PANTHEON
PANTHEON VENTURES INC. Legal Name
Adviser information for PANTHEON last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $11 |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $11 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $11 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-32850 |
|---|---|
| SEC ERA File Number | 801-32850 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110091 |
| Legal Entity Identifier | None |
Principal Office
555 CALIFORNIA STREETSUITE 3450
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 415-249-6200, Fax: None
Chief Compliance Officer
CHRISTOPHER BANKS
HEAD OF COMPLIANCE, AMERICAS
11 TIMES SQUARE
35TH FLOOR
NEW YORK
NY
United States
Tel:
212-205-2000
C****************@***********M
(Full email address available in API data)
Regulatory Contact
KARA ZANGER
GLOBAL HEAD OF LEGAL
11 TIMES SQUARE
35TH FLOOR
NEW YORK
NY
United States
Tel:
212-205-2000
K**********@***********M
(Full email address available in API data)
Industry Affiliates
| PANTHEON | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PANTHEON | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PANTHEON | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PANTHEON SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| McAndrews, Susan, Long | Individual | – | DIRECTOR, PRESIDENT AND SECRETARY | 02/2007 | < 5% |
| AFFILIATED MANAGERS GROUP, INC. | Domestic Entity | AMG NEW YORK HOLDINGS CORP. | CORPORATE PARENT | 12/2000 | > 75% |
| BAILEY, ROBIN, JOHN | Individual | – | CHIEF OPERATING OFFICER | 01/2015 | < 5% |
| AMG NEW YORK HOLDINGS CORP. | Domestic Entity | – | SHAREHOLDER | 12/2016 | > 75% |
| ZANGER, KARA, ISABELLE | Individual | – | CHIEF LEGAL OFFICER | 09/2013 | < 5% |
| BUENNEKE, BRIAN, JAMES | Individual | – | DIRECTOR | 01/2020 | < 5% |
| MAINES, DEAN, AARON | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| BANKS, CHRISTOPHER, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
| Leaf, Kathryn, Margaret | Individual | – | DIRECTOR | 05/2023 | < 5% |
| MILLER, JEFFREY, GRANT | Individual | – | DIRECTOR | 05/2023 | < 5% |