THE INVESTMENT COUNSEL COMPANY
THE INVESTMENT COUNSEL COMPANY OF NEVADA Legal Name
Adviser information for THE INVESTMENT COUNSEL COMPANY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,074 | $1.2B |
| Non-Discretionary | 709 | $423.1M |
| Total | 1,783 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $15.3M |
| HNW Individuals | 230 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $39.0M |
| Charitable organizations | <5 | $25.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-32353 |
|---|---|
| SEC ERA File Number | 801-32353 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 19608 |
| Legal Entity Identifier | None |
Principal Office
10000 W. CHARLESTON BLVD.SUITE 280
LAS VEGAS
NV
United States
Monday - Friday, 6:30 A.M. TO 5:00 P.M.
Tel: 702-871-8510, Fax: 702-871-4052
Chief Compliance Officer
MICHELLE KONSTANTARAKIS
VICE PRESIDENT - INVESTMENT CONSULTANT
10000 W. CHARLESTON BLVD.
SUITE 280
LAS VEGAS
NV
United States
Tel:
702-871-8510
Fax:
702-871-4052
M*******@********M
(Full email address available in API data)
Regulatory Contact
RANDY GARCIA
CHIEF EXECUTIVE OFFICER
10000 W. CHARLESTON BLVD.
SUITE 280
LAS VEGAS
NV
United States
Tel:
702-871-8510
Fax:
702-871-4052
R****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARCIA, RANDY, ANTHONY | Individual | – | CHIEF EXECUTIVE OFFICER | 02/1987 | < 5% |
| GARCIA FAMILY TRUST DTD 8/29/91, RANDY A. GARCIA & STACI R. GARCIA TTEES | Domestic Entity | – | TRUST | 10/1993 | > 75% |
| STACI ROBERTS GARCIA | Individual | – | DIRECTOR | 02/1987 | < 5% |
| KONSTANTARAKIS, MICHELLE, MORRIS | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2013 | < 5% |
| GARCIA, RANDY, ANTHONY | Individual | GARCIA FAMILY TRUST | CO-TRUSTEE | 08/1991 | 50-75% |
| GARCIA, STACI, ROBERTS | Individual | GARCIA FAMILY TRUST | CO-TRUSTEE | 08/1991 | 50-75% |