AVENIR CORPORATION

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Virginia, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	587	$1.3B
Non-Discretionary	0	$0
Total	587	$1.3B

Clients

Type	Number	RAUM
Individuals	55	$51.7M
HNW Individuals	125	$1.0B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	6	$64.0M
Pension and profit sharing plans	5	$13.7M
Charitable organizations	14	$46.1M
State or municipal gov entities	0	$0
Other investment advisers	1	$36.6M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	4	$23.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	7.3M
Both for Same	0

Portfolio Manager to Program	Sponsor
PRIVATE ADVISOR NETWORK	WELLS FARGO ADVISORS
INVESTMENT MANAGEMENT SERVICES	MORGAN STANLEY

Identifiers

SEC RIA File Number	801-32509
SEC ERA File Number	801-32509
SEC CIK Numbers	1033475
SEC CRD Numbers	110545
Legal Entity Identifier	None

Principal Office

277 SOUTH WASHINGTON STREET
SUITE 350
ALEXANDRIA
VA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic