LVM CAPITAL MANAGEMENT LTD
Adviser information for LVM CAPITAL MANAGEMENT LTD last updated from Form ADV on September 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,125 | $947.0M |
| Non-Discretionary | 10 | $27.6M |
| Total | 1,135 | $974.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1,078 | $862.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $3.3M |
| Charitable organizations | 56 | $109.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 9.7M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WELLS FARGO & COMPANY WRAP FEE PROGRAM | WELLS FARGO & COMPANY |
Identifiers
| SEC RIA File Number | 801-32681 |
|---|---|
| SEC ERA File Number | 801-32681 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111039 |
| Legal Entity Identifier | None |
Principal Office
7840 MOORSBRIDGE ROADPORTAGE
MI
United States
Monday - Friday, 8AM - 5PM
Tel: 269-321-8120, Fax: 269-321-8126
Chief Compliance Officer
DAVID P. CLEVELAND
CHIEF COMPLIANCE OFFICER
7840 MOORSBRIDGE ROAD
PORTAGE
MI
United States
Tel:
269-321-8120
Fax:
269-321-8126
D*********@*************M
(Full email address available in API data)
Regulatory Contact
CHARLES PRUDHOMME
ASSISTANT CHIEF COMPLIANCE OFFICER
7840 MOORSBRIDGE
PORTAGE
MI
United States
Tel:
269-321-8120
Fax:
269-321-8126
C*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VANDER MOLEN, CRAIG, ALAN | Individual | – | PRESIDENT | 06/1988 | 50-75% |
| CLEVELAND, DAVID, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | 03/1990 | 10-25% |
| PRUDHOMME, CHARLES, ALAN | Individual | – | PRINCIPAL | 12/2015 | 10-25% |
| ALVORD, TYLER, WAYNE | Individual | – | SHAREHOLDER | 09/2019 | 5-10% |
| Rummel, Jordan, John | Individual | – | SHAREHOLDER | 01/2023 | < 5% |