FIRST FINANCIAL ADVISORS INC
Adviser information for FIRST FINANCIAL ADVISORS INC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,386 | $265.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,386 | $265.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 604 | $127.1M |
| HNW Individuals | 62 | $135.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-32812 |
|---|---|
| SEC ERA File Number | 801-32812 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106040 |
| Legal Entity Identifier | None |
Principal Office
950 W NORTON AVESUITE 415
MUSKEGON
MI
United States
Monday - Friday, 9AM - 5PM
Tel: 231-733-4084, Fax: 231-733-0963
Websites
Chief Compliance Officer
ERIC M. LANS
CHIEF COMPLIANCE OFFICER
950 W. NORTON AVENUE
SUITE 415
MUSKEGON
MI
United States
Tel:
231-733-4084
Fax:
231-733-0963
E**@*************************M
(Full email address available in API data)
Regulatory Contact
JAMES A. MIKESELL, II
SECRETARY, CHIEF OPERATIONS OFFICER
950 W. NORTON AVE.
SUITE 415
MUSKEGON
MI
United States
Tel:
231-733-4084
Fax:
231-733-0963
J**@*************************M
(Full email address available in API data)
Industry Affiliates
| ANTHONY G. TIDSWELL, CPA, PC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANS, ERIC, MARC | Individual | – | CHIEF COMPLIANCE OFFICER / STOCKHOLDER | 12/2001 | 25-50% |
| MIKESELL, JAMES, ARTHUR | Individual | – | SECRETARY / CHIEF OPERATIONS OFFICER / STOCKHOLDER | 01/2010 | 25-50% |
| TIDSWELL, ANTHONY, G | Individual | – | PRESIDENT / TREASURER / STOCKHOLDER | 01/2010 | 25-50% |