AUSTIN ASSET
AUSTIN ASSET MANAGEMENT CO Legal Name
Adviser information for AUSTIN ASSET last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,310 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 2,310 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $58.6M |
| HNW Individuals | 327 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 11 | $153.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-32217 |
|---|---|
| SEC ERA File Number | 801-32217 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105441 |
| Legal Entity Identifier | None |
Principal Office
7200 N. MOPAC, SUITE 315AUSTIN
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 512-453-6622, Fax: 512-453-4253
Chief Compliance Officer
JONATHAN D. DAVISON
CHIEF INVESTMENT OFFICER
7200 N. MOPAC, SUITE 315
AUSTIN
TX
United States
Tel:
512-453-6622
Fax:
512-453-4253
J*******@**************M
(Full email address available in API data)
Regulatory Contact
STEPHANIE RICHARDS
COMPLIANCE CONSULTANT
ONE TOWN CENTER ROAD
SUITE 400
BOCA RATON
FL
United States
Tel:
561-620-1741
S********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEHMAN, WILLIAM, ERIC | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2000 | 25-50% |
| VANWYK, GREGORY, SCOTT | Individual | – | EXECUTIVE VICE PRESIDENT | 01/2010 | 25-50% |
| WIKE, WILLIAM, THOMAS | Individual | – | SHAREHOLDER | 01/2021 | 5-10% |
| DAVISON, JONATHAN, DAVID | Individual | – | CHIEF INVESTMENT OFFICER | 01/2010 | 10-25% |
| DAVISON, JONATHAN, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2015 | 10-25% |
| Bequette, Alexandra, Mary | Individual | – | SHAREHOLDER | 01/2023 | < 5% |
| DUNN, ALLISON, LEE | Individual | – | SHAREHOLDER | 01/2024 | < 5% |