – |
| FEDEX CORP | COM | 213K | 711 | – |
| FIDELITY NATL INFORMATION SV | COM | 4M | 54K | – |
| FIRST BANCORP INC ME | COM | 362K | 15K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 390K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 327K | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 503K | 9K | – |
| FISERV INC | COM | 9M | 59K | – |
| FRANKLIN TEMPLETON ETF TR | US MID CP MLTFCT | 283K | 6K | – |
| GE AEROSPACE | COM NEW | 443K | 3K | – |
| GENERAL DYNAMICS CORP | COM | 9M | 29K | – |
| GENERAL MLS INC | COM | 740K | 12K | – |
| GENERAL MTRS CO | COM | 379K | 8K | – |
| GENUINE PARTS CO | COM | 3M | 22K | – |
| GOLDMAN SACHS GROUP INC | COM | 285K | 630 | – |
| GSK PLC | SPONSORED ADR | 5M | 122K | – |
| HANCOCK JOHN INCOME SECS TR | COM | 141K | 13K | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| HONEYWELL INTL INC | COM | 347K | 2K | – |
| INTEL CORP | COM | 213K | 7K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 328K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 572K | 3K | – |
| INTERPUBLIC GROUP COS INC | COM | 535K | 18K | – |
| INTUITIVE SURGICAL INC | COM NEW | 356K | 801 | – |
| INVESCO BD FD | COM | 2M | 99K | – |
| INVESCO EXCH TRADED FD TR II | INTL BUYBACK | 229K | 6K | – |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | 3M | 50K | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 936K | 40K | – |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 3M | 54K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP LOW | 4M | 91K | – |
| INVESCO EXCH TRADED FD TR II | S&P ULTRA DIVIDE | 243K | 5K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 567K | 27K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 4M | 190K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 4M | 185K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 3M | 177K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 3M | 135K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 442K | 30K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 5M | 48K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL ENR | 335K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 3M | 15K | – |
| INVESCO QQQ TR | UNIT SER 1 | 4M | 8K | – |
| IQVIA HLDGS INC | COM | 505K | 2K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 17M | 172K | – |
| ISHARES TR | 1 3 YR TREAS BD | 490K | 6K | – |
| ISHARES TR | 7-10 YR TRSY BD | 397K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 69M | 1M | – |
| ISHARES TR | CORE HIGH DV ETF | 2M | 14K | – |
| ISHARES TR | CORE MSCI EAFE | 217K | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 5M | 82K | – |
| ISHARES TR | CORE S&P SCP ETF | 14M | 134K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | ESG AWARE MSCI | 200K | 5K | – |
| ISHARES TR | HDG MSCI EAFE | 296K | 8K | – |
| ISHARES TR | IBOXX HI YD ETF | 286K | 4K | – |
| ISHARES TR | IBOXX INV CP ETF | 350K | 3K | – |
| ISHARES TR | ISHARES BIOTECH | 843K | 6K | – |
| ISHARES TR | ISHARES SEMICDTR | 414K | 2K | – |
| ISHARES TR | ISHS 5-10YR INVT | 25M | 482K | – |
| ISHARES TR | MSCI EAFE ETF | 2M | 20K | – |
| ISHARES TR | MSCI EAFE MIN VL | 8M | 115K | – |
| ISHARES TR | MSCI USA ESG SLC | 645K | 6K | – |
| ISHARES TR | MSCI USA MIN VOL | 829K | 10K | – |
| ISHARES TR | MSCI USA MMENTM | 338K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 226K | 1K | – |
| ISHARES TR | NATIONAL MUN ETF | 1M | 12K | – |
| ISHARES TR | PFD AND INCM SEC | 282K | 9K | – |
| ISHARES TR | RUS 1000 GRW ETF | 4M | 11K | – |
| ISHARES TR | RUS MID CAP ETF | 231K | 3K | – |
| ISHARES TR | RUS TP200 GR ETF | 26M | 120K | – |
| ISHARES TR | RUSSELL 2000 ETF | 375K | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 829K | 9K | – |
| ISHARES TR | S&P 500 VAL ETF | 313K | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 678K | 8K | – |
| ISHARES TR | SELECT DIVID ETF | 386K | 3K | – |
| ISHARES TR | TIPS BD ETF | 451K | 4K | – |
| ISHARES TR | U.S. REAL ES ETF | 272K | 3K | – |
| ISHARES TR | US AER DEF ETF | 1M | 8K | – |
| ISHARES TR | US HOME CONS ETF | 643K | 6K | – |
| ISHARES TR | US OIL GS EX ETF | 200K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 6M | 112K | – |
| JOHNSON & JOHNSON | COM | 2M | 13K | – |
| JPMORGAN CHASE & CO. | COM | 24M | 119K | – |
| KKR & CO INC | COM | 809K | 8K | – |
| LAMAR ADVERTISING CO NEW | CL A | 4M | 32K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 65K | 24K | – |
| LOCKHEED MARTIN CORP | COM | 8M | 17K | – |
| LOWES COS INC | COM | 865K | 4K | – |
| MAINSTAY MACKAY DEFINEDTERM | COM | 1M | 79K | – |
| MASTERCARD INCORPORATED | CL A | 3M | 6K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MCKESSON CORP | COM | 8M | 14K | – |
| MEDTRONIC PLC | SHS | 9M | 110K | – |
| MERCK & CO INC | COM | 1M | 9K | – |
| META PLATFORMS INC | CL A | 4M | 7K | – |
| MICRON TECHNOLOGY INC | COM | 236K | 2K | – |
| MICROSOFT CORP | COM | 41M | 92K | – |
| MSCI INC | COM | 1M | 2K | – |
| NETFLIX INC | COM | 343K | 508 | – |
| NEUBERGER BERMAN MUN FD INC | COM | 215K | 20K | – |
| NOVARTIS AG | SPONSORED ADR | 14M | 129K | – |
| NOVO-NORDISK A S | ADR | 518K | 4K | – |
| NUVEEN FLOATING RATE INCOME | COM | 147K | 17K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 228K | 18K | – |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 342K | 24K | – |
| NVIDIA CORPORATION | COM | 3M | 23K | – |
| OMNICOM GROUP INC | COM | 8M | 91K | – |
| ORACLE CORP | COM | 17M | 123K | – |
| OREILLY AUTOMOTIVE INC | COM | 1M | 985 | – |
| PACER FDS TR | US CASH COWS 100 | 431K | 8K | – |
| PALO ALTO NETWORKS INC | COM | 267K | 788 | – |
| PAYCHEX INC | COM | 411K | 3K | – |
| PAYCOM SOFTWARE INC | COM | 285K | 2K | – |
| PEPSICO INC | COM | 3M | 16K | – |
| PFIZER INC | COM | 4M | 129K | – |
| PHILIP MORRIS INTL INC | COM | 16M | 158K | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 3M | 151K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 26K | – |
| PROSHARES TR | S&P 500 DV ARIST | 290K | 3K | – |
| QUALCOMM INC | COM | 428K | 2K | – |
| REALTY INCOME CORP | COM | 241K | 5K | – |
| RIVERNORTH MANAGED DUR MUN I | COM | 2M | 160K | – |
| ROCKWELL AUTOMATION INC | COM | 444K | 2K | – |
| RTX CORPORATION | COM | 6M | 60K | – |
| SALESFORCE INC | COM | 1M | 6K | – |
| SANOFI | SPONSORED ADR | 9M | 177K | – |
| SCHWAB CHARLES CORP | COM | 12M | 159K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 2M | 38K | – |
| SCHWAB STRATEGIC TR | INTERNL DIVID | 1M | 56K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 3M | 77K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 225K | 5K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 2M | 45K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 6M | 88K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 59K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 18M | 177K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 6M | 84K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 360K | 6K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 15M | 199K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 4M | 89K | – |
| SEALED AIR CORP NEW | COM | 259K | 7K | – |
| SELECT SECTOR SPDR TR | ENERGY | 590K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 369K | 9K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2M | 12K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 339K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 5M | 20K | – |
| SERVICE CORP INTL | COM | 216K | 3K | – |
| SOUTHERN CO | COM | 677K | 9K | – |
| SOUTHSTATE CORPORATION | COM | 445K | 6K | – |
| SPDR GOLD TR | GOLD SHS | 507K | 2K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 24M | 686K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 5M | 122K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 5K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 227K | 425 | – |
| SPDR SER TR | PORTFLI HIGH YLD | 6M | 251K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 353K | 14K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 268K | 4K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 459K | 6K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 390K | 5K | – |
| SPDR SER TR | S&P BIOTECH | 402K | 4K | – |
| SPDR SER TR | S&P BK ETF | 9M | 191K | – |
| SPDR SER TR | S&P DIVID ETF | 8M | 59K | – |
| SPDR SER TR | S&P HOMEBUILD | 376K | 4K | – |
| SPDR SER TR | S&P OILGAS EXP | 544K | 4K | – |
| SPDR SER TR | S&P SEMICNDCTR | 228K | 921 | – |
| STARBUCKS CORP | COM | 4M | 50K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 307K | 2K | – |
| TCW STRATEGIC INCOME FD INC | COM | 73K | 15K | – |
| TESLA INC | COM | 1M | 5K | – |
| TEXAS INSTRS INC | COM | 2M | 9K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 221K | 400 | – |
| TRUIST FINL CORP | COM | 302K | 8K | – |
| UBER TECHNOLOGIES INC | COM | 291K | 4K | – |
| UNILEVER PLC | SPON ADR NEW | 9M | 161K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 20K | – |
| UNITEDHEALTH GROUP INC | COM | 414K | 812 | – |
| VALERO ENERGY CORP | COM | 1M | 8K | – |
| VALLEY NATL BANCORP | COM | 2M | 328K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 968K | 11K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 2M | 6K | – |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 2M | 20K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 2M | 22K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 466K | 6K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 3M | 8K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 2M | 8K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 12M | 79K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 22M | 91K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 435K | 5K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 8K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 9K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 522K | 2K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 690K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 14K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 1M | 18K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 272K | 6K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 21M | 423K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 534K | 7K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 484K | 8K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 2M | 22K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 29M | 160K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 895K | 15K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 510K | 4K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 322K | 1K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 395K | 2K | – |
| VANGUARD WORLD FD | INF TECH ETF | 423K | 734 | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 24M | 122K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 493K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 4M | 102K | – |
| VISA INC | COM CL A | 14M | 54K | – |
| WALMART INC | COM | 1M | 22K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 132K | 18K | – |
| WELLS FARGO CO NEW | COM | 22M | 363K | – |
| WELLTOWER INC | COM | 1M | 12K | – |
| WESTERN ASSET INTER MUNI FD | COM | 84K | 11K | – |
| WESTERN ASSET PREMIER BD FD | SHS BEN INT | 1M | 125K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 1M | 21K | – |
| WISDOMTREE TR | INTL EQUITY FD | 844K | 16K | – |
| WISDOMTREE TR | YIELD ENHANCED | 506K | 11K | – |